Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 28 Advisory Limited (HK) Gifford, Richard (SFC:BTF061) -Rep 2023-01-03 2024-04-30
2     +RO 2024-04-30
3 AA Investment Management Limited Wong, Chi Hui 黃志栩 -Rep 2024-04-18 2024-04-26
4     +RO 2024-04-26
5 ABCI Securities Company Limited Yau, Ka Chi (SFC:AMA951) 邱家智 -Rep 2009-09-03 2024-04-25
6 Affluence Capital Limited Yu, Jian (SFC:BUT386) 俞健 +Rep 2024-04-24
7 Aletheia Analyst Network Limited Liu, Steven (SFC:BBE382) +Rep 2024-04-25
8 Alex KY Wong Asset Management Company Limited Kong, Chi Ho (SFC:BOU720) 江志豪 -Rep 2022-03-30 2024-04-30
9 AllianceBernstein Hong Kong Limited Bates, Aaron Michael -Rep 2024-04-17 2024-04-19
10 Allter Capital Management Limited Wang, Mian (SFC:BUN597) 王冕 +RO 2024-04-22
11 Amundi Hong Kong Limited Lam, Ho Cheung (SFC:BCB787) 林浩祥 -Rep 2018-11-15 2024-04-30
12   Zhao, Zhao (SFC:AWY586) 趙曌 -Rep 2023-06-23 2024-04-26
13 Anuenue Securities Limited Yeung, Chun Hei 楊俊希 +Rep 2024-04-29
14 APG Investments Asia Limited Potts, Robert James -Rep 2019-10-14 2024-04-25
15 Apollo Capital Management Limited Lei, Yefen 雷叶芬 +Rep 2024-04-30
16   Leu, Shuk Ling Ann 廖淑玲 +Rep 2024-04-30
17 Arcus Investment Asia Limited Pearson, Mark Anthony (SFC:BDD874) -RO 2014-06-09 2024-04-22
18 Arta Corporate Advisory Limited Yu, Andrew Chi Chiu 余志超 -Rep 2024-04-16 2024-04-30
19     +RO 2024-04-30
20 ASCENT FINANCIAL PARTNERS LIMITED Li, Wenjie (SFC:BKP340) 李文捷 -Rep 2021-07-07 2024-04-19
21 ASSET MANAGEMENT GROUP LIMITED Law, Ting Cheuk 羅廷倬 +Rep 2024-04-25
22 Augment Wealth Advisors Limited Wang, Kevin Haigeng -Rep 2024-04-09 2024-04-30
23     +RO 2024-04-30
24 Auspice Investment Management Limited Li, Jing (SFC:BUQ398) 李婧 +RO 2024-04-24
25 Austen Capital International Limited Hammami, Bayram +RO 2024-04-30
26 Avantua Capital Management Limited Li, Fong 李芳 -Rep 2022-06-22 2024-04-30
27 AXA Investment Managers Asia Limited Chan, Jenny Ka Yun 陳嘉茵 +Rep 2024-04-29
28   Collins, Michael Antiporda +Rep 2024-04-29
29   Ho, Laetitia Chor Wan 何礎韻 +Rep 2024-04-29
30 Balyasny Asset Management (Hong Kong) Limited Chau, Yuen Wun (SFC:BSV209) 鄒沅桓 -Rep 2022-08-29 2024-04-26
31 Bamboo Creek Capital Management Limited Ma, He (SFC:BUI734) 馬赫 +RO 2024-04-29
32   Wu, Jie (SFC:BUI736) 吴杰 +RO 2024-04-29
33 BARCLAYS CAPITAL ASIA LIMITED Chen, Xuehua (SFC:AMZ173) 陳雪花 -RO 2022-12-05 2024-04-22
34   Vasko, Michael Joseph -Rep 2019-10-15 2024-04-18
35 Basis Asset Management Limited Li, Li (SFC:BHM430) 李勵 -Rep 2024-04-15 2024-04-23
36 BETA INTERNATIONAL SECURITIES LIMITED Xiang, Xianxin 向弦信 +Rep 2024-04-26
37 BIL Wealth Management Limited Kong, Ying Hong 江映航 -Rep 2021-03-05 2024-04-26
38     +RO 2024-04-26
39 Blackhorn Wealth Management Limited Demirian, Nejteh Movses -Rep 2024-01-04 2024-04-19
40     +RO 2024-04-19
41   Lee, Man Jun 李汶臻 -Rep 2021-08-13 2024-04-30
42     +RO 2024-04-30
43   Li, Wei (SFC:BUV485) 李維 +Rep 2024-04-26
44 BlackRock Asset Management North Asia Limited Song, Dinan 宋頔楠 +Rep 2024-04-29
45 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED de James, Yrieix Bertrand Marie -Rep 2024-04-18 2024-04-19
46 BNP PARIBAS SECURITIES (ASIA) LIMITED Cheung, Vien Wing Yan 張穎欣 -RO 2021-09-28 2024-04-26
47 BOCHK Asset Management Limited Ng, Chun Fai (SFC:BUT795) 吳鎮煇 +Rep 2024-04-22
48 BOCI SECURITIES LIMITED Cheung, Lai Hung 張麗虹 +Rep 2024-04-24
49   Chow, Sai Keung 周世鏹 -Rep 2023-08-31 2024-04-23
50     +RO 2024-04-23
51   Lam, Yu Ching +Rep 2024-04-26
52 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Law, I Lung 羅錡龍 -Rep 2021-06-21 2024-04-20
53 BOCOM International (Asia) Limited Huang, Rongzuo 黃荣左 -Rep 2022-12-08 2024-04-19
54   Lu, Lu (SFC:BUT787) 卢璐 +Rep 2024-04-19
55 BOCOM International Securities Limited Huang, Rongzuo 黃荣左 -Rep 2022-11-14 2024-04-19
56 BOSC International Asset Management Limited An, Qi (SFC:BQD371) 安琪 -RO 2023-02-10 2024-04-18
57 BOSC International Securities Limited   -Rep 2023-03-16 2024-04-18
58 Bosera Asset Management (International) Co., Limited Baker, Mark (SFC:BHY118) +Rep 2024-04-30
59   Chen, Ruofan (SFC:BUW359) 陳若凡 +Rep 2024-04-30
60 BREVAN HOWARD (HONG KONG) LIMITED Bian, Huan 卞歡 -Rep 2022-07-05 2024-04-22
61   Ding, Yuejing 丁悦静 -Rep 2022-12-01 2024-04-22
62   Dunand-Chatellet, Clement Pierre -Rep 2023-09-06 2024-04-22
63   Jiang, Yuyu (SFC:BSU347) 蒋裕钰 -Rep 2022-07-27 2024-04-22
64   Singh, Pawan Kumar (SFC:BSV482) -Rep 2022-08-08 2024-04-22
65 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Cai, Baozhu 蔡宝珠 +Rep 2024-04-22
66 C.M. Capital Advisors (HK) Limited Liu, Jason Jie Sheng 劉傑生 +Rep 2024-04-18
67   Malone, Timothy Joseph (SFC:AXV753) -Rep 2022-05-20 2024-04-23
68     +RO 2024-04-23
69 Caitong International Asset Management Co., Limited Zhang, Ye (SFC:BBP233) 張曄 -RO 2020-06-15 2024-04-22
70 CAITONG INTERNATIONAL CAPITAL CO., LIMITED   -RO 2022-08-19 2024-04-22
71 CANTON MUTUAL FINANCIAL LIMITED Tian, Jiachao 田嘉超 +Rep 2024-04-23
72 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Leung, Hei Lim 梁希廉 -Rep 2021-05-27 2024-04-19
73 Capital International, Inc. Bettini, Damir (SFC:BUV198) -Rep 2024-04-22 2024-04-26
74   McCann, Damien (SFC:BUU929) -Rep 2024-04-19 2024-04-24
75   Takemasu, Shinya +Rep 2024-04-26
76 Capstone Capital Management Limited Bai, Xiangliang 白相良 -Rep 2023-11-17 2024-04-26
77 CASH Wealth Management Limited Fu, Hin Lun 傅顯倫 -Rep 2024-01-05 2024-04-22
78   Wong, Ching Cheung (SFC:AXS492) 黃鉦翔 +Rep 2024-04-22
79 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED Tsang, Ho Yin (SFC:BTE162) 曾浩然 -Rep 2022-11-14 2024-04-19
80 CCB INTERNATIONAL CAPITAL LIMITED   -Rep 2022-11-14 2024-04-19
81 CCB INTERNATIONAL SECURITIES LIMITED   -Rep 2022-11-14 2024-04-19
82   Wong, Po Chin 黃步前 -Rep 2022-04-27 2024-04-26
83 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED Chan, Tsz Chun (SFC:BLL176) 陳子駿 -Rep 2017-11-10 2024-04-19
84 Cedar Asset Management (HK) Limited Lin, Zhi (SFC:BOI813) 林知 -RO 2019-06-27 2024-04-19
85 CELESTIAL SECURITIES LIMITED Fu, Hin Lun 傅顯倫 -Rep 2024-01-05 2024-04-22
86   Wong, Ching Cheung (SFC:AXS492) 黃鉦翔 +Rep 2024-04-22
87 CENTALINE SECURITIES LIMITED Choi, Nicholas Chun Keung 蔡振強 +Rep 2024-04-25
88 CENTALINE WEALTH MANAGEMENT LIMITED   +Rep 2024-04-25
89 CENTRAL WEALTH ASSET MANAGEMENT LIMITED Huang, Xiaolu (SFC:BRZ897) 黄晓路 -Rep 2022-12-12 2024-04-19
90   Jin, Fengbao 靳奉豹 -Rep 2023-07-04 2024-04-19
91   Liu, Jie (SFC:BPB707) 劉頡 -RO 2020-02-25 2024-04-19
92   Xu, Mingming (SFC:BTX869) 徐明明 -Rep 2023-07-12 2024-04-19
93   Xu, Song (SFC:BTT205) 徐松 -Rep 2023-06-08 2024-04-19
94   Xu, Xishu 徐熙澍 -Rep 2023-01-27 2024-04-19
95 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED Cai, Hongfei (SFC:BPK909) 蔡鴻飛 -Rep 2020-03-23 2024-04-19
96   Xu, Song (SFC:BTT205) 徐松 -Rep 2023-06-08 2024-04-19
97   Xu, Xishu 徐熙澍 -Rep 2023-01-27 2024-04-19
98 Cephei Capital Management (Hong Kong) Limited Ning, Jing (SFC:APB398) 宁靜 +Rep 2024-04-22
