UBS DERIVATIVES HONG KONG LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2024
Role From Until
1 Advani, Neil L M Rep 2011-07-12 2012-02-08
2 Agarwal, Yash Rep 2010-02-01 2016-07-05
3 Arora, Dhruv (SFC:ARG980) Rep 2013-06-19 2015-04-30
4 Atkinson, James Anthony Thomas M Rep 2010-05-25 2014-04-29
5 Au, Alexander Pak Cheung 區柏祥 48 M Rep 2004-05-18 2008-03-11
6 Audi, Elias M Rep 2013-11-18 2016-12-18
7 Balani, Pankaj Rep 2007-07-03 2008-06-01
8 Bansal, Navneet Kumar M Rep 2006-08-24 2010-03-25
9 Barros Iii, Belmiro Jose Rep 2006-10-02 2007-03-30
10 Becchetti, James Patrick M Rep 2015-09-18 2015-09-30
11 Beshke, Clarence John M RO 2005-05-20
Rep 2005-05-20 2009-03-24
RO 2009-03-24 2009-09-15
Rep 2009-09-15 2013-11-16
12 Bessent, Marcel Peter 54 M Rep 2010-09-02 2010-11-20
13 Best, David Gareth M Rep 2011-03-22 2011-04-15
Rep 2013-04-11 2016-12-18
14 Blackburn, Andrew James (SFC:AJE473) M Rep 2003-09-29 2003-12-10
15 Blanchard, Scott Allen M Rep 2013-05-07 2016-12-18
16 Boeding, Jacob Francis M Rep 2012-12-07 2014-03-03
17 Bordat-Maldonado Parra, Adrien Paul Augustin M Rep 2013-04-18 2016-12-18
18 Bradshaw, John (SFC:AHC328) M Rep 2005-03-24
19 Buffham, Laura Jayne F Rep 2013-07-02 2016-12-18
20 Cai, Deyan 蔡德焱 Rep 2013-07-23 2014-05-03
21 Cai, Zhibin (SFC:AYC190) 蔡志斌 Rep 2011-10-03 2016-12-18
22 Chan, Brian Hon Kei 陳漢基 M Rep 2004-04-15 2009-04-22
23 Chan, Chun Hin (SFC:BCO771) 陳晉軒 Rep 2016-06-10 2016-12-18
24 Chan, Chun Yin (SFC:BBK468) 陳俊彥 Rep 2015-08-28 2016-12-18
25 Chan, Kristy Ling Tung 陳令彤 F Rep 2015-07-08 2016-07-23
26 Chan, Kwan Wah 陳君華 Rep 2012-05-07 2016-12-18
27 Chan, Su-Li 陳淑麗 Rep 2015-01-20 2016-12-18
28 Chandler, Benjamin Victor Michael M Rep 2011-06-29 2012-05-24
RO 2012-05-24 2016-12-18
29 Chen, Boliang 陳柏良 Rep 2013-09-05 2014-03-13
30 Chen, Chao (SFC:BDI755) 陳超 Rep 2014-04-28 2014-10-25
31 Chen, Dennis Chih Chieh 陳智傑 M Rep 2015-06-19 2016-12-18
32 Cheng, Anthony Roger 陳若嘉 M Rep 2014-02-05 2016-12-18
33 Cheng, Jimmy Min Tat 鄭勉達 M RO 2007-04-28
34 Cheng, Ke (SFC:BDT161) 程珂 Rep 2014-07-14 2016-06-28
35 Chiu, Winnie Mo Sze 趙慕詩 F Rep 2009-09-28 2010-11-09
RO 2010-11-09 2012-11-10
36 Choi, Iris Heung Kam 蔡香琴 F Rep 2011-10-17 2015-11-18
37 Choi, Junsuk Rep 2016-03-23 2016-12-18
38 Choi, Sheung Ngai 蔡尚毅 Rep 2015-05-05 2016-12-18
39 Chu, Peter M Rep 2004-08-06 2007-02-23
40 Clifford, Timothy Edward M Rep 2013-07-15 2016-12-18
41 Coffeng, John Martinus (SFC:ADJ820) M Rep 2009-06-10
RO 2009-06-10 2010-09-06
