Blanchard, Scott Allen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BUENA VISTA FUND MANAGEMENT (HK) LIMITED | Rep | Asset management | 2007-02-28 | 2011-05-13 |
| 2 | Execution Noble (Hong Kong) Limited | Rep | Dealing in securities | 2006-02-16 | 2006-08-15 | RO | Dealing in securities | 2006-08-15 | 2007-01-15 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-14 | Rep | Advising on securities | 2004-10-14 | Rep | Asset management | 2004-10-14 | Rep | Dealing in securities | 2006-01-05 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-04-08 | 2006-01-05 |
| 5 | Macquarie Asia Securities Limited | Rep | Advising on securities | 2020-09-30 | Rep | Dealing in securities | 2020-09-30 |
| 6 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-05-07 | 2016-12-18 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-06-20 | 2017-07-25 | Rep | Dealing in securities | 2011-06-20 | 2017-07-25 |
| 8 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2011-06-20 | 2016-12-18 | Rep | Automated trading services | 2011-11-25 | 2016-12-18 | Rep | Automated trading services | 2016-12-19 | 2017-07-25 | Rep | Dealing in futures contracts | 2016-12-19 | 2017-07-25 | Rep | Dealing in securities | 2016-12-19 | 2017-07-25 |
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