99 CES Commodities (HK) Limited Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
100 CES Forex (HK) Limited   -Rep 2022-07-14 2024-04-26
101 CF GLOBAL (HK) LIMITED Fleming, Robert James Gilbert -RO 2024-04-30
102 CGS International Securities Hong Kong Limited Noverdanius, Handy -Rep 2024-04-29 2024-04-30
103 Changjiang Futures (HK) Limited Chan, Man Kit (SFC:BIY774) 陳文杰 -Rep 2017-02-13 2024-04-29
104   Chen, Dexin (SFC:BAZ282) 陳德欣 -Rep 2017-02-27 2024-04-29
105   Ho, Wai Keung (SFC:AVQ936) 何偉強 -Rep 2013-02-14 2024-04-29
106   Xie, Jialin 謝嘉琳 -Rep 2020-12-28 2024-04-29
107 Changjiang Securities Brokerage (HK) Limited Chen, Jiemin 陳洁敏 +Rep 2024-04-19
108   Huang, Guowei 黃國偉 +Rep 2024-04-19
109   Ma, Tai 馬太 +Rep 2024-04-25
110   Ma, Xiangyun 馬祥云 +Rep 2024-04-25
111   Qin, Chuantao 覃川桃 +Rep 2024-04-19
112   Wei, Kai (SFC:BUT964) 魏凱 +Rep 2024-04-25
113   Wong, Pik Yan 黃碧欣 +Rep 2024-04-30
114   Wu, Yue (SFC:BTX561) 伍岳 +Rep 2024-04-30
115   Xiao, Yong (SFC:BUT918) 肖勇 +Rep 2024-04-25
116   Yu, Xuhui (SFC:BUU942) 于旭輝 +Rep 2024-04-30
117   Zhang, Chi (SFC:BUT917) 張馳 +Rep 2024-04-25
118 CHARLES SCHWAB, HONG KONG, LIMITED Chan, Yuk Chun (SFC:AGD417) 陳玉珍 -RO 2018-04-03 2024-04-19
119 CHIEF COMMODITIES LIMITED Zhang, Yuer 張玉儿 +Rep 2024-04-25
120 CHIEF SECURITIES LIMITED   +Rep 2024-04-25
121 China Asset Management (Hong Kong) Limited Yang, Sensen 楊森森 -Rep 2024-02-21 2024-04-22
122 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Ruan, Cheng 阮晟 -Rep 2021-12-10 2024-04-24
123   Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
124 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Lu, Liangjie 呂良杰 -Rep 2022-10-28 2024-04-23
125 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Li, Shi Yi 黎诗艺 +Rep 2024-04-22
126   Lu, Chenyang 鹿晨阳 +Rep 2024-04-24
127   Sun, Chenshuai 孫陳帥 -Rep 2023-05-05 2024-04-26
128   Sun, Yuanyuan (SFC:BUN498) 孙媛媛 +Rep 2024-04-24
129 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Sun, Chenshuai 孫陳帥 -Rep 2023-05-05 2024-04-26
130 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Wang, Xiahao 汪夏豪 -Rep 2021-10-25 2024-04-19
131 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Bai, Yang (SFC:BOR612) 白揚 -Rep 2022-05-17 2024-04-26
132   Cao, Jiatong 曹佳桐 +Rep 2024-04-30
133   Chen, Jie (SFC:BUS538) 陳婕 +Rep 2024-04-30
134   Chen, Yating (SFC:BUU724) 陳雅婷 +Rep 2024-04-30
135   Chu, Ka Siu 朱嘉兆 -RO 2021-06-15 2024-04-29
136   Fan, Jingran 樊婧然 -Rep 2018-07-03 2024-04-23
137   Guo, Lejia 郭樂嘉 -Rep 2024-02-20 2024-04-22
138   Jiang, Luwei 蔣露薇 +Rep 2024-04-30
139   Li, Ziyue (SFC:BUS357) 李子悅 +Rep 2024-04-24
140   Liu, Qianwen (SFC:BUS531) 劉倩文 +Rep 2024-04-30
141   Qian, Kai (SFC:AZA933) 錢凱 -Rep 2012-02-16 2024-04-30
142   Wang, Xiahao 汪夏豪 -Rep 2021-10-25 2024-04-19
143   Wang, Xuemin (SFC:BUW047) 王學民 +Rep 2024-04-30
144   Wang, Yehan 王業涵 +Rep 2024-04-30
145   Wang, Yimeng (SFC:BUW185) 王一萌 +Rep 2024-04-30
146   Wong, Mei Sze (SFC:BUV723) 黃美詩 +Rep 2024-04-30
147   Wong, Siu Hin 黃肇軒 -Rep 2021-01-05 2024-04-18
148   Xie, Yuyin 謝餘胤 +Rep 2024-04-24
149   Yan, Xiyu (SFC:BUS229) 閆汐語 +Rep 2024-04-24
150   Yang, Zijie (SFC:BUS854) 楊子捷 +Rep 2024-04-30
151 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Poon, Wai Yip (SFC:AUI080) 潘偉業 +Rep 2024-04-30
152 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Shang, Tianyu 尚天雨 -Rep 2022-07-06 2024-04-26
153   Wang, Zhikai (SFC:BUI494) 王治凱 -Rep 2023-11-17 2024-04-30
154   Zhang, Yichi (SFC:BUV375) 張一弛 +Rep 2024-04-23
155 China Orient International Asset Management Limited Ai, Yufei 艾雨菲 +Rep 2024-04-19
156 China PA Securities (Hong Kong) Company Limited Li, Zhaoxiang (SFC:BUU905) 李兆翔 +Rep 2024-04-18
157 China Re Asset Management (Hong Kong) Company Limited Wu, Yu (SFC:BUV987) 吴雨 +Rep 2024-04-22
158 China Renaissance Broking Services (Hong Kong) Limited Ho, Ivan Lon Hang 何朗衡 -Rep 2021-08-23 2024-04-19
159 China Renaissance Securities (Hong Kong) Limited   -Rep 2021-08-23 2024-04-19
160   Huang, Hao-Yang (SFC:BRR180) 黄皓旸 -Rep 2021-11-01 2024-04-30
161   Lam, Cynthia Wan Yee 林蘊怡 -Rep 2020-10-21 2024-04-22
162   Lam, Long Ching (SFC:BSH202) 林朗程 -Rep 2022-11-21 2024-04-22
163   Li, Jiayu (SFC:BRV081) 李佳雨 -Rep 2021-10-29 2024-04-19
164   Lin, Ruhan 林汝函 -Rep 2021-07-19 2024-04-22
165   Ng, Sze Ho 吳思浩 -Rep 2018-02-26 2024-04-19
166 China Securities (International) Brokerage Company Limited Zhu, Bowen (SFC:BUU853) 朱博聞 +Rep 2024-04-19
167 China Securities (International) Corporate Finance Company Limited Huang, Ye (SFC:AXW924) 黃烨 -Rep 2017-08-11 2024-04-23
168     +RO 2024-04-23
169   Zhu, Bowen (SFC:BUU853) 朱博聞 +Rep 2024-04-19
170   Zhu, Lin (SFC:BSH274) 朱林 -Rep 2022-04-07 2024-04-30
171 CHINA SOUTHERN SECURITIES LIMITED Wong, Sheh Yung 王錫勇 -RO 2017-12-12 2024-04-30
172 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED Geng, Changyong 耿长勇 +RO 2024-04-23
173 Chiyu International Capital Limited Man, Chung Ho 文中豪 +RO 2024-04-23
174 CHONG HING SECURITIES LIMITED Chow, Tsui Har 周翠霞 -Rep 2021-05-03 2024-05-01
175 CIAM Capital Management Limited Chan, Wing Kin (SFC:AUW795) 陳永健 -RO 2020-11-12 2024-04-30
176 CINDA INTERNATIONAL CAPITAL LIMITED Li, Ka Yu (SFC:BJP083) 李家裕 -Rep 2017-06-12 2024-04-19
177     +RO 2024-04-19
178 CINDA INTERNATIONAL RESEARCH LIMITED Suen, Chun Shing 孫晉誠 -Rep 2021-07-30 2024-04-18
179 CINDA INTERNATIONAL SECURITIES LIMITED Tam, Shun Kin 譚信堅 +Rep 2024-04-25
180 Citadel Securities (Hong Kong) Limited Xu, Xiaoyang (SFC:BRY512) 許曉陽 -Rep 2021-12-13 2024-04-22
181 CITIC CFI Securities Company Limited Huang, Weitao 黃韋淘 +Rep 2024-04-22
182 CITIC Futures International Company Limited   +Rep 2024-04-22
183 CITIC Securities (Hong Kong) Limited Cao, Yue (SFC:BUT582) 曹越 +Rep 2024-04-30
184   Chen, Hao (SFC:BUS786) 陈皓 +Rep 2024-04-30
185   Hou, Donglin 侯東霖 +Rep 2024-04-30
186   Li, Wenchao (SFC:BUT577) 李文超 +Rep 2024-04-30
187   Liu, Yuan (SFC:BUS917) 刘源 +Rep 2024-04-30
188   Lu, Pei (SFC:BUS887) 鲁培 +Rep 2024-04-30
189   Sun, Yanlin 孙炎林 +Rep 2024-04-23
190   Sun, Yi (SFC:BUT063) 孙易 +Rep 2024-04-24
191   Wang, Xiaoyang (SFC:BUS831) 王霄阳 +Rep 2024-04-30
192   Wu, Jiangbo 吳江博 +Rep 2024-04-30
193   Wu, Zhenrong (SFC:BUS885) 吴臻荣 +Rep 2024-04-30
194   Xu, Chaoyi 徐超逸 +Rep 2024-04-30
195   Yang, Quan (SFC:BUS697) 杨权 +Rep 2024-04-30
196   Yao, Rongji 姚鎔基 +Rep 2024-04-30
197   Yao, Zeguang 姚泽广 +Rep 2024-04-30
198   Zhao, Yan (SFC:BUS862) 赵岩 +Rep 2024-04-30
199   Zhu, Qiang (SFC:BUS795) 朱强 +Rep 2024-04-30
200 CITIC Securities Brokerage (HK) Limited Lo, Chi Shing 盧志成 -Rep 2020-05-26 2024-04-19
201   Sung, Jacky Hon Kit 宋漢傑 -Rep 2007-11-14 2024-04-26
202   Wai, Shuk Chun 衞淑真 -Rep 2018-07-03 2024-04-29
203   Wu, Yijun (SFC:BDA182) 武怡君 +Rep 2024-04-24
204   Xiang, Xuezhou 项雪舟 +Rep 2024-04-26
205 CITIC Securities Futures (HK) Limited Lo, Chi Shing 盧志成 -Rep 2020-05-26 2024-04-19
206   Sung, Jacky Hon Kit 宋漢傑 -Rep 2009-03-11 2024-04-26
207   Xiang, Xuezhou 项雪舟 +Rep 2024-04-26
208 Citigroup Global Markets Asia Limited Fang, Baorong 方宝荣 -Rep 2018-07-18 2024-04-30
