Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 ZUNDIAO SECURITIES LIMITED Ng, Penny Yuk 吳玉 +RO 2024-04-29
2 ZIJING ASSET MANAGEMENT LIMITED Lam, Wai Tsin 林維蕆 +RO 2024-04-26
3 ZHONGMING SECURITIES LIMITED Yu, Zihuang 俞子煌 +Rep 2024-04-24
4 Zhonghui International Securities Limited Hong, Jiajie 洪家捷 +RO 2024-04-23
5 Zhong Ou Asset Management International Limited Zhou, Jiejin 周洁瑾 -Rep 2023-09-29 2024-04-21
6 ZHONG JIA SECURITIES LIMITED Tse, Mei Wah (SFC:BQT337) 謝美華 -Rep 2021-03-09 2024-04-24
7     +RO 2024-04-24
8 ZH SECURITIES LIMITED Wong, Chun Ho (SFC:ACP345) 黃俊豪 +Rep 2024-04-19
9 Zentific Investment Management Limited Lee, Samuel Yan Ben (SFC:ANU564) 李仁本 +Rep 2024-04-23
10 ZEAL ASSET MANAGEMENT LIMITED Wang, Li (SFC:BUS720) 王麗 +Rep 2024-04-24
11 Yunfeng Securities Limited Song, Yuxin 宋雨欣 +Rep 2024-04-29
12 Yunfeng Financial Markets Limited   +Rep 2024-04-29
13 Yuet Sheung International Securities Limited Li, Yige (SFC:BUM132) 李宜格 -Rep 2024-01-24 2024-04-30
14 Yuanta Securities (Hong Kong) Company Limited Leung, Lai Ling 梁麗玲 -Rep 2019-07-29 2024-04-23
15   Yang, Huaibin 楊懷斌 -Rep 2024-01-18 2024-04-25
16 Yan Yun Family Office (HK) Limited Cheung, Kam Fong 張錦方 -Rep 2024-02-27 2024-04-25
17     +RO 2024-04-25
18   Wong, Wai Sun (SFC:BUW373) 黃慧新 +Rep 2024-04-25
19 XHK Limited Fok, Siu Pong (SFC:AME216) 霍少邦 +Rep 2024-04-29
20   Yeung, Anthony Yiu Bong 楊燿邦 +Rep 2024-04-18
21 WRise Wealth Management (Hong Kong) Limited Ko, Yvonne Chi Yuen 高志遠 +Rep 2024-04-18
22 Wisdom Cosmic Securities Limited Yung, Wai Sing (SFC:ANP500) 容渭星 -RO 2023-10-11 2024-04-30
23 Wisdom Asset Management Limited (HK) Lin, Shu Lin 林淑玲 +Rep 2024-04-23
24 WING FUNG SECURITIES LIMITED Qin, Qianwen 秦倩文 +Rep 2024-04-23
25 WING FUNG FUTURES LIMITED   +Rep 2024-04-23
26 WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED Ying, Cheung Wong 邢長旺 +Rep 2024-04-24
27 WIN WIND FINANCE LIMITED Lowe, Norman C. 勞樹源 -Rep 2023-12-13 2024-04-30
28 WeShare Asset Management Limited Kwan, Kenneth Chun Keung 關俊強 -RO 2024-02-16 2024-04-29
29 Welwing Capital Group Limited Li, Ruoyang 李若暘 -Rep 2021-10-20 2024-04-30
30     +RO 2024-04-30
31 Wells Global Asset Management Limited Tam, Joseph Wai Ho 譚偉豪 +Rep 2024-04-29
32 Wellington Management Hong Kong Limited (b2003-01-02) Dilkes, Ross Peter -Rep 2024-04-12 2024-04-19
33   Enderlein, Carl Dirk -Rep 2024-04-19 2024-04-23
34 Wegoing Asset Management Limited Xu, Boyuan (SFC:BSH039) 許博元 -RO 2022-08-18 2024-04-18
35 WEBULL SECURITIES LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 -Rep 2022-11-07 2024-04-22
36 WealthTac Global Asset Management Limited Chan, Chun Yip (SFC:AUO102) 陳俊業 +RO 2024-04-30
37 Wealth Link Securities Limited Fung, Pui Hang 馮珮珩 -RO 2023-08-09 2024-04-29
38   Lui, Wai Man (SFC:AIU192) 呂偉文 -RO 2022-12-21 2024-04-29
39   Tang, Wa Kin 鄧華鍵 -Rep 2024-04-29 2024-05-02
40     +RO 2024-05-02
41 Wealth Harbour Investment & Management Co., Limited Yan, Danny Kai Chi 甄啟智 -RO 2022-03-14 2024-04-30
42 WARD FERRY MANAGEMENT LIMITED Sun, Qinying 孫沁滢 -Rep 2021-11-16 2024-04-26
43 VSFG Asset Management Limited Lee, Yu Chuan -RO 2024-02-08 2024-04-30
44 VS Partners (Hong Kong) Co., Limited Zhang, Cuiyun 張翠云 -RO 2023-10-13 2024-04-30
45 VP Wealth Management (Hong Kong) Limited Chan, Kenneth Kam Kong 陳錦光 -Rep 2022-08-01 2024-04-22
46     +RO 2024-04-22
47   Marx, Reto -RO 2022-04-01 2024-05-01
48   Ng, Faye Xiaoying -Rep 2021-11-15 2024-05-01
49   Yip, Shun Fung 葉淳鋒 -Rep 2021-09-14 2024-05-01
50   Yuen, George Pui Kwong 袁沛光 -Rep 2022-11-22 2024-05-01
51 VMI Securities Limited Wong, Maffee Pak Yui 黃柏叡 -Rep 2024-04-16 2024-04-23
52     +RO 2024-04-23
53 Vision Capital Investment Management Limited Liu, Jiang (SFC:BUS176) 刘江 +Rep 2024-04-30
54 Venture Smart Asia Limited Tang, Kenny Sing Hing 鄧聲興 -RO 2021-09-02 2024-04-29
55 VENHOUSE WEALTH MANAGEMENT LIMITED Yang, Ching Man 楊靜雯 -Rep 2006-04-12 2024-04-30
56 VC International Asset Management Limited Chan, Fung Chu 陳鳳珠 -Rep 2023-12-01 2024-04-20
57   Qian, Hua (SFC:BME617) 錢華 +Rep 2024-04-22
58 VC CAPITAL LIMITED Huang, Jeff 黃嘉富 -Rep 2023-09-28 2024-04-30
59   Yik, Kei Kwan 易紀筠 -Rep 2023-07-24 2024-04-26
60 VC BROKERAGE LIMITED Chan, Fung Chu 陳鳳珠 -RO 2023-07-19 2024-04-20
61 VBG Capital Limited Chan, Hiu Shan 陳曉珊 +Rep 2024-04-19
62 Vantum Futures Limited Chan, Kwok Hay 陳國禧 +RO 2024-04-23
63 Vantage Capital Markets HK Limited Salles, Antoine Paul Benjamin -Rep 2015-11-11 2024-04-19
64 VANTAGE ASSET MANAGEMENT LIMITED (HK) Cheng, Yuk Lon Christopher 鄭鈺倫 -RO 2016-07-18 2024-04-30
65 Value Partners Private Equity Limited Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
66 VALUE PARTNERS LIMITED Liu, Yunqi (SFC:BEA463) 刘芸琪 +Rep 2024-04-29
67   Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
68 VALUE PARTNERS HONG KONG LIMITED Liu, Yunqi (SFC:BEA463) 刘芸琪 +Rep 2024-04-29
69   Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
70 VALUABLE CAPITAL LIMITED Cheng, Wu Long 鄭武隆 -Rep 2019-01-23 2024-04-30
71   Zhou, Lin (SFC:BTJ166) 周琳 -Rep 2023-02-17 2024-04-19
72 Valliance Asset Management Limited Zhu, Lina (SFC:AXV640) 朱麗娜 +Rep 2024-05-02
73 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Choi, Sin Tung 蔡倩彤 -Rep 2022-12-06 2024-04-25
74 UOB KAY HIAN (HONG KONG) LIMITED   -Rep 2022-10-11 2024-04-25
75 UCAP Securities (HK) Limited Huang, Jen-Te 黃仁德 -Rep 2021-02-11 2024-04-30
76   Huang, Po Jui 黃柏睿 -Rep 2020-10-29 2024-04-30
77 UBS SECURITIES HONG KONG LIMITED Dwivedi, Prashant -Rep 2023-11-03 2024-04-25
78   Liu, Hui (SFC:BUN771) 刘慧 -Rep 2024-01-09 2024-04-24
79   Tay, Ling Yin 郑琳颖 -Rep 2024-04-12 2024-04-27
80   Zhang, Rui (SFC:AWU195) 張睿 -Rep 2023-12-04 2024-04-19
81 UBS SECURITIES ASIA LIMITED Cartwright, Edward Ian -Rep 2024-04-12 2024-04-20
82   Dwivedi, Prashant -Rep 2023-11-03 2024-04-25
83   Hindocha, Raj Kumar (SFC:BOL529) -Rep 2024-04-19 2024-04-25