42 Combalot, Laurent Benoit Georges M RO 2005-07-08 2005-11-29
Rep 2005-11-29 2009-05-06
RO 2009-05-06 2016-12-18
43 Conley, Richard Adrian M Rep 2011-11-11 2016-12-18
44 Constable, Anthony Joseph Peregrine M Rep 2015-08-05 2015-08-14
Rep 2016-05-05 2016-05-11
Rep 2016-11-14 2016-11-20
45 Cordonnier, Maxime Nicolas Bruno M Rep 2011-09-19 2013-04-18
46 Couki, Mehdi (SFC:BGN225) Rep 2015-11-23 2015-12-07
Rep 2016-03-17 2016-04-04
47 Craig-Wood, Christopher John M Rep 2010-05-25 2011-01-11
RO 2011-01-11 2016-03-15
48 Currey, Stuart Dalyn M Rep 2011-09-12 2014-02-28
49 Davis, Christopher Edward M Rep 2014-05-19 2016-12-18
50 De Taffanel De La Jonqviere, Emmanuel Pierre Marie Jean Rep 2014-08-21 2014-09-02
51 Delterme, Antoine Pierre Marie M Rep 2010-07-26 2011-03-15
52 Dhake, Pankaj Jaysing Rep 2013-05-20 2016-04-16
53 Donan, Keith M Rep 2011-05-19 2014-03-14
54 Donnelly, Anthony Michael M Rep 2004-07-06 2005-06-29
55 Easterbrook, Trevor Stephen M Rep 2004-02-23
56 Faure, Olivier Pierre M Rep 2011-07-06 2013-01-25
57 Fekete, Georgia Kate F Rep 2015-01-23 2016-07-08
58 Feschet, Boris Xavier M Rep 2012-04-10 2016-01-19
RO 2016-01-19 2016-12-18
59 Fok, Ronald King Man 霍敬文 47 M Rep 2005-03-24
Rep 2010-07-22 2016-12-18
60 Foord, Tara Michelle F Rep 2016-10-20 2016-11-11
61 French, Bruce Ian M Rep 2013-06-27 2016-12-18
62 Gangal, Shrinivas Ravindra M Rep 2013-07-10 2016-05-20
63 Goh, Leng Teck Rep 2014-05-27 2015-02-18
Rep 2015-08-03 2015-08-07
Rep 2015-09-18 2015-09-25
64 Goraieb, Amine Rep 2011-03-28 2013-05-25
65 Gou, Wenhui 勾文慧 Rep 2015-06-22 2015-09-12
66 Gray, Christopher (SFC:AMH827) M Rep 2016-03-18 2016-12-18
67 Gray, David Paul M RO 2010-06-22 2011-07-18
68 Guan, Bo 關博 Rep 2013-09-18 2015-06-06
69 Guez, Ilane Yonathan Pierre M Rep 2015-08-03 2016-12-18
70 Gupta, Puneet (SFC:AXF254) Rep 2011-05-03 2014-06-14
71 Gupta, Shivam (SFC:APC574) Rep 2007-06-18 2011-04-02
72 Guy, Stephane Edouard Andre M Rep 2011-05-05 2012-10-25
73 Han, Chia Lei 韓嘉蕾 Rep 2010-03-19 2016-12-18
74 Hayek, Rami Gebran Rep 2011-02-14 2012-09-01
75 Herbert, Thomas William (SFC:BAI196) M Rep 2012-11-01 2016-12-18
76 Ho-Hio-Hen, Christelle Nga Sok Rep 2010-08-09 2011-09-01
77 Ho, Tsz Leung 何子樑 Rep 2003-09-02 2016-12-18
78 Holmewood, Philip James M Rep 2010-11-01 2014-03-14
79 Holroyd, Alistair Hugo M Rep 2015-11-25 2016-12-18
80 Hong, Shaw-Shiun 洪紹勛 Rep 2004-08-20 2009-04-22
81 Horiuchi, Shinichiro 堀内伸一郎 Rep 2013-07-18 2014-05-10
82 Hu, Jing (SFC:BDI053) 胡靜 Rep 2014-04-28 2016-12-18