209   Furtado, Udhay Anton Dos Remedios -Rep 2018-10-26 2024-04-18
210     +RO 2024-04-18
211   Gao, Weifan 高偉凡 -Rep 2015-04-09 2024-04-22
212   Gupta, Pragya (SFC:BUX619) +Rep 2024-04-30
213   Hendrikse, Harald Christiaan -Rep 2024-04-24 2024-04-27
214   Kim, Tae-Woon -Rep 2024-04-22 2024-04-26
215   Lin, Giles Tung-Lung 林東龍 -Rep 2024-04-23 2024-04-29
216   Liu, Yaoyang 劉耀陽 -Rep 2020-09-15 2024-04-19
217   McBain, Anita Daisy (SFC:BUV565) -Rep 2024-04-15 2024-04-18
218   Pineda, Arthur San Diego -Rep 2024-04-22 2024-04-26
219   Sakagami, Ryota -Rep 2024-04-17 2024-04-19
220   Soo, Shusei Rick -Rep 2024-04-12 2024-04-20
221   Tan, Yong Hong -Rep 2024-04-22 2024-04-26
222   Tang, Fung (SFC:AXA214) 鄧峰 -RO 2022-08-08 2024-04-19
223   Tiwari, Atul Kumar -Rep 2024-04-17 2024-04-19
224   Yamamura, Junko -Rep 2024-04-12 2024-04-18
225   Yu, In Cheol -Rep 2024-04-19 2024-04-25
226 CLC SECURITIES LIMITED Guo, Liang (SFC:BAZ980) 郭梁 -RO 2021-05-27 2024-04-23
227   Ma, Rujun 馬茹筠 -RO 2023-07-12 2024-04-23
228 CLSA LIMITED Asvathitanonta, Kamolwan -Rep 2019-03-29 2024-04-19
229   Cao, Yue (SFC:BUT582) 曹越 +Rep 2024-04-30
230   Chen, Hao (SFC:BUS786) 陈皓 +Rep 2024-04-30
231   Guarin, Jan Derrick Salas +Rep 2024-04-29
232   Hou, Donglin 侯東霖 +Rep 2024-04-30
233   Li, Wenchao (SFC:BUT577) 李文超 +Rep 2024-04-30
234   Liu, Yuan (SFC:BUS917) 刘源 +Rep 2024-04-30
235   Lu, Pei (SFC:BUS887) 鲁培 +Rep 2024-04-30
236   Soman, Aditya Ramchandra -Rep 2024-04-12 2024-04-18
237   Sun, Yanlin 孙炎林 +Rep 2024-04-23
238   Sun, Yi (SFC:BUT063) 孙易 +Rep 2024-04-24
239   Wang, Xiaoyang (SFC:BUS831) 王霄阳 +Rep 2024-04-30
240   Wu, Jiangbo 吳江博 +Rep 2024-04-30
241   Wu, Zhenrong (SFC:BUS885) 吴臻荣 +Rep 2024-04-30
242   Xu, Chaoyi 徐超逸 +Rep 2024-04-30
243   Xue, Yuan (SFC:BFY105) 薛缘 -Rep 2021-03-17 2024-04-19
244   Yang, Quan (SFC:BUS697) 杨权 +Rep 2024-04-30
245   Yao, Rongji 姚鎔基 +Rep 2024-04-30
246   Yao, Zeguang 姚泽广 +Rep 2024-04-30
247   Zhao, Yan (SFC:BUS862) 赵岩 +Rep 2024-04-30
248   Zhou, Yunfeng (SFC:BUV611) 周昀锋 -Rep 2024-04-26 2024-04-30
249   Zhu, Qiang (SFC:BUS795) 朱强 +Rep 2024-04-30
250 CMB INTERNATIONAL FUTURES LIMITED Chen, Hung Yin (SFC:AOT755) 陳宏印 +Rep 2024-04-30
251   Du, Xin (SFC:BUW406) 杜鑫 +Rep 2024-04-29
252 CMB International Global Markets Limited Liang, Xiaojun (SFC:BRR561) 梁晓鈞 +Rep 2024-04-30
253 CMB International Securities Limited Du, Xin (SFC:BUW406) 杜鑫 +Rep 2024-04-29
254   Ma, Wing Lam (SFC:BUW014) 馬穎琳 +Rep 2024-04-29
255   Man, Kit Ching 文潔貞 +Rep 2024-04-30
256 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Lee, Yuen Tsun 李遠浚 +Rep 2024-04-18
257   Wong, Chung Mun 黃仲文 -Rep 2024-04-09 2024-04-24
258     +RO 2024-04-24
259 CMBC SECURITIES COMPANY LIMITED Jia, Kaiyuan 賈鎧源 +Rep 2024-04-26
260   Lee, Yuen Tsun 李遠浚 +Rep 2024-04-18
261   Liu, Yanming (SFC:BPY788) 刘彦明 +Rep 2024-04-26
262   Wong, Chung Mun 黃仲文 -Rep 2024-04-09 2024-04-24
263     +RO 2024-04-24
264   Yang, Xinwei (SFC:BTX726) 杨鑫蔚 +Rep 2024-04-22
265   Zhu, Qianlan 朱倩嵐 +Rep 2024-04-18
266 CNCB (Hong Kong) Capital Limited Jiang Y, Ikai 蔣依愷 +Rep 2024-04-22
267 Core Pacific - Yamaichi Asset Management Limited Mok, Wing Ho 莫穎豪 -Rep 2023-01-06 2024-04-20
268 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Lee, Yiu Wai 李耀偉 -Rep 2016-07-01 2024-04-24
269   Mok, Wing Ho 莫穎豪 -Rep 2017-10-18 2024-04-20
270 CPIC Investment Management (H.K.) Company Limited Lau, Chun Sing (SFC:AMF586) 劉振昇 +Rep 2024-04-25
271   Ye, Qingwen 叶晴雯 -Rep 2022-08-26 2024-04-20
272   Yeung, Chun Chak 楊秦澤 +Rep 2024-04-25
273 CPPIB Asia Inc. Fu, Qianqian 傅騫騫 -RO 2022-08-10 2024-04-22
274 Credit Suisse (Hong Kong) Limited Song, Zhe (SFC:BEZ513) 宋喆 -Rep 2019-12-12 2024-04-22
275   Ye, Rong (SFC:AYZ033) 葉戎 -Rep 2022-07-18 2024-04-22
276 CVC Asia Pacific Limited Kinger, Samir +Rep 2024-04-30
277 CVG Capital Co, Limited Zhou, Yuan (SFC:BUQ282) 周源 +RO 2024-04-24
278 Cypress Capital Hong Kong Limited Kuo, Shao Yu 郭韶瑜 -Rep 2024-01-19 2024-04-19
279 Dafei Digital Asset Management Limited Chan, Kwan Kit (SFC:BGN371) 陳君傑 +RO 2024-04-23
280   Yu, Lok Man 余樂文 +RO 2024-04-23
281 Daiwa Capital Markets Hong Kong Limited Xuan, Bianfei 宣邊斐 -Rep 2024-02-19 2024-04-25
282 DBS VICKERS (HONG KONG) LIMITED Ko, Fung 高鋒 +Rep 2024-04-26
283 Delphinium Capital Partners Limited Wong, Koon Ki 黃冠麒 +Rep 2024-04-19
284 DELTA ASIA SECURITIES LIMITED Yeung, Wai Hung (SFC:AYH972) 楊偉雄 -RO 2022-07-13 2024-04-20
285 DEUTSCHE SECURITIES ASIA LIMITED Li, Shuhao 李書豪 -Rep 2022-04-26 2024-04-18
286 Dimensional Hong Kong Limited Cornell, Emily Lawless -Rep 2024-04-22 2024-04-24
287   Dai, Wei (SFC:BOL570) 戴薇 -Rep 2024-04-16 2024-04-18
288   Teasdel, Joel Hamish Gregory John -Rep 2024-04-16 2024-04-24
289 DL Digital Family Office (HK) Limited Li, Kin Sang 李鍵生 +Rep 2024-04-25
290 Dongxing Securities (Hong Kong) Asset Management Company Limited Tsoi, Ka Hung 蔡嘉鴻 -RO 2023-06-06 2024-04-30
291 Eastspring Investments (Hong Kong) Limited Bell, Craig William -Rep 2024-04-15 2024-04-19
292   Chong, Siang Hooi 張向暉 -Rep 2021-11-15 2024-04-24
293 Eclipse Options (HK) Limited Parker, Barry Neil +RO 2024-04-29
294 EMP CAPITAL LIMITED Li, Juhui (SFC:BUM118) 李巨輝 +RO 2024-04-18
295   Wu, Peizhe 吳沛哲 +Rep 2024-04-26
296 EMPEROR FUTURES LIMITED Kee, Ka Lam 紀嘉霖 -Rep 2010-10-15 2024-04-26
297   Tso, Ka Chung 曹嘉聰 +Rep 2024-04-18
298   Wong, Nga Ling 王雅玲 -Rep 2023-07-12 2024-04-19
299 EMPEROR SECURITIES LIMITED (HK) Kee, Ka Lam 紀嘉霖 -Rep 2008-10-03 2024-04-26
300   Tso, Ka Chung 曹嘉聰 +Rep 2024-04-18
301   Wong, Nga Ling 王雅玲 -Rep 2023-07-12 2024-04-19
302 ENDOWUS HK LIMITED Chiu, Chee Wah Gloria (SFC:BUU841) 趙梓燁 +Rep 2024-04-26
303 Ever Fountain Asset Management Limited Law, Wing Tat -Rep 2021-07-09 2024-04-30
304 Everbright Securities Digital Finance (HK) Limited Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
305 Everbright Securities Investment Services (HK) Limited Mak, Wing Yan (SFC:AYS444) 麥詠恩 +Rep 2024-04-24
306   Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
307 Evercore Asia Limited Ireland, Ellerey James (SFC:BUE362) -Rep 2023-10-24 2024-04-18
308   Panas, George Alexander -Rep 2022-11-23 2024-04-30
309 EXCEL PRECISE SECURITIES LIMITED Chu, Dominic Sung Hei 朱崇希 -RO 2021-07-23 2024-04-23
310 Excelerate Fund Management Limited Eng, Tik San 伍滌燊 +Rep 2024-04-26
311 Far East Horizon Asset Management Limited Chen, Yulong 陳宇龍 -RO 2024-01-17 2024-04-30
312   Zhang, Jinwu (SFC:BUD203) 张锦武 -Rep 2023-09-25 2024-04-22
313 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED Chen, Yulong 陳宇龍 -Rep 2023-04-12 2024-04-30
314   Zhang, Jinwu (SFC:BUD203) 张锦武 -Rep 2023-09-25 2024-04-22
315 FCS Capital Limited Zhang, Weiqun 張衛群 +Rep 2024-04-18
316 FDB Asset Management Limited Yuen, Ka Lun 袁嘉麟 -Rep 2023-09-13 2024-04-30
317     +RO 2024-04-30
318 FIL Investment Advisors Yan, Tao (SFC:BUX504) 颜韬 +Rep 2024-04-30
319 FIL Investment Management (Hong Kong) Limited Lam, Sheung Cherenade 林湘 -Rep 2023-03-22 2024-04-29
320   Xu, Luyan 許路雁 -Rep 2015-10-09 2024-04-26