84   Liu, Hui (SFC:BUN771) 刘慧 -Rep 2024-01-09 2024-04-24
85   Mish, Matthew Joseph -Rep 2024-04-15 2024-04-19
86   Tay, Ling Yin 郑琳颖 -Rep 2024-04-12 2024-04-27
87   Zhang, Rui (SFC:AWU195) 張睿 -Rep 2023-12-04 2024-04-19
88   Zhong, Tiantian 鐘田田 -Rep 2024-04-16 2024-04-19
89 UBS Asset Management (Hong Kong) Limited Hiltabrand, David Blake -Rep 2024-04-16 2024-04-19
90   Van Riemsdijk, Adrianus Gijsbertus -Rep 2024-04-24 2024-04-26
91 TSE'S SECURITIES LIMITED Cheng, Wai Yee (SFC:AFK665) 鄭惠儀 -Rep 2024-04-18
92 Trinity Futures Limited Hu, Yi Ding 胡以定 -RO 2017-08-07 2024-04-19
93 TradeGo Markets Limited Wang, Qian (SFC:BPH416) 王茜 +Rep 2024-04-24
94 TOV Capital Limited Chan, Mo Kit 陳武傑 -RO 2019-07-12 2024-04-30
95   Cheung, Hoi Fung 張凱豐 +RO 2024-04-26
96   Wong, Anson King Lung 黃勁龍 -RO 2019-11-19 2024-04-30
97 Toroa Management (HK) Limited He, Jiawei (SFC:BPC121) 何家威 +Rep 2024-04-22
98 Topaz Financial Group Limited Wong, Hou Hon 王皓瀚 -Rep 2022-06-29 2024-04-24
99 TOPAZ CAPITAL MANAGEMENT LIMITED   -Rep 2022-06-29 2024-04-24
100 Tiger Brokers (HK) Global Limited Huang, Xiaoyi (SFC:BQE176) 黃晓以 +Rep 2024-04-26
101   Wai, Alex Pak Hei 衞珀僖 -Rep 2024-03-20 2024-04-22
102 Tianqin International Asset Management Limited Mak, Pui Yee (SFC:BQM362) 麥佩儀 +Rep 2024-04-19
103   Qiu, Tingting 邱婷婷 -Rep 2024-04-15 2024-05-02
104     +RO 2024-05-02
105 TIANDA ASSET MANAGEMENT LIMITED Shum, Wai Nap 岑偉納 -Rep 2020-06-05 2024-04-24
106 TEN ASSET MANAGEMENT LIMITED Tong, Wei (SFC:AQM399) 佟巍 -Rep 2024-02-08 2024-04-30
107 Templewater Hong Kong Limited Chin, Cheuk Yin 錢卓妍 +Rep 2024-04-19
108   Lee, Tsz Tung Sonia 李芷僮 +Rep 2024-04-29
109 TANG KEE SECURITIES LIMITED Chan, Yik Kim 陳翊儉 -RO 2019-06-04 2024-04-26
110   Fung, Lai Hon 馮迺漢 -RO 2024-04-26
111 Taiping Securities (HK) Co Limited Li, Jian (SFC:BFU979) 李健 -Rep 2020-09-21 2024-04-18
112   Yip, Chi Ching 葉志清 -Rep 2024-04-19
113 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Li, Jian (SFC:BFU979) 李健 +Rep 2024-04-18
114 TAI SHING STOCK INVESTMENT CO. LIMITED Yung, Shun Kit 容舜傑 -Rep 2024-05-01
115 T.F.S. Derivatives HK Limited Chan, Pui Ga 陳姵伽 -Rep 2024-04-19 2024-04-30
116 Symmetry Investments (Hong Kong) Limited Wu, Qinxuan 吳沁軒 +Rep 2024-04-30
117 SunRiver International Securities Group Limited Cai, Hongfei (SFC:BPK909) 蔡鴻飛 +Rep 2024-05-02
118 SUNHIGH FINANCIAL HOLDINGS LIMITED Wong, Man Kam (SFC:BCV344) 黃文鑫 -Rep 2017-12-22 2024-04-25
119 Sun Life Asset Management (HK) Limited Chu, Felix 朱森民 -Rep 2022-03-29 2024-04-27
120 STASHAWAY HONG KONG LIMITED Chan, Lap Yin (SFC:BSF983) 陳立賢 -Rep 2022-03-17 2024-05-02
121 St. James's Place (Hong Kong) Limited Doughty, Stephen Edward (SFC:ARH181) -Rep 2008-08-19 2024-04-30
122 SPRING SECURITIES LIMITED (HK) Liao, Shu Hang (SFC:BUQ123) 廖舒衡 +Rep 2024-04-25
123 SPDB International Securities Limited Chen, Cen (SFC:BPY603) 陳岑 -Rep 2020-09-23 2024-04-26
124   Feng, Changli (SFC:BJI357) 馮昌黎 +Rep 2024-04-30
125 SPDB International Capital Limited   +Rep 2024-04-30
126 Space Securities Limited Ho, Kwong Yu (SFC:BGN227) 何光宇 -RO 2022-05-27 2024-04-25
127 SOUTH CHINA SECURITIES LIMITED Chak, Wai Wing 翟偉榮 -Rep 2023-09-01 2024-04-18
128   Chan, June Tung Hung 陳東紅 -Rep 2021-12-21 2024-04-22
129   Chan, Siu Lung (SFC:BTF208) 陳紹龍 -Rep 2023-09-07 2024-04-18
130   Lam, Leung Kit 林亮傑 -Rep 2024-03-12 2024-05-02
131   Ng, Jonathan (SFC:BRK509) 伍麟凱 -Rep 2024-04-18 2024-04-28
132   Tuen, Hei Ching 段羲澄 -Rep 2023-11-06 2024-04-18
133 SOUTH CHINA RESEARCH LIMITED Wong, Allan Ding Pong 黃定邦 +RO 2024-04-24
134 South China Investment Management Limited Chak, Wai Wing 翟偉榮 -RO 2023-12-13 2024-04-18
135   Chan, Siu Lung (SFC:BTF208) 陳紹龍 -Rep 2023-09-07 2024-04-18
136   Lam, Leung Kit 林亮傑 -Rep 2024-03-12 2024-05-02
137   Ng, Jonathan (SFC:BRK509) 伍麟凱 -Rep 2024-04-18 2024-04-28
138   Tuen, Hei Ching 段羲澄 -Rep 2023-11-06 2024-04-18
139 SOUTH CHINA COMMODITIES LIMITED Chak, Wai Wing 翟偉榮 -Rep 2023-09-01 2024-04-18
140 Soul Ventures Investment Limited Sun, Tiffany Oi Ying 孫藹瑩 +Rep 2024-04-26
141 Soochow Securities International Futures Limited Leung, Kwok Wai (SFC:BTT107) 梁國偉 +Rep 2024-04-18
142 Soochow Securities International Brokerage Limited   +Rep 2024-04-18
143   Li, Qiaochu (SFC:BSJ372) 李翹楚 -Rep 2022-04-29 2024-04-26
144 Somerley Capital Limited Hesse, Jakob Fabian +Rep 2024-04-29
145   Wu, Zhihong (SFC:BOD916) 吳志宏 -Rep 2019-03-07 2024-04-30
146 Solomon JFZ (Asia) Holdings Limited Leung, Wai Kin (SFC:ANP306) 梁偉健 -RO 2021-10-26 2024-04-30
147   Tang, Veronica Chi Kwan 鄧芷君 +Rep 2024-04-26
148 SINOPAC SECURITIES (ASIA) LIMITED Lin, En-Tzu 林恩慈 -Rep 2023-08-01 2024-04-30
149   Ting, Chung Man 丁仲文 +Rep 2024-04-25
150 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Li, Guohui (SFC:BTX654) 李国徽 +Rep 2024-04-29
151 Sinohope Asset Management (Hong Kong) Limited Hui, Wing Kee 許詠淇 +Rep 2024-04-18
152 Sino-Rich Securities & Futures Limited Ngai, Ling Kwan 魏令君 -Rep 2008-12-02 2024-05-01
153 SILVERSTONE INVESTMENTS LIMITED (HK) Au, Wai Keung (SFC:ACH192) 區偉強 -Rep 2022-03-25 2024-04-22
154 Sigma Capital Management Limited Tang, Qiao (SFC:BRR695) 唐喬 +RO 2024-04-18
155 Shinhan Investment Asia Limited Park, Ji Eun (SFC:BJG148) +Rep 2024-04-19
156 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Kwan, Freddie Wai Kuen 關偉權 -Rep 2024-03-18 2024-04-23
157 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED   -Rep 2024-03-18 2024-04-23
158 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Wong, Sai Fu 黃世富 -RO 2024-04-03 2024-05-02
159 ShanZe Asset Management (Hong Kong) Limited Leung, Kai Hung (SFC:AMX297) 梁啟洪 +RO 2024-04-24
160 Shangding International Asset Management Company Limited Lee, Wai Nam 李偉南 +Rep 2024-04-18
161 SG SECURITIES (HK) LIMITED Jungers, Eric -RO 2017-09-12 2024-04-18
162     +Rep 2024-04-18
163   Okamura, Toshihiko -Rep 2011-03-14 2024-04-22
164 SFM HK Management Limited Fries Jr, Donald Brian -RO 2021-02-18 2024-04-24
