Ng, Chun Wai (SFC:AMF277) 吳俊威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-08-18 | 2013-11-01 | Rep | Dealing in futures contracts | 2009-08-18 | 2017-11-15 | Rep | Dealing in securities | 2009-08-18 | 2017-11-15 | RO | Dealing in futures contracts | 2017-11-15 | 2023-12-03 | RO | Dealing in securities | 2017-11-15 | 2023-12-03 | RO | Advising on futures contracts | 2019-07-18 | 2023-12-03 | RO | Advising on securities | 2019-07-18 | 2023-12-03 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-11-02 | 2017-11-15 | RO | Dealing in securities | 2017-11-15 | 2023-12-03 | RO | Advising on securities | 2019-07-18 | 2023-12-03 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-07-13 | 2007-05-10 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-07-13 | 2007-05-10 |
| 5 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-06-07 | 2009-07-10 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-06-07 | 2009-07-10 | Rep | Dealing in securities | 2007-06-07 | 2009-07-10 | Rep | Dealing in futures contracts | 2023-12-14 | Rep | Dealing in securities | 2023-12-14 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-06-07 | 2009-07-10 | Rep | Dealing in futures contracts | 2023-12-14 | Rep | Dealing in securities | 2023-12-14 |
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