321   Yan, Tao (SFC:BUX504) 颜韬 +Rep 2024-04-30
322 FITCH (HONG KONG) LIMITED He, Dan (SFC:AXZ647) 賀丹 -Rep 2015-04-20 2024-04-22
323   Shi, Lulu 石露露 -Rep 2019-01-09 2024-04-22
324   Soni, Nitin -Rep 2011-06-09 2024-04-22
325 FORTHRIGHT SECURITIES COMPANY LIMITED Ng, Kin Ying 吳健瑛 -RO 2017-11-23 2024-04-20
326 FORTUNE HILL ASSET MANAGEMENT LIMITED Liao, Shuli 廖舒立 -RO 2023-02-16 2024-04-19
327 FORTUNE VALLEY ASSET MANAGEMENT CO., LIMITED He, Tianzhong 何天仲 +Rep 2024-04-24
328 Fosun Asset Management Limited Han, Tinghui Christopher 韩霆晖 -Rep 2023-11-20 2024-04-30
329 Fosun International Securities Limited Chan, Wai Ki (SFC:BFP688) 陳偉基 -Rep 2022-04-19 2024-04-18
330 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Crawford, Andrew Gilbert -Rep 2023-09-01 2024-04-22
331 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Tai, Kevin Yiu Kuen 戴耀權 +Rep 2024-04-23
332 FULBRIGHT FUTURES LIMITED Ha, Wilson Ho Yin 夏浩賢 +Rep 2024-04-24
333 FULBRIGHT SECURITIES LIMITED   +Rep 2024-04-24
334 FWD Financial Planning Limited (HK) Lam, Yat Ki 林逸奇 +Rep 2024-04-22
335 G. H. Financials (Hong Kong) Limited Or, Ying Choi 柯英財 -Rep 2022-04-06 2024-04-19
336   Shi, Ning (SFC:BBV040) 史宁 -RO 2013-12-09 2024-04-19
337 GALAXY ASSET MANAGEMENT (H.K.) LIMITED Yu, Bobby Jump Ming 余湛銘 +RO 2024-04-25
338 GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED Shao, Yanxia 邵豔霞 +RO 2024-04-18
339 GAOYU SECURITIES LIMITED Ip, Thomas Hon Tak 葉漢德 +RO 2024-04-30
340   Wu, Zishan 吳紫珊 +Rep 2024-04-22
341 GF Asset Management (Hong Kong) Limited Guo, Ziyu (SFC:BUV320) 郭子漁 +Rep 2024-04-29
342 GF Capital (Hong Kong) Limited Guo, Binyuan 郭斌元 +Rep 2024-04-18
343   Li, En (SFC:BSG928) 李恩 -Rep 2022-04-19 2024-04-19
344 GF Securities (Hong Kong) Brokerage Limited   -Rep 2022-04-19 2024-04-19
345   Shih, Pai Chien 施百謙 +Rep 2024-04-24
346 GLENWORTH CAPITAL LIMITED Yoo, Junbeom +Rep 2024-04-22
347 GLP HK Investment Management Limited Law, Juliana Yin Yan 羅殷妍 -Rep 2022-09-26 2024-04-22
348 GMO-Z.com Forex HK Limited Lau, Ka Fung (SFC:BUV731) 劉家豐 +Rep 2024-04-22
349 Goldbridge Securities Limited Fu, Jianwen 傅鍵文 -Rep 2019-11-01 2024-04-23
350 Golden Asset Management Co., Limited Mak, Pui Yee (SFC:BQM362) 麥佩儀 -Rep 2021-01-06 2024-04-18
351 Golden Continent Securities Co., Limited An, Zhenyu 安貞豫 +Rep 2024-04-22
352   He, Tianzhong 何天仲 +Rep 2024-04-24
353 Golden Hen Investment Management Limited Guan, Yongbin 管永斌 +RO 2024-04-26
354 Golden Rich Securities Limited Kwok, Chun Ho (SFC:BPW106) 郭俊浩 +Rep 2024-04-26
355 GOLDMAN SACHS (ASIA) L.L.C. Chen, Zilin (SFC:BOS492) 陳梓林 -Rep 2023-07-24 2024-04-27
356   Currie, Jemima Elizabeth +Rep 2024-04-19
357   Leung, Kin Chung Jason 梁健聰 -Rep 2022-04-01 2024-04-23
358   McCarroll, James Patrick -Rep 2021-07-29 2024-04-18
359   Tang, Su See 陳淑茜 +Rep 2024-04-24
360   Wu, Yuhe 吳雨鶴 -Rep 2021-07-19 2024-04-20
361   Yin, Haobo 銀浩博 +Rep 2024-04-22
362 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Leung, Kin Chung Jason 梁健聰 -Rep 2022-04-01 2024-04-23
363   McCarroll, James Patrick -Rep 2021-07-29 2024-04-18
364   Yin, Haobo 銀浩博 +Rep 2024-04-22
365 Goldstream Capital Management Limited Xu, Zhensheng (SFC:BEZ164) 徐振聲 +Rep 2024-04-23
366 Grand Capital Securities Limited Lee, Chak Ming 李澤銘 -Rep 2021-07-09 2024-04-24
367 Grey Investment Limited Ma, Fung Kuen 馬鳳娟 -RO 2012-02-21 2024-04-30
368 Guolian Securities International Capital Co., Limited Wang, Huilin (SFC:BUS439) 王慧林 +Rep 2024-04-30
369 GUOTAI JUNAN ASSETS (ASIA) LIMITED Liu, Beining 劉蓓宁 +Rep 2024-04-23
370 GUOTAI JUNAN CAPITAL LIMITED Wang, Zhengrui 王正睿 +Rep 2024-04-23
371 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Chu, Sheung Lun 朱上倫 -Rep 2018-10-15 2024-04-18
372     +RO 2024-04-18
373   Yang, Dongting 杨冬庭 +Rep 2024-04-23
374 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED Feng, Hao (SFC:BUQ780) 馮浩 +Rep 2024-04-24
375 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Lo, Tsz Ying Joey 盧芷盈 -Rep 2022-12-19 2024-04-23
376 HAITONG INTERNATIONAL CAPITAL LIMITED Cheng, Lixing 程立行 +Rep 2024-04-26
377 HAITONG INTERNATIONAL FUTURES LIMITED Cai, Jiazhu 蔡佳竹 -Rep 2018-12-27 2024-04-26
378   Ying, Chengxun 應承訓 +Rep 2024-04-18
379 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Lo, Tsz Ying Joey 盧芷盈 -Rep 2022-10-14 2024-04-23
380 HAITONG INTERNATIONAL RESEARCH LIMITED Ning, Jiajun 宁嘉駿 +Rep 2024-04-18
381   Song, Qi (SFC:BMC486) 宋奇 -Rep 2022-11-17 2024-04-18
382   Xu, Weiwei (SFC:BPI310) 徐煒瑋 -Rep 2020-01-13 2024-04-18
383 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Cai, Jiazhu 蔡佳竹 -Rep 2018-09-13 2024-04-26
384   Cheng, Lixing 程立行 +Rep 2024-04-26
385   He, Xiyu (SFC:BDI120) 何熙榆 -Rep 2020-05-21 2024-04-19
386   Ren, Sisi 任思思 -Rep 2020-10-09 2024-04-19
387   Wang, Ruihao 王瑞昊 -Rep 2023-09-19 2024-04-19
388   Yang, Yanping (SFC:BJU358) 楊延平 -Rep 2022-07-21 2024-04-19
389   Ying, Chengxun 應承訓 +Rep 2024-04-18
390 HANSUI CAPITAL COMPANY LIMITED Tse, Hang Yik 謝恒億 +Rep 2024-04-22
391   Xu, Luke Z 徐魯克 -Rep 2023-09-14 2024-04-18
392   Yung, Lai Hei 翁勵熹 +Rep 2024-04-29
393 HANTEC SECURITIES CO., LIMITED Chow, Lai Yin (SFC:AHS607) 周禮賢 +Rep 2024-04-23
394 HANTEC WEALTH MANAGEMENT COMPANY LIMITED   +Rep 2024-04-23
395 Hash Blockchain Limited Ho, Wing Lung 何穎龍 +Rep 2024-04-24
396   Pan, Wang (SFC:BUS504) 潘望 +Rep 2024-04-24
397 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED Zhang, Ning (SFC:ANE665) 張寧 -Rep 2013-12-30 2024-04-26
398 HEAD & SHOULDERS SECURITIES LIMITED   -Rep 2013-12-30 2024-04-26
399 Holly International Financial Holdings Limited Yu, Chun Kit (SFC:AFF091) 余俊傑 -Rep 2023-04-27 2024-04-23
400 HONG & HONG PARTNERS LIMITED Ho, Stephen Wing Yuen 何永源 +RO 2024-04-30
401   Lee, David Seungwoo +RO 2024-04-30
402   Wu, Xiangping (SFC:BUF983) 吳香平 +RO 2024-04-30
403 Houlihan Lokey (China) Limited Yu, Qianwei 俞乾偉 +Rep 2024-04-18
404 HSBC BROKING FOREX (ASIA) LIMITED Yu, Shuk Fong 余淑芳 +Rep 2024-04-26
405 HSBC BROKING FUTURES (ASIA) LIMITED   +Rep 2024-04-26
406 HSBC BROKING SECURITIES (ASIA) LIMITED   +Rep 2024-04-26
407 HSBC Corporate Finance (Hong Kong) Limited Chen, Siyu (SFC:BMJ697) 陳絲雨 -Rep 2018-04-10 2024-04-22
408   Deng, Yuan (SFC:BJS894) 鄧园 -Rep 2022-01-17 2024-04-18
409   Xiu, Huize 修匯澤 -Rep 2022-08-16 2024-04-22
410 HSBC Global Asset Management (Hong Kong) Limited Mitchell, Paul Stuart (SFC:BTK787) -Rep 2024-04-19 2024-04-25
411 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED   -Rep 2024-04-19 2024-04-25
412 Hua Liang Asset Management Limited Ho, Arion Man Yiu 何汶叡 +Rep 2024-04-23
413 Hua Liang Securities Limited   +Rep 2024-04-23
414 HUAJIN SECURITIES (INTERNATIONAL) LIMITED Kwok, Friedman Owen 郭傲雲 +Rep 2024-04-23
415 Huatai (Hong Kong) Futures Limited Tam, Kenney 譚君禮 +Rep 2024-04-18
416   Yang, Dongyi 楊冬易 +Rep 2024-04-18
417 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Dong, Shiyang 董世洋 +Rep 2024-04-18
418   Jia, Xiaokan 賈小侃 -Rep 2022-11-30 2024-04-29
419     +RO 2024-04-29