165 Sensible Asset Management Limited Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
166 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED   -RO 2022-03-02 2024-04-26
167 SEEKERS ADVISORS H.K. LIMITED Mack, Andrew Kar Lung 麥嘉龍 -RO 2016-08-02 2024-04-30
168 SEAVI Advent Ocean Private Equity Limited Lok, Tsz Yu -Rep 2022-11-16 2024-04-24
169 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Carrell, Dorian William -Rep 2024-04-24 2024-04-26
170   Cheung, Wing Wo 張永和 -Rep 2024-04-24
171 Schonfeld Strategic Advisors (Hong Kong) Limited Choi, Thomson Yik Hin 蔡亦軒 +Rep 2024-04-30
172   Poon, Chok Kei 潘作祺 -Rep 2023-09-18 2024-05-02
173 Sanford C. Bernstein (Hong Kong) Limited Sogi, Miki -Rep 2024-04-15 2024-04-19
174 ROYSTON SECURITIES LIMITED (GBEN) Tam, Christopher Siu Tong 譚兆棠 -RO 2022-11-28 2024-04-30
175 Rothschild & Co Hong Kong Limited Suddens-Spiers, Claire Rachel -Rep 2019-07-11 2024-04-30
176 ROOFER SECURITIES LIMITED Wu, Lei (SFC:BUS551) 吳蕾 +Rep 2024-04-30
177 Robeco Hong Kong Limited Birmingham, John McElroy (SFC:BUV273) -Rep 2024-04-19 2024-04-24
178   Speetjens, Richard Petrus Elisabeth Gerardus -Rep 2024-04-18 2024-04-26
179   White, Joshua Campbell -Rep 2024-04-19 2024-04-24
180 Rising Securities Limited Ma, Cheong Daniel +Rep 2024-04-29
181 Risen Family Office Limited Kwok, Hon Kuen 郭漢權 -RO 2020-06-23 2024-04-19
182 RIME Capital Limited Song, Xingpei 宋星培 +Rep 2024-04-25
183 Richwood International Management Limited Chen, Hong Lin 陳紘箖 +Rep 2024-04-18
184 Regent Capital Management Limited Huang, Shuyun (SFC:BQZ749) 黄淑芸 -Rep 2021-05-11 2024-04-30
185 Red South Investment Management Limited Chow, Chun Kit (SFC:ALI715) 周俊傑 -Rep 2024-02-26 2024-04-18
186     +RO 2024-04-18
187 R SQUARED LIMITED Xu, Xinyan 許心嫣 +Rep 2024-04-26
188 Qube Research & Technologies Hong Kong Limited Guo, Yuzhou 郭豫舟 +Rep 2024-04-22
189   Gupta, Siddharth (SFC:BIQ330) -Rep 2018-01-02 2024-04-26
190   Zeng, Cheng (SFC:BUT373) 曾程 +Rep 2024-04-18
191 Quam Securities Limited Leung, Hoi Chun (SFC:BJK269) 梁凱俊 +Rep 2024-04-18
192 Quam Capital Limited (b1994-08-04) Pang, Zilu 龐子璐 +Rep 2024-04-18
193 Quam Asset Management Limited (b1983-06-28) Foo, Chi Ming (SFC:ACE455) 傅志明 +Rep 2024-04-26
194   Wong, Ian Chung Ho 黃仲濠 +Rep 2024-04-29
195 PV Capital (HK) Limited Zhang, Xinliang 張辛亮 -Rep 2024-04-18 2024-04-24
196     +RO 2024-04-24
197 PUREHEART CAPITAL ASIA LIMITED Chen, Yue (SFC:BUW293) 陳越 +Rep 2024-04-29
198 Pulun International Capital Limited Koo, Pak Kin 古栢堅 -RO 2015-09-16 2024-04-25
199   Kwan, Ying 關瑩 -Rep 2023-09-01 2024-04-25
200   Tsui, Alvin Chun Ming 徐浚銘 -RO 2024-02-09 2024-04-25
201   Yau, Chi Wai (SFC:AUA441) 邱志偉 +RO 2024-04-29
202 Pulse Wealth Limited Rudd, Benjamin Jeremy Kenneth -RO 2022-08-17 2024-04-18
203 PRUDENCE GLOBAL CAPITAL MANAGEMENT COMPANY LIMITED Zhou, Lei (SFC:BSZ874) 周磊 +RO 2024-04-19
204 PROMISING SECURITIES COMPANY LIMITED Chan Hui, Ki Tup 陳許琪沓 -Rep 2004-01-02 2024-05-02
205 Prior Securities Limited Pang, Lai Fan 彭麗芬 -Rep 2024-01-02 2024-04-29
206 Primas Asset Management Limited Young, Chiu Yin Edward 楊昭賢 -Rep 2021-08-26 2024-04-19
207 POLYMER WEALTH MANAGEMENT COMPANY LIMITED Ho, Yuen Ying (SFC:BPA537) 何宛螢 +Rep 2024-04-22
208   Liao, Shuli 廖舒立 +Rep 2024-04-26
209 Polymer Capital Management (HK) Limited Miller, Elan +Rep 2024-04-23
210   Wang, Yujie (SFC:BOJ430) 汪聿杰 +Rep 2024-04-25
211 Point72 Hong Kong Limited Ni, Runbo 倪潤博 +Rep 2024-04-29
212 PLATINUM SECURITIES COMPANY LIMITED Lu, Zijun 陆子俊 -Rep 2022-07-18 2024-04-25
213 Planetree Securities Limited Lam, Kate Hiu Ha 林曉霞 -RO 2023-03-22 2024-04-22
214 Planetree Futures Limited   -RO 2023-03-22 2024-04-22
215 PJT Partners (HK) Limited Hwang, Jae Hyuk +Rep 2024-04-25
216 PIONEER ASSET MANAGEMENT LIMITED Rao, Chao 饒超 -RO 2023-01-09 2024-05-01
217 Ping An of China Capital (Hong Kong) Company Limited Li, Zhaoxiang (SFC:BUU905) 李兆翔 +Rep 2024-04-18
218 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Wen, Xuanhao 文炫皓 -Rep 2023-08-15 2024-04-23
219 PineBridge Investments Hong Kong Limited Yeung, Jennie Po Mei 楊寶美 +Rep 2024-04-19
220 PineBridge Investments Asia Limited   +Rep 2024-04-19
221 Pictet Asset Management (Hong Kong) Limited Kuo, Shao Yu 郭韶瑜 +Rep 2024-05-02
222   Toh, Shikai -Rep 2024-04-12 2024-04-19
223 PICKERS CAPITAL MANAGEMENT LIMITED Lo, Ho Shun 盧晧信 -Rep 2018-06-11 2024-04-24
224     +RO 2024-04-24
225 PHILLIP SECURITIES (HONG KONG) LIMITED Yu, Chi Kwong (SFC:BBG507) 余志光 -Rep 2014-06-04 2024-05-02
226 PHILLIP COMMODITIES (H.K.) LIMITED   -Rep 2014-06-04 2024-05-02
227 PAMFLEET ASSET MANAGEMENT (HK) LIMITED Lo, Kan Yau Singuz 羅根遊 -RO 2022-05-26 2024-04-30
228 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED Li, Houchen 李厚辰 -Rep 2023-11-28 2024-04-26
229 OTCex Hong Kong Limited Lam, Louie Michael Tan 林義德 -Rep 2023-12-01 2024-04-30
230   Tsang, Hin Man (SFC:BHM828) 曾憲文 -RO 2022-07-04 2024-04-30
231 OSL Asset Management Limited Ng, Andrew Ka Chun 吳家竣 -RO 2023-11-23 2024-04-23
232 Oshidori Securities Limited Lowe, Norman C. 勞樹源 -RO 2015-10-19 2024-04-30
233 ORIENT SECURITIES LIMITED Lin, Xi (SFC:BPK764) 林曦 +RO 2024-04-30
234   Si, Bao Ling 施寶玲 +Rep 2024-05-02
235 ORIENT SECURITIES (HONG KONG) LIMITED Yeung, Sze Ho 楊思豪 -RO 2023-07-25 2024-04-19
236 ORIENT FUTURES (HONG KONG) LIMITED Chen, Rui (SFC:BOH233) 陳銳 +Rep 2024-04-19
237   Yeung, Sze Ho 楊思豪 -RO 2023-07-25 2024-04-19
238 Oreana Financial Services Limited Huxley, Daniel William +Rep 2024-04-24
239 Optimas Capital Limited Huang, Xiang (SFC:ANI921) 黃翔 +Rep 2024-04-23
240 OP INVESTMENT MANAGEMENT LIMITED Kung, Shun Him 龔信謙 -Rep 2022-07-06 2024-04-30
241 OnePlatform Asset Management Limited Chan, Oi Ming 陳愛明 -Rep 2006-07-06 2024-04-24
242   Chan, Wilson Yui Sang 陳銳生 -Rep 2008-12-29 2024-04-25
243   Chan, Yin Yin (SFC:BJI009) 陳燕燕 -Rep 2017-05-02 2024-04-19
