Guan, Bo 關博
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2012-03-19 | 2015-06-06 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2012-03-19 | 2015-06-06 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-03-19 | 2015-06-06 |
| 4 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-09-18 | 2015-06-06 |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-14 | 2016-10-10 |
| 6 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-08-14 | 2016-10-10 |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-08-14 | 2016-10-21 |
| 8 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2016-10-21 |
| 9 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2016-10-11 | 2016-10-21 |
| 10 | MIZUHO SECURITIES ASIA LIMITED | Rep | Asset management | 2016-11-21 | 2021-08-20 |
| 11 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2016-11-21 | 2021-08-20 |
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