420   Ma, Yi (SFC:BUI909) 馬逸 -Rep 2023-12-12 2024-04-26
421   So, Hing Fai 蘇慶輝 -Rep 2022-06-10 2024-04-19
422 HUMMINGBIRD PARTNERS LIMITED Lim, Michelle Shiyun 林詩筠 +RO 2024-04-29
423 Hywin Asset Management (Hong Kong) Limited Chen, Chi Jen +Rep 2024-04-29
424   Chen, Yu Guang 陳俞光 +Rep 2024-04-29
425   Wong, Chin Wing Michelle 王芊穎 +Rep 2024-04-18
426 HZ CAPITAL LIMITED (HK) Ramsay, James Thomas -RO 2019-03-22 2024-04-30
427   Wang, Xiaotian (SFC:BAO743) 王小天 -RO 2021-03-30 2024-04-30
428 ICAP Securities Hong Kong Limited Ho, Ho Ching Daniel 何浩正 +Rep 2024-04-26
429 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Chen, Siyuan (SFC:BUX144) 陳思元 +Rep 2024-04-30
430 iFAST Financial (HK) Limited Chan, Joanna Sze Nok 陳思諾 +Rep 2024-04-19
431   Chow, Yiu Kei (SFC:BJQ827) 周曜基 -Rep 2017-07-10 2024-04-24
432     +RO 2024-04-24
433 iFAST Global Markets (HK) Limited Au Yeung, Kwun Yin 歐陽冠然 +Rep 2024-04-19
434   Chan, Franki Ming Fai 陳明輝 +Rep 2024-04-26
435   Kwan, Tsz Yin 關自然 +Rep 2024-04-19
436   Mak, Pui Lam 麥珮琳 +Rep 2024-04-18
437   So, Po Sim 蘇寶嬋 +Rep 2024-04-22
438   Tsang, Hing Wan 曾慶雲 +Rep 2024-04-26
439   Yu, Enoch 余以諾 +Rep 2024-04-26
440 INFINI CAPITAL MANAGEMENT LIMITED Jing, Yilin +Rep 2024-04-22
441 Innomed Capital (Hongkong) Co., Limited He, Xing (SFC:BUH533) 何邢 +RO 2024-04-22
442   Wu, Xihan 吳希罕 +RO 2024-04-22
443 Integrity Construction & Development Securities Group Limited Shao, Yanxia 邵豔霞 +RO 2024-04-18
444 INVESCO HONG KONG LIMITED Fin, Derek Dragon -Rep 2024-04-19 2024-04-24
445   Tam, Wai Sze Tiana 譚慧詩 +Rep 2024-04-24
446 IvyRock Asset Management (HK) Limited Huang, Jingying (SFC:BAI752) 黃晶瑩 +RO 2024-04-23
447 J.P. MORGAN BROKING (HONG KONG) LIMITED Fu, Weimeng 傅未萌 -Rep 2024-04-17 2024-04-19
448   Hsu, Huai-Tse 許懷哲 -Rep 2024-04-17 2024-04-19
449   Virdi, Kieran Singh +Rep 2024-04-24
450 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Dhupelia, Sunil -Rep 2022-09-26 2024-04-19
451     +RO 2024-04-19
452   Kwang, Kam Shing (SFC:ABP548) 關金星 +Rep 2024-04-29
453 JA SECURITIES LIMITED Liu, Hongjia (SFC:BUV360) 劉洪佳 +Rep 2024-04-29
454 JANCHOR PARTNERS LIMITED Battenfeld, Brenton George +Rep 2024-04-22
455 Jefferies Hong Kong Limited Leiter, Jesse Ryan -Rep 2018-07-30 2024-04-25
456 JK Capital Management Limited Tso, Eric Ka Chai 曹家齊 -Rep 2018-10-22 2024-04-19
457 JOY RICH SECURITIES INVESTMENT LIMITED Kong, Ka Leung 江嘉亮 -Rep 2017-08-28 2024-04-30
458 JS CRESVALE CAPITAL LIMITED Kuo, Chia Hsuan 郭家瑄 +Rep 2024-04-18
459 JS CRESVALE SECURITIES INTERNATIONAL LIMITED   +Rep 2024-04-18
460 Jupiter Asset Management (Hong Kong) Limited Konrad, Samuel -Rep 2024-04-22 2024-04-25
461 Kaisa Asset Management Limited Lam, Ka Ho (SFC:AXP757) 林家豪 -RO 2019-08-09 2024-04-20
462 Kaisa Financial Group Company Limited   -RO 2019-01-04 2024-04-20
463 Kerogen Capital (Asia) Limited Patel, Anish Nagin -Rep 2011-10-17 2024-04-30
464 Keyrock Capital Management Limited Sakuma, Shoto +Rep 2024-04-26
465 KGI ASIA LIMITED Chan, Chun Wai (SFC:BPF164) 陳振為 +Rep 2024-04-26
466   Lit, Yim King 列艷琼 -Rep 2021-04-07 2024-04-26
467   Lo, Kim Kam Irene 羅劍琴 +Rep 2024-04-26
468   Tuen, Hei Ching 段羲澄 +Rep 2024-04-26
469   Wong, Mei Yan (SFC:BIE903) 黃美茵 -Rep 2017-10-03 2024-04-30
470 KINGKEY ASSET MANAGEMENT LIMITED Chan, Pui Ling (SFC:BFP667) 陳珮玲 +Rep 2024-04-25
471   Wei, Zhensheng 魏振胜 +Rep 2024-04-30
472 KKR CAPITAL MARKETS ASIA LIMITED Zhang, Anna Chang +Rep 2024-04-29
473 KOREA INVESTMENT & SECURITIES ASIA LIMITED Choi, Gowoon -Rep 2024-04-29 2024-04-30
474   Kang, Sion -Rep 2024-04-18 2024-04-19
475   Kim, Myoungjoo -Rep 2024-04-18 2024-04-19
476 LAZARD ASIA (HONG KONG) LIMITED Zhu, Mengyao 朱梦嶢 -Rep 2014-07-04 2024-04-26
477     +RO 2024-04-26
478 Lazarus Asset Management Limited Law, Man Feng +Rep 2024-04-26
479 Leading Securities Company Limited Deng, Bin (SFC:BPC621) 鄧斌 -Rep 2020-01-09 2024-04-30
480   Wu, Miaomiao (SFC:BPN758) 武苗苗 -Rep 2020-04-28 2024-04-30
481 LEE'S SECURITIES COMPANY LIMITED Yu, Chiu Kui 余潮駒 -RO 2005-01-03 2024-04-24
482 Leo Capital Corp (Hong Kong) Limited Lai, Ho Yi 黎可兒 -Rep 2023-03-14 2024-04-30
483 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED Caruso, Claudio (SFC:BUG430) -Rep 2024-02-26 2024-04-30
484 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Chan, Man Chung (SFC:BUV989) +Rep 2024-04-30
485   Goeldi, Kirin +Rep 2024-04-23
486   Kastenholz, Mika Arnold -Rep 2023-07-24 2024-04-24
487     +RO 2024-04-24
488   Lo, Yuen Fong 羅婉芳 +Rep 2024-04-30
489   Tang, Lingling (SFC:BUU856) +Rep 2024-04-23
490   Wong, Ka Wai Clarie +Rep 2024-04-23
491 Lianhe Ratings Global Limited Jiang, Yuyin 江毓寅 -Rep 2021-09-17 2024-04-30
492 LINGJUN CAPITAL (HONG KONG) LIMITED Tang, Yingkai 唐英凱 -Rep 2023-11-02 2024-04-30
493 Linkways Asset Management Limited Fan, Lester Kei Shun 范基信 +RO 2024-04-30
494 Linkways Investment Management Limited   +RO 2024-04-30
495 Lion Asset Management Limited (HK) Wang, Yujin 王宇瑾 -Rep 2018-09-12 2024-04-19
496 Liquidity Finance (Hong Kong) Limited Bennett, Russell Stirling -RO 2020-12-10 2024-04-30
497   Jindel, Rashu +RO 2024-04-29
498   Quach, Julien Stanislas 何詩諭 -RO 2021-12-07 2024-04-30
499 LONGREACH GROUP LIMITED (THE) Lam, Wai Ying (SFC:BPS645) 林慧盈 -Rep 2021-05-05 2024-04-25
500 LUK FOOK FUTURES (HK) LIMITED Fan, Dingding 樊丁丁 +Rep 2024-04-19
501 LUK FOOK SECURITIES (HK) LIMITED   +Rep 2024-04-19
502 LW Asset Management Advisors Limited Cheung, Tsz Kin (SFC:BJQ669) 張子健 -Rep 2023-11-21 2024-04-19
503 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Dupuy Vaudour, Elise Lydia Michele +Rep 2024-04-29
504   Northam, Edward Patrick (SFC:BUW109) +Rep 2024-04-29
505   Vickers, Harry Charles Philip (SFC:BUV940) +Rep 2024-04-29
506 Manulife Investment Management (Hong Kong) Limited Liang, Shiming (SFC:BQN928) 梁詩茗 +Rep 2024-04-30
507 MARSHALL WACE ASIA LIMITED Bhalla, Sumeet Kumar +Rep 2024-04-23
508 MAXA CAPITAL LIMITED Chen, Alan Leh Chiarng 陳樂強 -RO 2022-05-06 2024-04-29
509   Koid, Chee Ling 郭芷凌 +Rep 2024-04-19
510 MCM Asia Limited Goh, Joel Kian Liem 吳鍵林 +Rep 2024-04-23
511 MCM INVESTMENT PARTNERS LIMITED Chan, Crystal Hoi Yan 陳凱欣 -Rep 2023-07-04 2024-04-19
512   Goh, Joel Kian Liem 吳鍵林 +Rep 2024-04-23
513 Merrill Lynch (Asia Pacific) Limited Ang, Kai Wei -Rep 2024-04-19 2024-04-26
514   Chang, Wen-I Phoebe -RO 2020-04-23 2024-04-19
515     +Rep 2024-04-19
516   Ding, Hanzhang 丁涵章 -Rep 2022-07-26 2024-04-19
517   Gupta, Abhay (SFC:BUC126) -Rep 2024-04-19 2024-04-26
518   Schneider, Horst Bernd -Rep 2024-04-19 2024-04-22
519   Sun, Siwei 孫思偉 -Rep 2018-11-13 2024-04-24
520   Yang, Yufei (SFC:BNR142) 楊宇飛 -Rep 2021-06-08 2024-04-19
521 Merrill Lynch Far East Limited Ding, Hanzhang 丁涵章 -Rep 2022-07-26 2024-04-19
522   Sun, Siwei 孫思偉 -Rep 2017-07-18 2024-04-24
523 Meyer Capital Group Limited Chow, Yiu Chung 周耀聰 -RO 2022-03-02 2024-04-30
524 MicroBit Capital Management Limited Huang, Seth Haoting 黃浩霆 +RO 2024-04-30
525   Khuong, Kenny Chun Yu 姜振宇 +RO 2024-04-30