244   Chau, Wing Po 周穎寶 -Rep 2014-04-14 2024-04-18
245   Choi, Constantine King Lai 蔡景禮 -Rep 2005-05-25 2024-04-18
246   Choi, Wai Sum 蔡慧森 -Rep 2021-02-09 2024-05-01
247   Choy, Hiu Tung 蔡曉東 -Rep 2020-02-10 2024-04-24
248   Chung, James Ho Bong 鍾灝邦 -Rep 2014-08-08 2024-04-25
249   Ho, Suet Ying (SFC:BON560) 何雪凝 -Rep 2019-07-29 2024-04-19
250   Ko, Hon Yeung 高漢洋 -Rep 2004-10-05 2024-04-25
251   Lam, Chi Yuen (SFC:BEM793) 林志遠 -Rep 2014-11-18 2024-04-29
252   Lam, Pui Yu (SFC:BAP954) 林沛如 -Rep 2013-01-14 2024-04-24
253   Lee, Abel Kwong Kee 李廣基 -Rep 2024-05-01
254   Lee, Bernard Kai Long 李啟朗 -Rep 2014-02-25 2024-04-19
255   Li, Wing Cheuk 李永焯 -Rep 2020-12-10 2024-04-24
256   Lui, Ka Kee 雷嘉淇 -Rep 2020-06-11 2024-04-20
257   Ng, Tak Wai 吳德偉 -Rep 2011-06-28 2024-04-19
258   Ng, Tsz Chung (SFC:BPE987) 吳子聰 -Rep 2019-12-02 2024-04-19
259   Ting, Ka Fung 丁嘉鳳 -Rep 2004-12-28 2024-04-18
260   Wong, Cheuk Man (SFC:BEI451) 黃灼敏 -Rep 2014-11-14 2024-05-01
261   Wong, Ka Yan (SFC:BOM903) 黃嘉恩 -Rep 2019-07-22 2024-04-25
262   Xiong, Dezhi (SFC:BPK752) 熊德志 -Rep 2020-03-30 2024-04-30
263   Xu, Yan (SFC:BAL921) 許艷 -Rep 2012-12-17 2024-05-02
264   Yuen, Pui Ho (SFC:BOU260) 袁沛豪 -Rep 2019-10-14 2024-04-25
265   Zhao, Zhen (SFC:BCE999) 趙珍 -Rep 2013-12-02 2024-04-24
266 One Heritage Capital Management Limited Chan, Ringo Man Yeuk 陳文躍 -Rep 2022-11-01 2024-04-22
267   Chiu, Chi Yuen 趙志遠 -Rep 2020-07-08 2024-04-22
268   Kwok, Ho Ying 郭可盈 -Rep 2023-05-22 2024-04-22
269   Kwok, Wai Wa 郭偉華 -Rep 2021-02-17 2024-04-21
270   Law, Hiu Tung 羅曉彤 -Rep 2022-01-06 2024-04-22
271   Leung, Chin Hung Jacky 梁展鴻 -Rep 2022-08-23 2024-04-22
272   Liu, Desmond Luk Por 廖淥波 -Rep 2024-02-27 2024-04-30
273   Peh, Yi Ping 白一平 -Rep 2023-05-22 2024-04-22
274 One Fund Management Limited (The) Yang, Xuan (SFC:BTG617) 楊軒 -RO 2023-06-14 2024-04-19
275     +Rep 2024-04-19
276 Octo Rivers Asset Management (HK) Limited Ho, Kin On 何健安 -Rep 2022-07-06 2024-04-19
277 Oasis Management (Hong Kong) Matsumoto, Iori -Rep 2020-01-20 2024-05-01
278 Oakwise Capital Management Limited Yu, Mao 于昴 +Rep 2024-04-30
279 Novel Wealth Management Limited Lai, Ka Ki (SFC:BRZ186) 黎家岐 -Rep 2022-01-20 2024-04-25
280 Northern Trust Company of Hong Kong Limited (The) Eng, Bun Sieng -Rep 2011-10-10 2024-04-25
281     +RO 2024-04-25
282 North Rock Capital Management (HK) Limited Wah, Chi Shing 華智誠 +Rep 2024-04-18
283   Wan, Oscar Hoyin 溫浩然 -RO 2023-01-18 2024-05-02
284 NOMURA INTERNATIONAL (HONG KONG) LIMITED Chan, Lik Yee Jenny 陳力宜 +Rep 2024-04-19
285   Huang, Zhiji 黃志基 -Rep 2021-06-11 2024-04-30
286   Kandavel, Vishnu Vardhanan -Rep 2024-04-12 2024-04-22
287   Maekawa, Misaki -Rep 2024-04-22 2024-04-29
288   Wako, Juichi -Rep 2022-05-03 2024-04-18
289   Yamanaka, Yuta -Rep 2018-05-10 2024-04-19
290 Nomura Asset Management Hong Kong Limited Kobayashi, Masanori (SFC:BOG617) -RO 2020-05-13 2024-05-01
291 NOAH HOLDINGS (HONG KONG) LIMITED Chong, Po Wai 莊堡威 +Rep 2024-05-02
292   Liu, Yan (SFC:BJY422) 劉彥 -RO 2021-06-15 2024-04-30
293   Liu, Yanling (SFC:BUV887) 劉雁凌 +Rep 2024-04-25
294   Shih, Ching Li 拾景莉 +Rep 2024-04-30
295 Nittan Securities Asia Limited Lai, Brian Chi Fung 黎至峰 +Rep 2024-04-19
296 New Vision Asset Management Limited Li, Wenjie (SFC:BKP340) 李文捷 -Rep 2021-11-19 2024-04-19
297 New Harvest Wealth Securities Company Limited Yuan, Jie (SFC:BUT540) 袁婕 +Rep 2024-04-18
298 New China Asset Management (Hong Kong) Limited An, Hongjun (SFC:BBI005) 安洪軍 -RO 2013-11-06 2024-04-25
299 NeoSpective Capital Limited Xiang, Hua (SFC:BFD798) 向華 -RO 2022-05-20 2024-04-27
300 Natixis Investment Managers Hong Kong Limited Claringbull, Daniel Charles -Rep 2024-01-24 2024-04-23
301 NATIXIS ASIA LIMITED Shen, Suxin 沈苏欣 +Rep 2024-04-29
302 MOUETTE SECURITIES COMPANY LIMITED Tsui, Kin Ling 徐健靈 -Rep 2018-02-14 2024-04-29
303     +RO 2024-04-29
304 Motto Global Asset Management Limited Tong, Jenny 湯珍妮 -Rep 2024-04-25 2024-04-30
305 Morgan Stanley Hong Kong Securities Limited Chan, Sin Hang (SFC:AQT279) 陳善行 -Rep 2014-10-16 2024-04-22
306   Chou, Chia-Wei 周嘉葳 -Rep 2019-02-28 2024-04-22
307   Kapur, Rohan (SFC:BTR454) -Rep 2023-04-20 2024-04-18
308   Lin, Hung Yu 林鴻宇 -Rep 2023-06-08 2024-04-30
309   Qian, Guangsen 錢廣森 -Rep 2021-04-21 2024-04-30
310 Morgan Stanley Asia Limited Apithy, Yenadjro Robert -Rep 2024-04-22 2024-05-02
311   Chan, Sin Hang (SFC:AQT279) 陳善行 -Rep 2014-10-16 2024-04-22
312   Chen, Jun Bing 陈俊兵 -Rep 2023-07-24 2024-04-22
313   Chen, Kexin (SFC:BUA382) -Rep 2023-08-11 2024-04-18
314   Chen, Sijia (SFC:BTL945) 陳思佳 -Rep 2023-02-10 2024-04-18
315   Cheng, Yuxin 程雨欣 -Rep 2022-11-08 2024-04-18
316   Chou, Chia-Wei 周嘉葳 -Rep 2019-02-28 2024-04-22
317   Deng, Cheng (SFC:BTG300) -Rep 2022-12-16 2024-04-18
318   Ekblom, Cedar Bronwen -Rep 2024-04-23 2024-04-25
319   Feng, Yunzhi 馮韵之 -Rep 2021-07-19 2024-04-18
320   Gong, Xinyue 龚昕月 -Rep 2023-01-31 2024-04-18
321   Huang, Min (SFC:BFZ189) 黃敏 +Rep 2024-04-25
322   Ji, Jiechao 季婕超 -Rep 2024-04-23 2024-04-26
323   Jin, Julia -Rep 2022-05-10 2024-04-18
324   Kang, Kai (SFC:AYO807) 康愷 -RO 2022-06-14 2024-04-22
325   Kapur, Rohan (SFC:BTR454) -Rep 2023-04-20 2024-04-18
326   Lee, Joon Woo -Rep 2021-07-08 2024-04-18
327   Li, Chenxing (SFC:BSX568) 李晨星 -Rep 2022-08-30 2024-04-18
328   Li, Jiayue (SFC:BTJ961) 李佳玥 -Rep 2023-02-08 2024-04-18
329   Lin, Hung Yu 林鴻宇 -Rep 2023-06-08 2024-04-30
330   Liu, Junming (SFC:BKW160) 劉峻銘 -Rep 2021-07-14 2024-04-18
331   Mak, Ka Chun (SFC:BNC741) 麥家俊 -Rep 2021-06-09 2024-04-18
332   Meany, William Anthony -Rep 2024-04-12 2024-04-19
333   Qian, Guangsen 錢廣森 -Rep 2021-04-21 2024-04-30
334   Qu, Shaohang 曲紹航 +Rep 2024-04-29
335   Scott, Andrew Geoffrey (SFC:BBE397) -Rep 2024-04-23 2024-04-25
336   So, Yu Chun 蘇裕晉 -Rep 2023-07-24 2024-04-18
337   Sun, Byron Ai 孫百龍 -Rep 2023-06-28 2024-04-18
338   Sun, Kathy -Rep 2022-07-25 2024-04-18