83 Hu, Xisha 胡錫莎 Rep 2008-05-14 2008-08-16
84 Huang, Nicholas Guoliang 黃國凉 M Rep 2016-06-15 2016-12-18
85 Hui, Jimmy Siu Yin 許兆賢 M Rep 2016-08-08 2016-12-18
86 Innerdale, David James M RO 2011-06-23 2016-12-18
87 Israel, Adrien Jacob M Rep 2013-10-03 2016-05-20
88 Jeon, Woonki 全沄基 Rep 2015-07-10 2016-11-03
89 Jonker, Hendrik (SFC:AXB227) Rep 2011-03-22 2011-06-01
90 Joseph Pulpel, Savio M Rep 2011-05-03 2016-12-18
91 Joshi, Deepak (SFC:AZI921) M Rep 2014-03-05 2016-05-20
92 Kansal, Mohit (SFC:ATX900) Rep 2009-10-21 2012-03-31
93 Kengeter, Carsten Norbert (SFC:ANM959) Rep 2009-02-09 2013-06-01
94 Keung, Jun Chao 姜駿超 Rep 2015-08-14 2016-12-18
95 Kim, Seunghwan Rep 2016-08-31 2016-12-18
96 Kim, Yoon Seung Rep 2007-01-25 2008-05-07
97 Kraska, Benjamin Niklas M Rep 2012-12-13 2013-02-28
98 Kudalkar, Samarth Rep 2015-05-08 2016-12-18
99 Kushal, Avanish Mira Rep 2007-07-04 2009-08-15
100 Lai, Johnson Kai Tsun 黎啟進 M Rep 2008-07-02 2009-07-10
101 Lam, Eric Christopher M Rep 2007-11-26 2008-02-24
Rep 2008-02-28 2008-12-18
102 Langner, Gilbert Fred M Rep 2010-10-14 2012-10-25
103 Lau, Homan 劉浩文 Rep 2013-07-12 2015-05-24
104 Law, Ka Fai (SFC:APH953) 羅家輝 Rep 2011-04-13 2013-02-01
105 Lee, Hyun Jae (SFC:AHN694) 李賢宰 Rep 2007-04-19
Rep 2010-09-27 2016-06-11
106 Lee, Michel Kai Tai 李啟泰 M Rep 2013-06-20 2016-12-18
107 Lee, Samuel Man Fat 李萬發 55 M Rep 2004-12-03 2009-09-05
108 Lee, Simon Chun Kit 李俊傑 48 M Rep 2009-04-22
109 Lent, Nicholas Alexander M Rep 2009-11-19 2011-06-28
110 Leung, Wing Yan (SFC:AUW488) 梁穎恩 Rep 2010-03-12 2014-07-22
111 Li, Chun Wai (SFC:AOL205) 李俊蔚 Rep 2009-08-28 2016-06-21
112 Li, Jing (SFC:AOV618) 李菁 Rep 2016-01-22 2016-01-29
Rep 2016-03-10 2016-03-18
Rep 2016-05-24 2016-05-30
Rep 2016-06-29 2016-07-05
Rep 2016-08-05 2016-08-12
Rep 2016-08-30 2016-09-02
Rep 2016-09-15 2016-09-23
Rep 2016-11-10 2016-11-18
113 Li, Jingshu 李京書 Rep 2014-08-05 2016-12-18
114 Li, Man Wing 李文穎 Rep 2005-05-24 2014-10-01
115 Li, Mavis Qiwen 李綺雯 F Rep 2012-05-10 2016-12-18
116 Lim, Pek Kueen Rep 2014-05-26 2016-12-18
117 Lo, Shui Wah 盧萃樺 Rep 2010-07-27 2014-02-11
118 Lock, Timothy James M Rep 2011-07-18 2016-12-18
119 Lu, Hao Feng 呂豪鋒 Rep 2008-07-21 2012-11-15
120 Lu, Qing (SFC:BEZ264) 盧青 Rep 2015-02-23 2016-12-18
121 Lynch, Simon James M Rep 2007-08-01 2009-05-13
122 Maguire, Raymond M Rep 2006-09-29 2008-10-18
123 Mak, Hin Chun 麥顯俊 Rep 2013-08-05 2016-12-18
124 Man, Kam Chiu 文錦超 Rep 2006-10-02 2008-04-17
125 Matsumoto, Jun 松本淳 Rep 2013-04-05 2016-12-18