526   Sun, Tongcheng 孫通成 +Rep 2024-04-30
527   Zhang, Tianshu (SFC:BUD126) 張天樹 +Rep 2024-04-30
528 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Shi, Zhiyuan (SFC:BUV714) 史致遠 +Rep 2024-04-24
529   Song, Wenzhi 宋文陟 +Rep 2024-04-23
530 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Chen, Bingyao 陈冰瑶 +Rep 2024-04-29
531   Cho, Young-Rae -Rep 2023-03-13 2024-04-18
532     +RO 2024-04-18
533   So, Ying Wai 蘇英煒 -Rep 2022-07-05 2024-04-18
534 MIZUHO SECURITIES ASIA LIMITED Cheon, Gene Young +Rep 2024-04-25
535 MOELIS & COMPANY ASIA LIMITED Sun, Zipei 孫仔培 -Rep 2023-12-15 2024-04-26
536 Morgan Stanley Asia Limited Apithy, Yenadjro Robert +Rep 2024-04-22
537   Chan, Sin Hang (SFC:AQT279) 陳善行 -Rep 2014-10-16 2024-04-22
538   Chen, Kexin (SFC:BUA382) -Rep 2023-08-11 2024-04-18
539   Chen, Sijia (SFC:BTL945) 陳思佳 -Rep 2023-02-10 2024-04-18
540   Cheng, Yuxin 程雨欣 -Rep 2022-11-08 2024-04-18
541   Chou, Chia-Wei 周嘉葳 -Rep 2019-02-28 2024-04-22
542   Deng, Cheng (SFC:BTG300) -Rep 2022-12-16 2024-04-18
543   Ekblom, Cedar Bronwen -Rep 2024-04-23 2024-04-25
544   Feng, Yunzhi 馮韵之 -Rep 2021-07-19 2024-04-18
545   Gong, Xinyue 龚昕月 -Rep 2023-01-31 2024-04-18
546   Huang, Min (SFC:BFZ189) 黃敏 +Rep 2024-04-25
547   Ji, Jiechao 季婕超 -Rep 2024-04-23 2024-04-26
548   Jin, Julia -Rep 2022-05-10 2024-04-18
549   Kang, Kai (SFC:AYO807) 康愷 -RO 2022-06-14 2024-04-22
550   Kapur, Rohan (SFC:BTR454) -Rep 2023-04-20 2024-04-18
551   Lee, Joon Woo -Rep 2021-07-08 2024-04-18
552   Li, Chenxing (SFC:BSX568) 李晨星 -Rep 2022-08-30 2024-04-18
553   Li, Jiayue (SFC:BTJ961) 李佳玥 -Rep 2023-02-08 2024-04-18
554   Liu, Junming (SFC:BKW160) 劉峻銘 -Rep 2021-07-14 2024-04-18
555   Mak, Ka Chun (SFC:BNC741) 麥家俊 -Rep 2021-06-09 2024-04-18
556   Meany, William Anthony -Rep 2024-04-12 2024-04-19
557   Qu, Shaohang 曲紹航 +Rep 2024-04-29
558   Scott, Andrew Geoffrey (SFC:BBE397) -Rep 2024-04-23 2024-04-25
559   So, Yu Chun 蘇裕晉 -Rep 2023-07-24 2024-04-18
560   Sun, Byron Ai 孫百龍 -Rep 2023-06-28 2024-04-18
561   Sun, Kathy -Rep 2022-07-25 2024-04-18
562   Tam, Nelson Kai Him 譚棨謙 -Rep 2021-11-17 2024-04-18
563   Tan, Weijie (SFC:BTY592) 谭炜杰 -Rep 2023-07-14 2024-04-18
564   Tian, Songen 田頌恩 -Rep 2021-06-11 2024-04-18
565   Tse, Terry Michael 謝嘉豪 -Rep 2024-04-22 2024-04-26
566   Wong, Kwun Man 黃冠文 -Rep 2021-09-06 2024-04-22
567   Wu, Dongwei (SFC:BTL947) -Rep 2023-02-10 2024-04-18
568   Xu, Jinning 徐瑾寧 -Rep 2022-09-26 2024-04-18
569   Xu, Zhe (SFC:BSL812) 徐哲 -Rep 2022-05-10 2024-04-18
570   Yang, Zijiang (SFC:BEW109) 楊子江 -Rep 2017-10-23 2024-04-18
571   Zhang, Dongxiao (SFC:BUA093) -Rep 2023-08-04 2024-04-18
572   Zhang, Yuzhe (SFC:BTH091) 张宇哲 -Rep 2023-01-12 2024-04-18
573 Morgan Stanley Hong Kong Securities Limited Chan, Sin Hang (SFC:AQT279) 陳善行 -Rep 2014-10-16 2024-04-22
574   Chou, Chia-Wei 周嘉葳 -Rep 2019-02-28 2024-04-22
575   Kapur, Rohan (SFC:BTR454) -Rep 2023-04-20 2024-04-18
576 Motto Global Asset Management Limited Tong, Jenny 湯珍妮 +Rep 2024-04-25
577 MOUETTE SECURITIES COMPANY LIMITED Tsui, Kin Ling 徐健靈 -Rep 2018-02-14 2024-04-29
578     +RO 2024-04-29
579 NATIXIS ASIA LIMITED Shen, Suxin 沈苏欣 +Rep 2024-04-29
580 Natixis Investment Managers Hong Kong Limited Claringbull, Daniel Charles -Rep 2024-01-24 2024-04-23
581 NeoSpective Capital Limited Xiang, Hua (SFC:BFD798) 向華 -RO 2022-05-20 2024-04-27
582 New Harvest Wealth Securities Company Limited Yuan, Jie (SFC:BUT540) 袁婕 +Rep 2024-04-18
583 New Vision Asset Management Limited Li, Wenjie (SFC:BKP340) 李文捷 -Rep 2021-11-19 2024-04-19
584 Nittan Securities Asia Limited Lai, Brian Chi Fung 黎至峰 +Rep 2024-04-19
585 NOAH HOLDINGS (HONG KONG) LIMITED Liu, Yanling (SFC:BUV887) 劉雁凌 +Rep 2024-04-25
586   Shih, Ching Li 拾景莉 +Rep 2024-04-30
587 NOMURA INTERNATIONAL (HONG KONG) LIMITED Chan, Lik Yee Jenny 陳力宜 +Rep 2024-04-19
588   Kandavel, Vishnu Vardhanan -Rep 2024-04-12 2024-04-22
589   Maekawa, Misaki -Rep 2024-04-22 2024-04-29
590   Wako, Juichi -Rep 2022-05-03 2024-04-18
591   Yamanaka, Yuta -Rep 2018-05-10 2024-04-19
592 North Rock Capital Management (HK) Limited Wah, Chi Shing 華智誠 +Rep 2024-04-18
593 Northern Trust Company of Hong Kong Limited (The) Eng, Bun Sieng -Rep 2011-10-10 2024-04-25
594     +RO 2024-04-25
595 Oakwise Capital Management Limited Yu, Mao 于昴 +Rep 2024-04-30
596 Octo Rivers Asset Management (HK) Limited Ho, Kin On 何健安 -Rep 2022-07-06 2024-04-19
597 One Fund Management Limited (The) Yang, Xuan (SFC:BTG617) 楊軒 -RO 2023-06-14 2024-04-19
598     +Rep 2024-04-19
599 One Heritage Capital Management Limited Chan, Ringo Man Yeuk 陳文躍 -Rep 2022-11-01 2024-04-22
600   Chiu, Chi Yuen 趙志遠 -Rep 2020-07-08 2024-04-22
601   Kwok, Ho Ying 郭可盈 -Rep 2023-05-22 2024-04-22
602   Kwok, Wai Wa 郭偉華 -Rep 2021-02-17 2024-04-21
603   Law, Hiu Tung 羅曉彤 -Rep 2022-01-06 2024-04-22
604   Leung, Chin Hung Jacky 梁展鴻 -Rep 2022-08-23 2024-04-22
605   Liu, Desmond Luk Por 廖淥波 -Rep 2024-02-27 2024-04-30
606   Peh, Yi Ping 白一平 -Rep 2023-05-22 2024-04-22
607 OnePlatform Asset Management Limited Chan, Oi Ming 陳愛明 -Rep 2006-07-06 2024-04-24
608   Chan, Wilson Yui Sang 陳銳生 -Rep 2008-12-29 2024-04-25
609   Chan, Yin Yin (SFC:BJI009) 陳燕燕 -Rep 2017-05-02 2024-04-19
610   Chau, Wing Po 周穎寶 -Rep 2014-04-14 2024-04-18
611   Choi, Constantine King Lai 蔡景禮 -Rep 2005-05-25 2024-04-18
612   Choy, Hiu Tung 蔡曉東 -Rep 2020-02-10 2024-04-24
613   Chung, James Ho Bong 鍾灝邦 -Rep 2014-08-08 2024-04-25
614   Ho, Suet Ying (SFC:BON560) 何雪凝 -Rep 2019-07-29 2024-04-19
615   Ko, Hon Yeung 高漢洋 -Rep 2004-10-05 2024-04-25
616   Lam, Pui Yu (SFC:BAP954) 林沛如 -Rep 2013-01-14 2024-04-24
617   Lee, Bernard Kai Long 李啟朗 -Rep 2014-02-25 2024-04-19
618   Li, Wing Cheuk 李永焯 -Rep 2020-12-10 2024-04-24
619   Lui, Ka Kee 雷嘉淇 -Rep 2020-06-11 2024-04-20
620   Ng, Tak Wai 吳德偉 -Rep 2011-06-28 2024-04-19
621   Ng, Tsz Chung (SFC:BPE987) 吳子聰 -Rep 2019-12-02 2024-04-19
622   Ting, Ka Fung 丁嘉鳳 -Rep 2004-12-28 2024-04-18
623   Wong, Ka Yan (SFC:BOM903) 黃嘉恩 -Rep 2019-07-22 2024-04-25
624   Yuen, Pui Ho (SFC:BOU260) 袁沛豪 -Rep 2019-10-14 2024-04-25
625   Zhao, Zhen (SFC:BCE999) 趙珍 -Rep 2013-12-02 2024-04-24
626 Optimas Capital Limited Huang, Xiang (SFC:ANI921) 黃翔 +Rep 2024-04-23
627 Oreana Financial Services Limited Huxley, Daniel William +Rep 2024-04-24
628 ORIENT FUTURES (HONG KONG) LIMITED Chen, Rui (SFC:BOH233) 陳銳 +Rep 2024-04-19
629   Yeung, Sze Ho 楊思豪 -RO 2023-07-25 2024-04-19
630 ORIENT SECURITIES (HONG KONG) LIMITED   -RO 2023-07-25 2024-04-19
631 ORIENT SECURITIES LIMITED Lin, Xi (SFC:BPK764) 林曦 +RO 2024-04-30
632 OSL Asset Management Limited Ng, Andrew Ka Chun 吳家竣 -RO 2023-11-23 2024-04-23
633 OTCex Hong Kong Limited Lam, Louie Michael Tan 林義德 -Rep 2023-12-01 2024-04-30
634   Tsang, Hin Man (SFC:BHM828) 曾憲文 -RO 2022-07-04 2024-04-30
635 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED Li, Houchen 李厚辰 -Rep 2023-11-28 2024-04-26
636 PAMFLEET ASSET MANAGEMENT (HK) LIMITED Lo, Kan Yau Singuz 羅根遊 -RO 2022-05-26 2024-04-30