339   Tam, Nelson Kai Him 譚棨謙 -Rep 2021-11-17 2024-04-18
340   Tan, Weijie (SFC:BTY592) 谭炜杰 -Rep 2023-07-14 2024-04-18
341   Tian, Songen 田頌恩 -Rep 2021-06-11 2024-04-18
342   Tse, Terry Michael 謝嘉豪 -Rep 2024-04-22 2024-04-26
343   Wong, Kwun Man 黃冠文 -Rep 2021-09-06 2024-04-22
344   Wu, Dongwei (SFC:BTL947) -Rep 2023-02-10 2024-04-18
345   Wu, Ziwei (SFC:AYR781) 吳子維 -RO 2021-12-08 2024-04-26
346   Xu, Jinning 徐瑾寧 -Rep 2022-09-26 2024-04-18
347   Xu, Zhe (SFC:BSL812) 徐哲 -Rep 2022-05-10 2024-04-18
348   Yang, Zijiang (SFC:BEW109) 楊子江 -Rep 2017-10-23 2024-04-18
349   Yu, Chung-Ling (SFC:BBJ027) 余仲齡 -Rep 2022-06-20 2024-04-23
350   Zhang, Dongxiao (SFC:BUA093) -Rep 2023-08-04 2024-04-18
351   Zhang, Yuzhe (SFC:BTH091) 张宇哲 -Rep 2023-01-12 2024-04-18
352 MOELIS & COMPANY ASIA LIMITED Sun, Zipei 孫仔培 -Rep 2023-12-15 2024-04-26
353 MIZUHO SECURITIES ASIA LIMITED Cheon, Gene Young +Rep 2024-04-25
354   Docherty, Paul David -Rep 2022-03-14 2024-05-02
355   Yeung, Wing (SFC:BTY107) 楊詠 -Rep 2023-07-07 2024-04-30
356 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Chen, Bingyao 陈冰瑶 +Rep 2024-04-29
357   Cho, Young-Rae -Rep 2023-03-13 2024-04-18
358     +RO 2024-04-18
359   So, Ying Wai 蘇英煒 -Rep 2022-07-05 2024-04-18
360 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Park, Jin Sup -Rep 2022-06-09 2024-04-30
361   Shi, Zhiyuan (SFC:BUV714) 史致遠 +Rep 2024-04-24
362 MIGLICO INVESTMENTS LIMITED Ho, Kwong Yu (SFC:BGN227) 何光宇 -RO 2022-05-03 2024-04-25
363 MicroBit Capital Management Limited Huang, Seth Haoting 黃浩霆 +RO 2024-04-30
364   Khuong, Kenny Chun Yu 姜振宇 +RO 2024-04-30
365   Sun, Tongcheng 孫通成 +Rep 2024-04-30
366   Zhang, Tianshu (SFC:BUD126) 張天樹 +Rep 2024-04-30
367 MFG Limited (HK) Chow, Chi Man (SFC:BOB978) 周志敏 -Rep 2019-02-01 2024-05-01
368 Meyer Capital Group Limited Chow, Yiu Chung 周耀聰 -RO 2022-03-02 2024-04-30
369 MESSIS CAPITAL LIMITED Wong, Kwok Yin (SFC:AOG831) 王國賢 -RO 2023-05-04 2024-05-02
370 Merrill Lynch Far East Limited Ding, Hanzhang 丁涵章 -Rep 2022-07-26 2024-04-19
371   Sun, Siwei 孫思偉 -Rep 2017-07-18 2024-04-24
372 Merrill Lynch (Asia Pacific) Limited Ang, Kai Wei -Rep 2024-04-19 2024-04-26
373   Chang, Wen-I Phoebe -RO 2020-04-23 2024-04-19
374     +Rep 2024-04-19
375   Ding, Hanzhang 丁涵章 -Rep 2022-07-26 2024-04-19
376   Gupta, Abhay (SFC:BUC126) -Rep 2024-04-19 2024-04-26
377   Schneider, Horst Bernd -Rep 2024-04-19 2024-04-22
378   Sun, Siwei 孫思偉 -Rep 2018-11-13 2024-04-24
379   Wu, Ling (SFC:BMP332) 巫羚 -Rep 2018-03-26 2024-04-30
380   Yang, Yufei (SFC:BNR142) 楊宇飛 -Rep 2021-06-08 2024-04-19
381 MCM INVESTMENT PARTNERS LIMITED Chan, Crystal Hoi Yan 陳凱欣 -Rep 2023-07-04 2024-04-19
382   Goh, Joel Kian Liem 吳鍵林 +Rep 2024-04-23
383 MCM Asia Limited   +Rep 2024-04-23
384 MAXA CAPITAL LIMITED Chen, Alan Leh Chiarng 陳樂強 -RO 2022-05-06 2024-04-29
385   Koid, Chee Ling 郭芷凌 +Rep 2024-04-19
386 Mason Securities Limited Chiu, Philip Ho Hei 趙可喜 -Rep 2024-04-27
387   Mo, Rena Choi Ying 毛賽英 -Rep 2024-04-27
388 Mason Futures Limited (HK) Chiu, Philip Ho Hei 趙可喜 -Rep 2024-04-27
389   Mo, Rena Choi Ying 毛賽英 -Rep 2024-04-27
390 MARSHALL WACE ASIA LIMITED Bhalla, Sumeet Kumar +Rep 2024-04-23
391   Xie, Jing (SFC:APA939) 謝婧 -Rep 2014-03-12 2024-04-30
392 Manulife Investment Management (Hong Kong) Limited Liang, Shiming (SFC:BQN928) 梁詩茗 +Rep 2024-04-30
393 MACROWATERS ASIA FUND MANAGEMENT LIMITED Lin, Fengyuan 林丰源 -Rep 2024-02-21 2024-05-02
394     +RO 2024-05-02
395 Macquarie Markets Trading Limited Wong, Wai Lung (SFC:BAB062) 黃偉龍 -Rep 2023-01-18 2024-04-24
396 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Dupuy Vaudour, Elise Lydia Michele +Rep 2024-04-29
397   Northam, Edward Patrick (SFC:BUW109) +Rep 2024-04-29
398   Vickers, Harry Charles Philip (SFC:BUV940) +Rep 2024-04-29
399 LW Asset Management Advisors Limited Cheung, Tsz Kin (SFC:BJQ669) 張子健 -Rep 2023-11-21 2024-04-19
400 LUK FOOK SECURITIES (HK) LIMITED Chan, Man Tat (SFC:AUS301) 陳文達 -Rep 2011-12-30 2024-04-30
401   Fan, Dingding 樊丁丁 +Rep 2024-04-19
402   Lam, Kit Hing 林潔卿 -Rep 2023-10-12 2024-04-30
403   Yau, Leong Ming 邱亮鳴 -Rep 2021-03-08 2024-04-30
404 LUK FOOK FUTURES (HK) LIMITED Fan, Dingding 樊丁丁 +Rep 2024-04-19
405   Yau, Leong Ming 邱亮鳴 -Rep 2021-03-08 2024-04-30
406 LONGREACH GROUP LIMITED (THE) Lam, Wai Ying (SFC:BPS645) 林慧盈 -Rep 2021-05-05 2024-04-25
407 Long Corridor Asset Management Limited Cheng, Liqi 程立琦 -Rep 2021-12-30 2024-04-30
408 Long Bridge HK Limited Suen, Ting Fong Boris 孫廷方 -Rep 2021-10-07 2024-05-02
409 Lochpine Capital Limited Du, Hao (SFC:BCB913) 杜浩 -RO 2024-05-02 2024-05-14
410   Wang, Hongbo (SFC:BIR375) 王紅波 +RO 2024-05-02
411   Wang, Shuimiao 王水淼 +RO 2024-05-02
412 Liquidity Finance (Hong Kong) Limited Bennett, Russell Stirling -RO 2020-12-10 2024-04-30
413   Jindel, Rashu +RO 2024-04-29
414   Quach, Julien Stanislas 何詩諭 -RO 2021-12-07 2024-04-30
415 Lion Asset Management Limited (HK) Wang, Yujin 王宇瑾 -Rep 2018-09-12 2024-04-19
416 Linkways Investment Management Limited Fan, Lester Kei Shun 范基信 -RO 2024-04-30 2024-05-19
417 Linkways Asset Management Limited   -RO 2024-04-30 2024-05-19
418 LINGJUN CAPITAL (HONG KONG) LIMITED Tang, Yingkai 唐英凱 -Rep 2023-11-02 2024-04-30
419 Lianhe Ratings Global Limited Jiang, Yuyin 江毓寅 -Rep 2021-09-17 2024-04-30
420 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Chan, Man Chung (SFC:BUV989) +Rep 2024-04-30
421   Cheung, Peggy Ah Lai 張雅麗 +Rep 2024-05-02
422   Goeldi, Kirin +Rep 2024-04-23
423   Kastenholz, Mika Arnold -Rep 2023-07-24 2024-04-24
424     +RO 2024-04-24
425   Lai, On Kee +Rep 2024-05-02
426   Lo, Yuen Fong 羅婉芳 +Rep 2024-04-30
427   Pang, Ling (SFC:BUW299) 彭寧 +Rep 2024-05-02
428   Tang, Lingling (SFC:BUU856) +Rep 2024-04-23
429   Wong, Ka Wai Clarie +Rep 2024-04-23
430 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED Caruso, Claudio (SFC:BUG430) -Rep 2024-02-26 2024-04-30
