Lu, Hao Feng 呂豪鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-01-18 | 2016-08-06 | Rep | Dealing in securities | 2013-01-18 | 2016-08-06 | Rep | Automated trading services | 2013-03-06 | 2013-11-01 | Rep | Advising on securities | 2014-04-01 | 2016-08-06 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-01-18 | 2016-08-06 | Rep | Automated trading services | 2013-08-22 | 2016-08-06 |
| 3 | Optimas Capital Limited | Rep | Asset management | 2016-10-13 | 2017-05-12 | RO | Asset management | 2017-05-12 | RO | Advising on securities | 2018-08-27 | RO | Dealing in securities | 2018-08-27 | 2023-07-07 |
| 4 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-07-21 | 2012-11-15 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-07-21 | 2012-11-15 | Rep | Dealing in securities | 2008-07-21 | 2012-11-15 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-05-27 | 2012-11-15 | Rep | Automated trading services | 2011-11-25 | 2012-11-15 |
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