126 McCormick, Neil John M Rep 2009-11-11 2010-06-21
127 McNulty, Peter Richard M Rep 2013-08-12 2016-12-18
128 Melwani, Rajesh Ramesh (SFC:AEU252) M Rep 2009-03-13
RO 2009-03-13 2010-01-26
129 Mok, Hoi Chung 莫海忠 Rep 2010-03-02 2011-05-03
130 Mok, Kwan Ho (SFC:AXS235) 莫君豪 Rep 2014-03-05 2016-12-18
131 Moon, Jae Wook 文裁煜 Rep 2007-07-23 2014-05-08
132 Morris, Robert (SFC:AZM831) 銘陽 M Rep 2012-05-31 2016-10-12
133 Motwani, Natasha Murli F Rep 2010-02-09 2016-12-18
134 Nakada, Masakatsu Rep 2015-11-12 2016-11-09
135 Nelson, Ryan Wesley (SFC:AQX958) M Rep 2011-09-30 2016-05-20
136 Ng, Chun Wai (SFC:AMF277) 吳俊威 Rep 2007-06-07 2009-07-10
137 Ng, Kwong Man 吳光民 Rep 2005-07-04 2008-03-15
138 Ng, Pui Ying (SFC:BBP903) 吳珮瑩 Rep 2013-07-25 2015-07-25
139 Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 Rep 2006-10-02 2008-04-17
140 Nguyen, The-Xuan-Dieu Rep 2014-01-29 2014-03-08
141 Ning, Feng Tao Rep 2008-05-05 2009-05-02
Rep 2009-07-30 2012-03-17
142 Novak, Alexander Stanley M Rep 2009-07-20 2016-12-18
143 O'Meara, Christopher James Sidney M Rep 2010-07-06 2010-10-27
RO 2010-10-27 2014-04-10
144 Pal, Andrew Leslie M Rep 2004-06-24 2014-04-12
145 Pan, Gaowa 潘高娃 Rep 2013-03-28 2014-05-09
146 Pang, Kenneth Kwok Kit 彭國傑 M RO 2005-05-19 2009-04-08
147 Parakh, Archit Rep 2013-08-30 2016-12-18
148 Park, Min RO 2004-07-29 2009-04-15
149 Patel, Suhail Yusuf Rep 2016-04-28 2016-12-18
150 Philippson, Thomas Olafur Vaughton M Rep 2016-01-15 2016-12-18
151 Ping, Lanphie Chi-Wen Rep 2012-07-09 2014-03-13
152 Pitts, Greenfield Spenceley Rep 2006-06-29 2007-02-01
153 Rachit, Raj M Rep 2015-08-24 2016-12-18
154 Raskin, Iain Alexander (SFC:BAX616) M Rep 2014-09-03 2016-12-18
155 Sabas, Steffen Erich August M Rep 2016-08-29 2016-12-18
156 Scott, Christopher (SFC:ATO855) M Rep 2012-11-27 2013-08-22
RO 2013-08-22 2016-06-25
157 Shen, Allan Hung Yat 沈鴻逸 M Rep 2006-10-02 2007-06-30
158 Shen, Jiawen (SFC:ANQ097) 沈佳雯 Rep 2014-05-26 2016-12-18
159 Shu, Hon Tak 徐漢德 Rep 2012-11-27 2014-02-24
160 Sillam, Jonathan Charles Marc M Rep 2010-02-09 2014-04-11
161 Slaoui, Mohammed Saad M Rep 2011-09-20 2016-12-18
162 Smith, Paul Savile M Rep 2014-05-19 2016-12-18
163 So, Nelson Shing Hing 蘇盛興 M Rep 2006-10-02 2008-04-17
164 Song, Chaoran 宋超然 Rep 2014-05-19 2016-12-18
165 Soo, Joon Shern 蘇駿昇 Rep 2015-10-02 2016-12-18
166 Spielhofer, Philippe Marc M Rep 2011-05-17 2015-09-01
167 Stead, David Andrew (SFC:AQT298) M Rep 2008-04-07 2013-06-29
Rep 2014-09-22 2016-12-18