431 Leo Capital Corp (Hong Kong) Limited Lai, Ho Yi 黎可兒 -Rep 2023-03-14 2024-04-30
432 LEE'S SECURITIES COMPANY LIMITED Yu, Chiu Kui 余潮駒 -RO 2005-01-03 2024-04-24
433 Leading Securities Company Limited Deng, Bin (SFC:BPC621) 鄧斌 -Rep 2020-01-09 2024-04-30
434   Wu, Miaomiao (SFC:BPN758) 武苗苗 -Rep 2020-04-28 2024-04-30
435 Lazarus Asset Management Limited Law, Man Feng +Rep 2024-04-26
436 LAZARD ASIA (HONG KONG) LIMITED Zhu, Mengyao 朱梦嶢 -Rep 2014-07-04 2024-04-26
437     +RO 2024-04-26
438 KOREA INVESTMENT & SECURITIES ASIA LIMITED Choi, Gowoon -Rep 2024-04-29 2024-04-30
439   Kang, Sion -Rep 2024-04-18 2024-04-19
440   Kim, Myoungjoo -Rep 2024-04-18 2024-04-19
441 KKR CAPITAL MARKETS ASIA LIMITED Zhang, Anna Chang +Rep 2024-04-29
442 KINGKEY ASSET MANAGEMENT LIMITED Chan, Pui Ling (SFC:BFP667) 陳珮玲 +Rep 2024-04-25
443   Wei, Zhensheng 魏振胜 +Rep 2024-04-30
444 KGI FUTURES (HONG KONG) LIMITED Lee, Anita Ching Yee 李靜儀 -Rep 2018-05-24 2024-04-30
445 KGI ASIA LIMITED Chan, Chun Wai (SFC:BPF164) 陳振為 +Rep 2024-04-26
446   Lee, Anita Ching Yee 李靜儀 -Rep 2018-05-24 2024-04-30
447   Lit, Yim King 列艷琼 -Rep 2021-04-07 2024-04-26
448   Lo, Kim Kam Irene 羅劍琴 +Rep 2024-04-26
449   Tuen, Hei Ching 段羲澄 +Rep 2024-04-26
450   Wong, Mei Yan (SFC:BIE903) 黃美茵 -Rep 2017-10-03 2024-04-30
451 Keyrock Capital Management Limited Sakuma, Shoto +Rep 2024-04-26
452 Kerogen Capital (Asia) Limited Patel, Anish Nagin -Rep 2011-10-17 2024-04-30
453 Kaisa Financial Group Company Limited Lam, Ka Ho (SFC:AXP757) 林家豪 -RO 2019-01-04 2024-04-20
454 Kaisa Asset Management Limited   -RO 2019-08-09 2024-04-20
455 Jupiter Asset Management (Hong Kong) Limited Konrad, Samuel -Rep 2024-04-22 2024-04-25
456 JS CRESVALE SECURITIES INTERNATIONAL LIMITED Kuo, Chia Hsuan 郭家瑄 +Rep 2024-04-18
457 JS CRESVALE CAPITAL LIMITED   +Rep 2024-04-18
458 JOY RICH SECURITIES INVESTMENT LIMITED Kong, Ka Leung 江嘉亮 -Rep 2017-08-28 2024-04-30
459 Jones Lang LaSalle Real Estate Advisory Limited Lee, Janice Yuan Rong 李元容 -Rep 2022-05-16 2024-04-30
460 JMC Capital International Limited Zhang, Sishi (SFC:BRO558) 張思詩 -Rep 2023-04-24 2024-04-29
461 JMC Capital HK Limited   -Rep 2023-04-24 2024-04-29
462 JK Capital Management Limited Tso, Eric Ka Chai 曹家齊 -Rep 2018-10-22 2024-04-19
463 Jefferies Hong Kong Limited Leiter, Jesse Ryan -Rep 2018-07-30 2024-04-25
464 JANCHOR PARTNERS LIMITED Battenfeld, Brenton George +Rep 2024-04-22
465 JA SECURITIES LIMITED Liu, Hongjia (SFC:BUV360) 劉洪佳 +Rep 2024-04-29
466 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Chen, Lingling (SFC:BGE269) 陈灵灵 -Rep 2019-06-24 2024-04-30
467   Dhupelia, Sunil -Rep 2022-09-26 2024-04-19
468     +RO 2024-04-19
469   Kwang, Kam Shing (SFC:ABP548) 關金星 +Rep 2024-04-29
470 J.P. MORGAN BROKING (HONG KONG) LIMITED Akito, Shuichi -Rep 2018-09-26 2024-04-30
471   Fu, Weimeng 傅未萌 -Rep 2024-04-17 2024-04-19
472   Hsu, Huai-Tse 許懷哲 -Rep 2024-04-17 2024-04-19
473   Virdi, Kieran Singh +Rep 2024-04-24
474 IvyRock Asset Management (HK) Limited Huang, Jingying (SFC:BAI752) 黃晶瑩 +RO 2024-04-23
475 INVESCO HONG KONG LIMITED Fin, Derek Dragon -Rep 2024-04-19 2024-04-24
476   Tam, Wai Sze Tiana 譚慧詩 +Rep 2024-04-24
477 INV Partners Limited Yip, Hoi Chung (SFC:AFD123) 葉凱琮 -RO 2013-05-31 2024-04-27
478 Integrity Construction & Development Securities Group Limited Shao, Yanxia 邵豔霞 +RO 2024-04-18
479 Innomed Capital (Hongkong) Co., Limited He, Xing (SFC:BUH533) 何邢 +RO 2024-04-22
480   Wu, Xihan 吳希罕 +RO 2024-04-22
481 INFINI CAPITAL MANAGEMENT LIMITED Jing, Yilin +Rep 2024-04-22
482 Impeccable Asset Management Limited Chang, Kwok Fai 鄭國輝 -RO 2022-04-28 2024-04-30
483 iFAST Global Markets (HK) Limited Au Yeung, Kwun Yin 歐陽冠然 +Rep 2024-04-19
484   Chan, Franki Ming Fai 陳明輝 +Rep 2024-04-26
485   Kwan, Tsz Yin 關自然 +Rep 2024-04-19
486   Mak, Pui Lam 麥珮琳 +Rep 2024-04-18
487   So, Po Sim 蘇寶嬋 +Rep 2024-04-22
488   Tsang, Hing Wan 曾慶雲 +Rep 2024-04-26
489   Yu, Enoch 余以諾 +Rep 2024-04-26
490 iFAST Financial (HK) Limited Chan, Joanna Sze Nok 陳思諾 +Rep 2024-04-19
491   Chow, Yiu Kei (SFC:BJQ827) 周曜基 -Rep 2017-07-10 2024-04-24
492     +RO 2024-04-24
493 ICBC INTERNATIONAL RESEARCH LIMITED Feng, Liran 馮立然 -Rep 2017-06-08 2024-05-02
494   Ji, Chunhua (SFC:BGA564) 紀春華 -Rep 2022-05-16 2024-05-02
495   Li, Yue (SFC:BHU456) 李月 -Rep 2016-07-13 2024-05-02
496   Liu, Qingli (SFC:BSH027) 劉青俐 -Rep 2022-03-31 2024-05-02
497   Qiu, Zhicheng 邱志承 -Rep 2015-11-10 2024-05-02
498   Tao, Xijin 陶希晋 -Rep 2017-08-29 2024-05-02
499   Wu, Kaiyi 吳愷奕 -Rep 2019-07-16 2024-05-02
500   Wu, Yue Teng Zi -Rep 2021-09-27 2024-05-02
501   Xu, Jie (SFC:BRN956) 徐婕 -Rep 2021-07-28 2024-05-02
502   Yu, Xiaoyu (SFC:APC634) 余曉毓 -Rep 2017-08-15 2024-05-02
503   Zhang, Haoyuan 張皓淵 -Rep 2023-11-30 2024-05-02
504   Zhang, Hongxu 張弘頊 -Rep 2021-07-23 2024-05-02
505   Zhang, Jian (SFC:BRN954) 张健 -Rep 2021-07-29 2024-05-02
506   Zhao, Zeping 趙澤平 -Rep 2018-08-30 2024-05-02
507   Zhou, Qin (SFC:AUZ063) 周琴 -Rep 2015-06-18 2024-05-02
508   Zhou, Ye (SFC:BUC577) 周燁 -Rep 2023-09-13 2024-05-02
509   Zhu, Shuai (SFC:BOG690) 朱帥 -Rep 2019-04-09 2024-05-02
510 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Chen, Siyuan (SFC:BUX144) 陳思元 +Rep 2024-04-30
511 ICBC Asset Management (Global) Company Limited Shang, Lei (SFC:BNH677) 尚磊 -Rep 2021-02-17 2024-04-30
512 ICAP Securities Hong Kong Limited Chang, Andrew (SFC:BIE912) -Rep 2018-10-01 2024-04-30
513   Ho, Ho Ching Daniel 何浩正 +Rep 2024-04-26
514 HZ CAPITAL LIMITED (HK) Ramsay, James Thomas -RO 2019-03-22 2024-04-30
515   Wang, Xiaotian (SFC:BAO743) 王小天 -RO 2021-03-30 2024-04-30
516 Hywin Asset Management (Hong Kong) Limited Chen, Chi Jen +Rep 2024-04-29
517   Chen, Yu Guang 陳俞光 +Rep 2024-04-29
518   Wong, Chin Wing Michelle 王芊穎 +Rep 2024-04-18
519 HUMMINGBIRD PARTNERS LIMITED Lim, Michelle Shiyun 林詩筠 +RO 2024-04-29
520 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Dong, Shiyang 董世洋 +Rep 2024-04-18
