Sun, Yiqian (SFC:ATV809) 孫逸潜

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Credit Suisse (Hong Kong) Limited Rep Advising on securities 2012-10-09 2013-05-25
2 Credit Suisse (Hong Kong) Limited Rep Automated trading services 2011-10-28 2013-05-25
Morgan Stanley Hong Kong Securities Limited Rep 2018-08-17 2020-03-17
3 UBS DERIVATIVES HONG KONG LIMITED Rep Dealing in futures contracts 2009-10-05 2011-04-13
UBS SECURITIES ASIA LIMITED Rep 2009-10-05 2011-04-13
Credit Suisse (Hong Kong) Limited Rep 2011-10-28 2013-05-25
GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep 2013-09-24 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2016-10-11 2018-04-26
Morgan Stanley Hong Kong Securities Limited Rep 2018-07-30 2020-03-17
4 UBS SECURITIES ASIA LIMITED Rep Dealing in securities 2009-10-05 2011-04-13
UBS SECURITIES HONG KONG LIMITED Rep 2009-10-05 2011-04-13
Credit Suisse (Hong Kong) Limited Rep 2011-10-28 2013-05-25
Credit Suisse Securities (Hong Kong) Limited Rep 2011-10-28 2013-05-25
GOLDMAN SACHS (ASIA) L.L.C. Rep 2013-09-24 2018-04-26
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2013-09-24 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2016-10-11 2018-04-26
Morgan Stanley Asia Limited Rep 2018-07-30 2020-03-17
Morgan Stanley Hong Kong Securities Limited Rep 2018-07-30 2020-03-17

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