637 PICKERS CAPITAL MANAGEMENT LIMITED Lo, Ho Shun 盧晧信 -Rep 2018-06-11 2024-04-24
638     +RO 2024-04-24
639 Pictet Asset Management (Hong Kong) Limited Toh, Shikai -Rep 2024-04-12 2024-04-19
640 PineBridge Investments Asia Limited Yeung, Jennie Po Mei 楊寶美 +Rep 2024-04-19
641 PineBridge Investments Hong Kong Limited   +Rep 2024-04-19
642 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Wen, Xuanhao 文炫皓 -Rep 2023-08-15 2024-04-23
643 Ping An of China Capital (Hong Kong) Company Limited Li, Zhaoxiang (SFC:BUU905) 李兆翔 +Rep 2024-04-18
644 PJT Partners (HK) Limited Hwang, Jae Hyuk +Rep 2024-04-25
645 Planetree Futures Limited Lam, Kate Hiu Ha 林曉霞 -RO 2023-03-22 2024-04-22
646 Planetree Securities Limited   -RO 2023-03-22 2024-04-22
647 PLATINUM SECURITIES COMPANY LIMITED Lu, Zijun 陆子俊 -Rep 2022-07-18 2024-04-25
648 Point72 Hong Kong Limited Ni, Runbo 倪潤博 +Rep 2024-04-29
649 Polymer Capital Management (HK) Limited Miller, Elan +Rep 2024-04-23
650   Wang, Yujie (SFC:BOJ430) 汪聿杰 +Rep 2024-04-25
651 POLYMER WEALTH MANAGEMENT COMPANY LIMITED Ho, Yuen Ying (SFC:BPA537) 何宛螢 +Rep 2024-04-22
652   Liao, Shuli 廖舒立 +Rep 2024-04-26
653 Primas Asset Management Limited Young, Chiu Yin Edward 楊昭賢 -Rep 2021-08-26 2024-04-19
654 Prior Securities Limited Pang, Lai Fan 彭麗芬 -Rep 2024-01-02 2024-04-29
655 PRUDENCE GLOBAL CAPITAL MANAGEMENT COMPANY LIMITED Zhou, Lei (SFC:BSZ874) 周磊 +RO 2024-04-19
656 Pulse Wealth Limited Rudd, Benjamin Jeremy Kenneth -RO 2022-08-17 2024-04-18
657 Pulun International Capital Limited Koo, Pak Kin 古栢堅 -RO 2015-09-16 2024-04-25
658   Kwan, Ying 關瑩 -Rep 2023-09-01 2024-04-25
659   Tsui, Alvin Chun Ming 徐浚銘 -RO 2024-02-09 2024-04-25
660   Yau, Chi Wai (SFC:AUA441) 邱志偉 +RO 2024-04-29
661 PUREHEART CAPITAL ASIA LIMITED Chen, Yue (SFC:BUW293) 陳越 +Rep 2024-04-29
662 PV Capital (HK) Limited Zhang, Xinliang 張辛亮 -Rep 2024-04-18 2024-04-24
663     +RO 2024-04-24
664 Quam Asset Management Limited (b1983-06-28) Foo, Chi Ming (SFC:ACE455) 傅志明 +Rep 2024-04-26
665   Wong, Ian Chung Ho 黃仲濠 +Rep 2024-04-29
666 Quam Capital Limited (b1994-08-04) Pang, Zilu 龐子璐 +Rep 2024-04-18
667 Quam Securities Limited Leung, Hoi Chun (SFC:BJK269) 梁凱俊 +Rep 2024-04-18
668 Qube Research & Technologies Hong Kong Limited Guo, Yuzhou 郭豫舟 +Rep 2024-04-22
669   Zeng, Cheng (SFC:BUT373) 曾程 +Rep 2024-04-18
670 R SQUARED LIMITED Xu, Xinyan 許心嫣 +Rep 2024-04-26
671 Red South Investment Management Limited Chow, Chun Kit (SFC:ALI715) 周俊傑 -Rep 2024-02-26 2024-04-18
672     +RO 2024-04-18
673 Regent Capital Management Limited Huang, Shuyun (SFC:BQZ749) 黄淑芸 -Rep 2021-05-11 2024-04-30
674 Richwood International Management Limited Chen, Hong Lin 陳紘箖 +Rep 2024-04-18
675 RIME Capital Limited Song, Xingpei 宋星培 +Rep 2024-04-25
676 Risen Family Office Limited Kwok, Hon Kuen 郭漢權 -RO 2020-06-23 2024-04-19
677 Rising Securities Limited Ma, Cheong Daniel +Rep 2024-04-29
678 Robeco Hong Kong Limited Birmingham, John McElroy (SFC:BUV273) -Rep 2024-04-19 2024-04-24
679   Speetjens, Richard Petrus Elisabeth Gerardus -Rep 2024-04-18 2024-04-26
680   White, Joshua Campbell -Rep 2024-04-19 2024-04-24
681 ROOFER SECURITIES LIMITED Wu, Lei (SFC:BUS551) 吳蕾 +Rep 2024-04-30
682 Rothschild & Co Hong Kong Limited Suddens-Spiers, Claire Rachel -Rep 2019-07-11 2024-04-30
683 ROYSTON SECURITIES LIMITED (GBEN) Tam, Christopher Siu Tong 譚兆棠 -RO 2022-11-28 2024-04-30
684 Sanford C. Bernstein (Hong Kong) Limited Sogi, Miki -Rep 2024-04-15 2024-04-19
685 Schonfeld Strategic Advisors (Hong Kong) Limited Choi, Thomson Yik Hin 蔡亦軒 +Rep 2024-04-30
686 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Carrell, Dorian William -Rep 2024-04-24 2024-04-26
687   Cheung, Wing Wo 張永和 -Rep 2024-04-24
688 SEAVI Advent Ocean Private Equity Limited Lok, Tsz Yu -Rep 2022-11-16 2024-04-24
689 SEEKERS ADVISORS H.K. LIMITED Mack, Andrew Kar Lung 麥嘉龍 -RO 2016-08-02 2024-04-30
690 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
691 Sensible Asset Management Limited   -RO 2022-03-02 2024-04-26
692 SFM HK Management Limited Fries Jr, Donald Brian -RO 2021-02-18 2024-04-24
693 SG SECURITIES (HK) LIMITED Jungers, Eric -RO 2017-09-12 2024-04-18
694     +Rep 2024-04-18
695   Okamura, Toshihiko -Rep 2011-03-14 2024-04-22
696 Shangding International Asset Management Company Limited Lee, Wai Nam 李偉南 +Rep 2024-04-18
697 ShanZe Asset Management (Hong Kong) Limited Leung, Kai Hung (SFC:AMX297) 梁啟洪 +RO 2024-04-24
698 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Kwan, Freddie Wai Kuen 關偉權 -Rep 2024-03-18 2024-04-23
699 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED   -Rep 2024-03-18 2024-04-23
700 Shinhan Investment Asia Limited Park, Ji Eun (SFC:BJG148) +Rep 2024-04-19
701 Sigma Capital Management Limited Tang, Qiao (SFC:BRR695) 唐喬 +RO 2024-04-18
702 SILVERSTONE INVESTMENTS LIMITED (HK) Au, Wai Keung (SFC:ACH192) 區偉強 -Rep 2022-03-25 2024-04-22
703 Sinohope Asset Management (Hong Kong) Limited Hui, Wing Kee 許詠淇 +Rep 2024-04-18
704 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Li, Guohui (SFC:BTX654) 李国徽 +Rep 2024-04-29
705 SINOPAC SECURITIES (ASIA) LIMITED Lin, En-Tzu 林恩慈 -Rep 2023-08-01 2024-04-30
706   Ting, Chung Man 丁仲文 +Rep 2024-04-25
707 Solomon JFZ (Asia) Holdings Limited Leung, Wai Kin (SFC:ANP306) 梁偉健 -RO 2021-10-26 2024-04-30
708   Tang, Veronica Chi Kwan 鄧芷君 +Rep 2024-04-26
709 Somerley Capital Limited Hesse, Jakob Fabian +Rep 2024-04-29
710 Soochow Securities International Brokerage Limited Leung, Kwok Wai (SFC:BTT107) 梁國偉 +Rep 2024-04-18
711   Li, Qiaochu (SFC:BSJ372) 李翹楚 -Rep 2022-04-29 2024-04-26
712 Soochow Securities International Futures Limited Leung, Kwok Wai (SFC:BTT107) 梁國偉 +Rep 2024-04-18
713 Soul Ventures Investment Limited Sun, Tiffany Oi Ying 孫藹瑩 +Rep 2024-04-26
714 SOUTH CHINA COMMODITIES LIMITED Chak, Wai Wing 翟偉榮 -Rep 2023-09-01 2024-04-18
715 South China Investment Management Limited   -RO 2023-12-13 2024-04-18
716   Chan, Siu Lung (SFC:BTF208) 陳紹龍 -Rep 2023-09-07 2024-04-18
717   Ng, Jonathan (SFC:BRK509) 伍麟凱 -Rep 2024-04-18 2024-04-28
718   Tuen, Hei Ching 段羲澄 -Rep 2023-11-06 2024-04-18
719 SOUTH CHINA RESEARCH LIMITED Wong, Allan Ding Pong 黃定邦 +RO 2024-04-24
720 SOUTH CHINA SECURITIES LIMITED Chak, Wai Wing 翟偉榮 -Rep 2023-09-01 2024-04-18
721   Chan, June Tung Hung 陳東紅 -Rep 2021-12-21 2024-04-22
722   Chan, Siu Lung (SFC:BTF208) 陳紹龍 -Rep 2023-09-07 2024-04-18
723   Ng, Jonathan (SFC:BRK509) 伍麟凱 -Rep 2024-04-18 2024-04-28
724   Tuen, Hei Ching 段羲澄 -Rep 2023-11-06 2024-04-18
725 SPDB International Capital Limited Feng, Changli (SFC:BJI357) 馮昌黎 +Rep 2024-04-30
726 SPDB International Securities Limited Chen, Cen (SFC:BPY603) 陳岑 -Rep 2020-09-23 2024-04-26
727   Feng, Changli (SFC:BJI357) 馮昌黎 +Rep 2024-04-30
728 SPRING SECURITIES LIMITED (HK) Liao, Shu Hang (SFC:BUQ123) 廖舒衡 +Rep 2024-04-25
729 St. James's Place (Hong Kong) Limited Doughty, Stephen Edward (SFC:ARH181) -Rep 2008-08-19 2024-04-30