521   Jia, Xiaokan 賈小侃 -Rep 2022-11-30 2024-04-29
522     +RO 2024-04-29
523   Ma, Yi (SFC:BUI909) 馬逸 -Rep 2023-12-12 2024-04-26
524   Shi, Jinfeng 史进峰 +Rep 2024-05-02
525   So, Hing Fai 蘇慶輝 -Rep 2022-06-10 2024-04-19
526 Huatai (Hong Kong) Futures Limited Tam, Kenney 譚君禮 +Rep 2024-04-18
527   Yang, Dongyi 楊冬易 +Rep 2024-04-18
528 Huarong International Securities Limited Choy, Hoi Yan (SFC:APX164) 蔡凱茵 -Rep 2024-03-15 2024-05-01
529   Zhang, Miao (SFC:BOX399) 張淼 -RO 2021-11-04 2024-04-30
530 Huarong International Asset Management Limited   -RO 2021-11-04 2024-04-30
531 HUAJIN SECURITIES (INTERNATIONAL) LIMITED Kwok, Friedman Owen 郭傲雲 +Rep 2024-04-23
532 Hua Liang Securities Limited Ho, Arion Man Yiu 何汶叡 +Rep 2024-04-23
533 Hua Liang Asset Management Limited   +Rep 2024-04-23
534 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Kwan, Kin Shing (SFC:BIX408) 關健成 -Rep 2017-01-13 2024-04-30
535   Mitchell, Paul Stuart (SFC:BTK787) -Rep 2024-04-19 2024-04-25
536   Radovic, Tina -Rep 2024-05-02 2024-05-09
537 HSBC Global Asset Management (Hong Kong) Limited Kwan, Kin Shing (SFC:BIX408) 關健成 -Rep 2017-01-13 2024-04-30
538   Mitchell, Paul Stuart (SFC:BTK787) -Rep 2024-04-19 2024-04-25
539   Radovic, Tina -Rep 2024-05-02 2024-05-09
540 HSBC Corporate Finance (Hong Kong) Limited Chen, Siyu (SFC:BMJ697) 陳絲雨 -Rep 2018-04-10 2024-04-22
541   Deng, Yuan (SFC:BJS894) 鄧园 -Rep 2022-01-17 2024-04-18
542   Xiu, Huize 修匯澤 -Rep 2022-08-16 2024-04-22
543 HSBC BROKING SECURITIES (ASIA) LIMITED Yu, Shuk Fong 余淑芳 +Rep 2024-04-26
544 HSBC BROKING FUTURES (ASIA) LIMITED   +Rep 2024-04-26
545 HSBC BROKING FOREX (ASIA) LIMITED   +Rep 2024-04-26
546 Houlihan Lokey (China) Limited Yu, Qianwei 俞乾偉 +Rep 2024-04-18
547 HONG & HONG PARTNERS LIMITED Ho, Stephen Wing Yuen 何永源 +RO 2024-04-30
548   Lee, David Seungwoo +RO 2024-04-30
549   Wu, Xiangping (SFC:BUF983) 吳香平 +RO 2024-04-30
550 Holly International Financial Holdings Limited Yu, Chun Kit (SFC:AFF091) 余俊傑 -Rep 2023-04-27 2024-04-23
551 Holly International Asset Management Company Limited Guo, Qi (SFC:AZB400) 郭琦 -Rep 2023-05-18 2024-04-30
552 HK CAI FU JU ASSET MANAGEMENT LIMITED Liu, Jingjing (SFC:BPY361) 劉晶晶 -Rep 2023-08-23 2024-05-02
553 HEAD & SHOULDERS SECURITIES LIMITED Zhang, Ning (SFC:ANE665) 張寧 -Rep 2013-12-30 2024-04-26
554 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED   -Rep 2013-12-30 2024-04-26
555 HC Securities (HK) Limited Gao, Fang (SFC:BNY749) 高放 -RO 2023-07-03 2024-04-30
556 Hash Blockchain Limited Ho, Wing Lung 何穎龍 +Rep 2024-04-24
557   Pan, Wang (SFC:BUS504) 潘望 +Rep 2024-04-24
558 HANTEC WEALTH MANAGEMENT COMPANY LIMITED Chow, Lai Yin (SFC:AHS607) 周禮賢 +Rep 2024-04-23
559 HANTEC SECURITIES CO., LIMITED   +Rep 2024-04-23
560 HANSUI CAPITAL COMPANY LIMITED Tse, Hang Yik 謝恒億 +Rep 2024-04-22
561   Xu, Luke Z 徐魯克 -Rep 2023-09-14 2024-04-18
562   Yung, Lai Hei 翁勵熹 +Rep 2024-04-29
563 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Cai, Jiazhu 蔡佳竹 -Rep 2018-09-13 2024-04-26
564   Cheng, Lixing 程立行 +Rep 2024-04-26
565   He, Xiyu (SFC:BDI120) 何熙榆 -Rep 2020-05-21 2024-04-19
566   Ren, Sisi 任思思 -Rep 2020-10-09 2024-04-19
567   Wang, Ruihao 王瑞昊 -Rep 2023-09-19 2024-04-19
568   Yang, Yanping (SFC:BJU358) 楊延平 -Rep 2022-07-21 2024-04-19
569   Ying, Chengxun 應承訓 +Rep 2024-04-18
570 HAITONG INTERNATIONAL RESEARCH LIMITED Ning, Jiajun 宁嘉駿 +Rep 2024-04-18
571   Song, Qi (SFC:BMC486) 宋奇 -Rep 2022-11-17 2024-04-18
572   Xu, Weiwei (SFC:BPI310) 徐煒瑋 -Rep 2020-01-13 2024-04-18
573 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Liu, Jing (SFC:BQT560) 劉靜 -Rep 2022-05-26 2024-05-02
574   Lo, Tsz Ying Joey 盧芷盈 -Rep 2022-10-14 2024-04-23
575 HAITONG INTERNATIONAL FUTURES LIMITED Cai, Jiazhu 蔡佳竹 -Rep 2018-12-27 2024-04-26
576   Ying, Chengxun 應承訓 +Rep 2024-04-18
577 HAITONG INTERNATIONAL CAPITAL LIMITED Cheng, Lixing 程立行 +Rep 2024-04-26
578 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Liu, Jing (SFC:BQT560) 劉靜 -Rep 2022-05-26 2024-05-02
579   Lo, Tsz Ying Joey 盧芷盈 -Rep 2022-12-19 2024-04-23
580 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED Feng, Hao (SFC:BUQ780) 馮浩 +Rep 2024-04-24
581 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Bai, Ge 白舸 -Rep 2019-10-09 2024-05-01
582   Chu, Sheung Lun 朱上倫 -Rep 2018-10-15 2024-04-18
583     +RO 2024-04-18
584   Fong, Ka Chai 方家齊 -Rep 2018-08-01 2024-05-01
585   Yang, Dongting 杨冬庭 +Rep 2024-04-23
586 Guotai Junan FX Limited Fong, Ka Chai 方家齊 -Rep 2021-08-11 2024-05-01
587 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED   -Rep 2018-08-01 2024-05-01
588 GUOTAI JUNAN CAPITAL LIMITED Pok, Ming Kai 卜銘佳 -Rep 2021-03-05 2024-05-01
589   Wang, Zhengrui 王正睿 +Rep 2024-04-23
590 GUOTAI JUNAN ASSETS (ASIA) LIMITED Liu, Beining 劉蓓宁 +Rep 2024-04-23
591 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Li, Zhuolin (SFC:BUW410) 李卓林 +Rep 2024-05-02
592 Guosen Securities (HK) Brokerage Company, Limited Liang, Lixuan 梁莉璇 -RO 2017-05-26 2024-04-30
593 Guolian Securities International Capital Co., Limited Wang, Huilin (SFC:BUS439) 王慧林 +Rep 2024-04-30
594 Grey Investment Limited Ma, Fung Kuen 馬鳳娟 -RO 2012-02-21 2024-04-30
595 Grand Capital Securities Limited Lee, Chak Ming 李澤銘 -Rep 2021-07-09 2024-04-24
596 Goldstream Capital Management Limited Xu, Zhensheng (SFC:BEZ164) 徐振聲 +Rep 2024-04-23
597 Goldman Sachs Asset Management (Hong Kong) Limited Lam, Tuan (1968) 林俊 -RO 2016-06-24 2024-05-02
598 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Glangetas, Quentin Antoine Guy -Rep 2022-01-25 2024-05-01
599   Hattori, Enna (Kristina) +Rep 2024-05-02
600   Leung, Kin Chung Jason 梁健聰 -Rep 2022-04-01 2024-04-23
601   McCarroll, James Patrick -Rep 2021-07-29 2024-04-18
602   Yin, Haobo 銀浩博 +Rep 2024-04-22
603 GOLDMAN SACHS (ASIA) L.L.C. Chen, Zilin (SFC:BOS492) 陳梓林 -Rep 2023-07-24 2024-04-27
604   Currie, Jemima Elizabeth -Rep 2024-04-19 2024-05-10