168 Steele, Patrick James M Rep 2014-03-03 2016-12-18
169 Strachan, David Lyall M Rep 2013-10-15 2016-12-18
170 Subramaniam, Mohan (SFC:ADD198) Rep 2006-10-02 2007-05-22
RO 2007-05-22 2008-11-06
171 Suen, Kin Dick 孫堅迪 Rep 2010-07-13 2016-12-18
172 Sum, Hing Man 岑慶文 Rep 2014-04-11
173 Sun, Yiqian (SFC:ATV809) 孫逸潜 Rep 2009-10-05 2011-04-13
174 Sung, Yoon Kyu Rep 2013-07-24 2016-12-18
175 Takahashi, Taichi 高橋太一 Rep 2012-08-17 2013-04-18
RO 2013-04-18 2013-11-18
Rep 2013-11-18 2015-07-18
176 Tan, Freddie Kuok Lin Rep 2009-03-27 2015-11-24
RO 2015-11-24 2016-12-18
177 Tang, Ming Wai (SFC:AIH670) 鄧明緯 Rep 2005-04-07 2009-04-06
178 Tang, Minyi 唐敏毅 Rep 2011-01-28 2015-04-15
179 Tee, Brian Benedict M Rep 2016-07-07 2016-12-18
180 Tong, David Doe-hung 湯道鴻 M Rep 2011-05-19 2014-01-09
181 Toyosaki, Arisa Rep 2016-09-26 2016-12-18
182 Tropper, Giselle Natalia Rep 2014-03-13 2016-12-18
183 Ugayama, Kazuya Rep 2016-02-05 2016-12-18
184 Walkom, Adam Glen M Rep 2007-07-09 2007-08-09
185 Wan, Yew Chye 范有財 Rep 2006-10-02 2012-02-07
186 Wang, Xiaolei (SFC:APP106) 王小磊 F Rep 2007-09-21 2009-08-15
187 Wannenmacher, Tim M Rep 2011-05-12 2014-01-07
RO 2014-01-07 2016-12-18
188 Werrmann, Alf Rep 2011-01-31 2012-10-25
189 Wong, Donald Ho Lun 黃浩麟 M Rep 2007-07-19 2016-12-18
190 Wong, Gary Hiu-Gar 黃曉嘉 M Rep 2013-09-13 2016-01-16
191 Wong, Kelman Kai Man 王啟民 Rep 2014-08-13 2016-12-18
192 Wong, Schenken 黃尚勤 Rep 2008-03-28 2010-03-15
193 Wong, Stephen (SFC:AJO207) 黃錦豪 M Rep 2004-03-19 2008-04-30
194 Wu, Bun Lerd Bernard 胡斌畧 Rep 2010-10-05 2016-12-18
195 Xi, Jiahe 郗加河 Rep 2014-06-05 2015-03-28
196 Xiong, Chaoyu 熊超宇 Rep 2014-04-07 2015-07-08
197 Xu, Huifang 徐惠芳 Rep 2015-09-02 2016-12-18
198 Xu, PeiLai 徐沛來 Rep 2014-07-07 2016-12-18
199 Yanez Hinojosa, Anibal David M Rep 2015-01-16 2016-08-27
200 Yang, Feng (SFC:BEZ148) 楊風 Rep 2015-02-16 2016-12-18
201 Yen, Anna 嚴立恬 F Rep 2010-06-28 2013-01-23
202 Yoon, Chi Won RO 2003-09-15 2005-06-09
Rep 2005-06-09 2016-07-25
203 Yuan, Qian (SFC:BBK056) 袁倩 Rep 2013-07-02 2016-12-18
204 Yun, Heekyu Rep 2009-07-22 2010-03-07
Rep 2011-07-21 2016-12-18
205 Zalaket, Michael J M Rep 2009-12-08 2010-01-19
206 Zhang, Shao Ying 張少英 Rep 2007-12-21 2009-07-10
207 Zhang, Zijun 張紫珺 Rep 2016-04-01 2016-04-08
Rep 2016-08-01 2016-12-18
208 Zhao, Jingwen (SFC:BGA355) 趙婧文 Rep 2015-08-17 2015-08-30
209 Zhu, Liping (SFC:ANT815) 朱力平 Rep 2008-02-25 2013-04-06
210 Zhu, Weiqi 朱偉奇 Rep 2015-08-03 2016-12-18

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