730 STASHAWAY HONG KONG LIMITED Chan, Lap Yin (SFC:BSF983) 陳立賢 -Rep 2022-03-17 2024-05-02
731 Sun Life Asset Management (HK) Limited Chu, Felix 朱森民 -Rep 2022-03-29 2024-04-27
732 SUNHIGH FINANCIAL HOLDINGS LIMITED Wong, Man Kam (SFC:BCV344) 黃文鑫 -Rep 2017-12-22 2024-04-25
733 Symmetry Investments (Hong Kong) Limited Wu, Qinxuan 吳沁軒 +Rep 2024-04-30
734 T.F.S. Derivatives HK Limited Chan, Pui Ga 陳姵伽 +Rep 2024-04-19
735 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Li, Jian (SFC:BFU979) 李健 +Rep 2024-04-18
736 Taiping Securities (HK) Co Limited Yip, Chi Ching 葉志清 -Rep 2024-04-19
737 Templewater Hong Kong Limited Chin, Cheuk Yin 錢卓妍 +Rep 2024-04-19
738   Lee, Tsz Tung Sonia 李芷僮 +Rep 2024-04-29
739 TEN ASSET MANAGEMENT LIMITED Tong, Wei (SFC:AQM399) 佟巍 -Rep 2024-02-08 2024-04-30
740 TIANDA ASSET MANAGEMENT LIMITED Shum, Wai Nap 岑偉納 -Rep 2020-06-05 2024-04-24
741 Tianqin International Asset Management Limited Mak, Pui Yee (SFC:BQM362) 麥佩儀 +Rep 2024-04-19
742 Tiger Brokers (HK) Global Limited Huang, Xiaoyi (SFC:BQE176) 黃晓以 +Rep 2024-04-26
743 TOPAZ CAPITAL MANAGEMENT LIMITED Wong, Hou Hon 王皓瀚 -Rep 2022-06-29 2024-04-24
744 Topaz Financial Group Limited   -Rep 2022-06-29 2024-04-24
745 Toroa Management (HK) Limited He, Jiawei (SFC:BPC121) 何家威 +Rep 2024-04-22
746 TOV Capital Limited Chan, Mo Kit 陳武傑 -RO 2019-07-12 2024-04-30
747   Cheung, Hoi Fung 張凱豐 +RO 2024-04-26
748   Wong, Anson King Lung 黃勁龍 -RO 2019-11-19 2024-04-30
749 TradeGo Markets Limited Wang, Qian (SFC:BPH416) 王茜 +Rep 2024-04-24
750 Trinity Futures Limited Hu, Yi Ding 胡以定 -RO 2017-08-07 2024-04-19
751 TSE'S SECURITIES LIMITED Cheng, Wai Yee (SFC:AFK665) 鄭惠儀 -Rep 2024-04-18
752 UBS Asset Management (Hong Kong) Limited Hiltabrand, David Blake -Rep 2024-04-16 2024-04-19
753   Van Riemsdijk, Adrianus Gijsbertus -Rep 2024-04-24 2024-04-26
754 UBS SECURITIES ASIA LIMITED Cartwright, Edward Ian -Rep 2024-04-12 2024-04-20
755   Hindocha, Raj Kumar (SFC:BOL529) -Rep 2024-04-19 2024-04-25
756   Liu, Hui (SFC:BUN771) 刘慧 -Rep 2024-01-09 2024-04-24
757   Mish, Matthew Joseph -Rep 2024-04-15 2024-04-19
758   Tay, Ling Yin 郑琳颖 -Rep 2024-04-12 2024-04-27
759   Zhang, Rui (SFC:AWU195) 張睿 -Rep 2023-12-04 2024-04-19
760   Zhong, Tiantian 鐘田田 -Rep 2024-04-16 2024-04-19
761 UBS SECURITIES HONG KONG LIMITED Liu, Hui (SFC:BUN771) 刘慧 -Rep 2024-01-09 2024-04-24
762   Tay, Ling Yin 郑琳颖 -Rep 2024-04-12 2024-04-27
763   Zhang, Rui (SFC:AWU195) 張睿 -Rep 2023-12-04 2024-04-19
764 UCAP Securities (HK) Limited Huang, Jen-Te 黃仁德 -Rep 2021-02-11 2024-04-30
765   Huang, Po Jui 黃柏睿 -Rep 2020-10-29 2024-04-30
766 UOB KAY HIAN (HONG KONG) LIMITED Choi, Sin Tung 蔡倩彤 -Rep 2022-10-11 2024-04-25
767 UOB KAY HIAN FUTURES (HONG KONG) LIMITED   -Rep 2022-12-06 2024-04-25
768 VALUABLE CAPITAL LIMITED Zhou, Lin (SFC:BTJ166) 周琳 -Rep 2023-02-17 2024-04-19
769 VALUE PARTNERS HONG KONG LIMITED Liu, Yunqi (SFC:BEA463) 刘芸琪 +Rep 2024-04-29
770   Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
771 VALUE PARTNERS LIMITED Liu, Yunqi (SFC:BEA463) 刘芸琪 +Rep 2024-04-29
772   Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
773 Value Partners Private Equity Limited   -RO 2022-03-02 2024-04-26
774 Vantum Futures Limited Chan, Kwok Hay 陳國禧 +RO 2024-04-23
775 VBG Capital Limited Chan, Hiu Shan 陳曉珊 +Rep 2024-04-19
776 VC BROKERAGE LIMITED Chan, Fung Chu 陳鳳珠 -RO 2023-07-19 2024-04-20
777 VC International Asset Management Limited   -Rep 2023-12-01 2024-04-20
778   Qian, Hua (SFC:BME617) 錢華 +Rep 2024-04-22
779 VENHOUSE WEALTH MANAGEMENT LIMITED Yang, Ching Man 楊靜雯 -Rep 2006-04-12 2024-04-30
780 Venture Smart Asia Limited Tang, Kenny Sing Hing 鄧聲興 -RO 2021-09-02 2024-04-29
781 Vision Capital Investment Management Limited Liu, Jiang (SFC:BUS176) 刘江 +Rep 2024-04-30
782 VMI Securities Limited Wong, Maffee Pak Yui 黃柏叡 -Rep 2024-04-16 2024-04-23
783     +RO 2024-04-23
784 VP Wealth Management (Hong Kong) Limited Chan, Kenneth Kam Kong 陳錦光 -Rep 2022-08-01 2024-04-22
785     +RO 2024-04-22
786   Marx, Reto -RO 2022-04-01 2024-05-01
787   Ng, Faye Xiaoying -Rep 2021-11-15 2024-05-01
788   Yip, Shun Fung 葉淳鋒 -Rep 2021-09-14 2024-05-01
789   Yuen, George Pui Kwong 袁沛光 -Rep 2022-11-22 2024-05-01
790 WARD FERRY MANAGEMENT LIMITED Sun, Qinying 孫沁滢 -Rep 2021-11-16 2024-04-26
791 Wealth Link Securities Limited Fung, Pui Hang 馮珮珩 -RO 2023-08-09 2024-04-29
792   Lui, Wai Man (SFC:AIU192) 呂偉文 -RO 2022-12-21 2024-04-29
793   Tang, Wa Kin 鄧華鍵 +Rep 2024-04-29
794 WealthTac Global Asset Management Limited Chan, Chun Yip (SFC:AUO102) 陳俊業 +RO 2024-04-30
795 WEBULL SECURITIES LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 -Rep 2022-11-07 2024-04-22
796 Wegoing Asset Management Limited Xu, Boyuan (SFC:BSH039) 許博元 -RO 2022-08-18 2024-04-18
797 Wellington Management Hong Kong Limited (b2003-01-02) Dilkes, Ross Peter -Rep 2024-04-12 2024-04-19
798   Enderlein, Carl Dirk -Rep 2024-04-19 2024-04-23
799 Wells Global Asset Management Limited Tam, Joseph Wai Ho 譚偉豪 +Rep 2024-04-29
800 Welwing Capital Group Limited Li, Ruoyang 李若暘 -Rep 2021-10-20 2024-04-30
801     +RO 2024-04-30
802 WeShare Asset Management Limited Kwan, Kenneth Chun Keung 關俊強 -RO 2024-02-16 2024-04-29
803 WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED Ying, Cheung Wong 邢長旺 +Rep 2024-04-24
804 WING FUNG FUTURES LIMITED Qin, Qianwen 秦倩文 +Rep 2024-04-23
805 WING FUNG SECURITIES LIMITED   +Rep 2024-04-23
806 Wisdom Asset Management Limited (HK) Lin, Shu Lin 林淑玲 +Rep 2024-04-23
807 WRise Wealth Management (Hong Kong) Limited Ko, Yvonne Chi Yuen 高志遠 +Rep 2024-04-18
808 XHK Limited Fok, Siu Pong (SFC:AME216) 霍少邦 +Rep 2024-04-29
809   Yeung, Anthony Yiu Bong 楊燿邦 +Rep 2024-04-18
810 Yan Yun Family Office (HK) Limited Cheung, Kam Fong 張錦方 -Rep 2024-02-27 2024-04-25
811     +RO 2024-04-25
812   Wong, Wai Sun (SFC:BUW373) 黃慧新 +Rep 2024-04-25
813 Yuanta Securities (Hong Kong) Company Limited Leung, Lai Ling 梁麗玲 -Rep 2019-07-29 2024-04-23
814   Yang, Huaibin 楊懷斌 -Rep 2024-01-18 2024-04-25
815 Yuet Sheung International Securities Limited Li, Yige (SFC:BUM132) 李宜格 -Rep 2024-01-24 2024-04-30
816 Yunfeng Financial Markets Limited Song, Yuxin 宋雨欣 +Rep 2024-04-29
817 Yunfeng Securities Limited   +Rep 2024-04-29
818 ZEAL ASSET MANAGEMENT LIMITED Wang, Li (SFC:BUS720) 王麗 +Rep 2024-04-24
819 Zentific Investment Management Limited Lee, Samuel Yan Ben (SFC:ANU564) 李仁本 +Rep 2024-04-23
820 ZH SECURITIES LIMITED Wong, Chun Ho (SFC:ACP345) 黃俊豪 +Rep 2024-04-19
821 ZHONG JIA SECURITIES LIMITED Tse, Mei Wah (SFC:BQT337) 謝美華 -Rep 2021-03-09 2024-04-24
822     +RO 2024-04-24
823 Zhong Ou Asset Management International Limited Zhou, Jiejin 周洁瑾 -Rep 2023-09-29 2024-04-21
824 Zhonghui International Securities Limited Hong, Jiajie 洪家捷 +RO 2024-04-23
825 ZHONGMING SECURITIES LIMITED Yu, Zihuang 俞子煌 +Rep 2024-04-24
826 ZIJING ASSET MANAGEMENT LIMITED Lam, Wai Tsin 林維蕆 +RO 2024-04-26
827 ZUNDIAO SECURITIES LIMITED Ng, Penny Yuk 吳玉 +RO 2024-04-29

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