605   Glangetas, Quentin Antoine Guy -Rep 2022-01-25 2024-05-01
606   Hattori, Enna (Kristina) +Rep 2024-05-02
607   Leung, Kin Chung Jason 梁健聰 -Rep 2022-04-01 2024-04-23
608   Li, Cheng (SFC:BUX188) 李成 +Rep 2024-05-02
609   McCarroll, James Patrick -Rep 2021-07-29 2024-04-18
610   Tang, Su See 陳淑茜 +Rep 2024-04-24
611   Wei, Jingxian 魏靜嫺 -Rep 2013-08-07 2024-05-01
612   Wu, Yuhe 吳雨鶴 -Rep 2021-07-19 2024-04-20
613   Yin, Haobo 銀浩博 +Rep 2024-04-22
614 Golden Rich Securities Limited Kwok, Chun Ho (SFC:BPW106) 郭俊浩 +Rep 2024-04-26
615 Golden K2 Securities Limited Qian, Zhe (SFC:BSZ485) 錢喆 -Rep 2024-03-04 2024-05-02
616     +RO 2024-05-02
617 Golden Hen Investment Management Limited Guan, Yongbin 管永斌 +RO 2024-04-26
618 Golden Continent Securities Co., Limited An, Zhenyu 安貞豫 +Rep 2024-04-22
619   He, Tianzhong 何天仲 +Rep 2024-04-24
620 Golden Asset Management Co., Limited Mak, Pui Yee (SFC:BQM362) 麥佩儀 -Rep 2021-01-06 2024-04-18
621 Goldbridge Securities Limited Fu, Jianwen 傅鍵文 -Rep 2019-11-01 2024-04-23
622 GMO-Z.com Forex HK Limited Lau, Ka Fung (SFC:BUV731) 劉家豐 +Rep 2024-04-22
623 GLP HK Investment Management Limited Law, Juliana Yin Yan 羅殷妍 -Rep 2022-09-26 2024-04-22
624 GLENWORTH CAPITAL LIMITED Yoo, Junbeom +Rep 2024-04-22
625 GF Securities (Hong Kong) Brokerage Limited Li, En (SFC:BSG928) 李恩 -Rep 2022-04-19 2024-04-19
626   Shih, Pai Chien 施百謙 +Rep 2024-04-24
627   Zheng, Kai (SFC:BUU989) 郑恺 +Rep 2024-05-02
628 GF FUTURES (HONG KONG) CO., LIMITED Li, Zhen (SFC:BUX151) 李臻 +Rep 2024-05-02
629 GF Capital (Hong Kong) Limited Guo, Binyuan 郭斌元 +Rep 2024-04-18
630   Li, En (SFC:BSG928) 李恩 -Rep 2022-04-19 2024-04-19
631 GF Asset Management (Hong Kong) Limited Guo, Ziyu (SFC:BUV320) 郭子漁 +Rep 2024-04-29
632 GET NICE SECURITIES LIMITED Chen, Kin Shing 陳健成 -RO 2018-01-08 2024-04-30
633 GET NICE FUTURES COMPANY LIMITED   -RO 2018-01-08 2024-04-30
634 GAOYU SECURITIES LIMITED Ip, Thomas Hon Tak 葉漢德 +RO 2024-04-30
635   Wu, Zishan 吳紫珊 +Rep 2024-04-22
636 GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED Shao, Yanxia 邵豔霞 +RO 2024-04-18
637 GALAXY ASSET MANAGEMENT (H.K.) LIMITED Yu, Bobby Jump Ming 余湛銘 +RO 2024-04-25
638 G. H. Financials (Hong Kong) Limited Or, Ying Choi 柯英財 -Rep 2022-04-06 2024-04-19
639   Shi, Ning (SFC:BBV040) 史宁 -RO 2013-12-09 2024-04-19
640 FWD Financial Planning Limited (HK) Lam, Yat Ki 林逸奇 +Rep 2024-04-22
641 FULBRIGHT SECURITIES LIMITED Ha, Wilson Ho Yin 夏浩賢 +Rep 2024-04-24
642   Lee, Yun Sum 李潤森 -Rep 2009-09-11 2024-04-30
643 FULBRIGHT FUTURES LIMITED Ha, Wilson Ho Yin 夏浩賢 +Rep 2024-04-24
644   Lee, Yun Sum 李潤森 -Rep 2012-01-11 2024-04-30
645 Fubon Fund Management (Hong Kong) Limited Ling, Ka Kin 凌嘉鍵 -RO 2019-08-19 2024-04-30
646 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Tai, Kevin Yiu Kuen 戴耀權 -Rep 2024-04-23 2024-05-16
647 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Crawford, Andrew Gilbert -Rep 2023-09-01 2024-04-22
648 Fosun International Securities Limited Chan, Wai Ki (SFC:BFP688) 陳偉基 -Rep 2022-04-19 2024-04-18
649 Fosun Asset Management Limited Han, Tinghui Christopher 韩霆晖 -Rep 2023-11-20 2024-04-30
650 FORTUNE VALLEY ASSET MANAGEMENT CO., LIMITED He, Tianzhong 何天仲 +Rep 2024-04-24
651 FORTUNE HILL ASSET MANAGEMENT LIMITED Liao, Shuli 廖舒立 -RO 2023-02-16 2024-04-19
652 FORTHRIGHT SECURITIES COMPANY LIMITED Ng, Kin Ying 吳健瑛 -RO 2017-11-23 2024-04-20
653 FITCH (HONG KONG) LIMITED He, Dan (SFC:AXZ647) 賀丹 -Rep 2015-04-20 2024-04-22
654   Shi, Lulu 石露露 -Rep 2019-01-09 2024-04-22
655   Soni, Nitin -Rep 2011-06-09 2024-04-22
656 FIRST SHANGHAI SECURITIES LIMITED Qu, Jiayi 曲佳宜 -Rep 2020-04-08 2024-04-30
657 FIL Investment Management (Hong Kong) Limited Lam, Sheung Cherenade 林湘 -Rep 2023-03-22 2024-04-29
658   Xu, Luyan 許路雁 -Rep 2015-10-09 2024-04-26
659   Yan, Tao (SFC:BUX504) 颜韬 +Rep 2024-04-30
660 FIL Investment Advisors   +Rep 2024-04-30
661 FDB Asset Management Limited Yuen, Ka Lun 袁嘉麟 -Rep 2023-09-13 2024-04-30
662     +RO 2024-04-30
663 FCS Capital Limited Zhang, Weiqun 張衛群 +Rep 2024-04-18
664 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED Chen, Yulong 陳宇龍 -Rep 2023-04-12 2024-04-30
665   Zhang, Jinwu (SFC:BUD203) 张锦武 -Rep 2023-09-25 2024-04-22
666 Far East Horizon Asset Management Limited Chen, Yulong 陳宇龍 -RO 2024-01-17 2024-04-30
667   Zhang, Jinwu (SFC:BUD203) 张锦武 -Rep 2023-09-25 2024-04-22
668 FAIRWIN BROKING LIMITED Kwong, David Yau Wai 鄺有為 -Rep 2017-01-23 2024-05-02
669 Expedition Securities Limited Meng, Meng (SFC:BTU179) 孟夢 +RO 2024-05-02
670 Expecta Capital Limited Li, Shuangxing 李双星 -RO 2023-01-26 2024-04-30
671 Excelerate Fund Management Limited Eng, Tik San 伍滌燊 +Rep 2024-04-26
672 EXCEL PRECISE SECURITIES LIMITED Chu, Dominic Sung Hei 朱崇希 -RO 2021-07-23 2024-04-23
673 Evercore Asia Limited Ireland, Ellerey James (SFC:BUE362) -Rep 2023-10-24 2024-04-18
674   Panas, George Alexander -Rep 2022-11-23 2024-04-30
675 Everbright Securities Investment Services (HK) Limited Mak, Wing Yan (SFC:AYS444) 麥詠恩 +Rep 2024-04-24
676   Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
677 Everbright Securities Digital Finance (HK) Limited   -Rep 2022-07-14 2024-04-26
678 Ever Fountain Asset Management Limited Law, Wing Tat -Rep 2021-07-09 2024-04-30
679 Essence International Securities (Hong Kong) Limited Fu, Shelly 傅願好 -Rep 2014-11-11 2024-04-26
680 Essence Futures (Hong Kong) Limited   -Rep 2015-10-12 2024-04-26
681 ENHANCED INVESTMENT PRODUCTS LIMITED Ho, Ka Kuen (SFC:BNY636) 何家權 -Rep 2022-08-15 2024-05-01
682 ENDOWUS HK LIMITED Chiu, Chee Wah Gloria (SFC:BUU841) 趙梓燁 +Rep 2024-04-26
683 EMPEROR SECURITIES LIMITED (HK) Kee, Ka Lam 紀嘉霖 -Rep 2008-10-03 2024-04-26
684   Tso, Ka Chung 曹嘉聰 +Rep 2024-04-18
685   Wong, Nga Ling 王雅玲 -Rep 2023-07-12 2024-04-19
686 EMPEROR FUTURES LIMITED Kee, Ka Lam 紀嘉霖 -Rep 2010-10-15 2024-04-26
687   Tso, Ka Chung 曹嘉聰 +Rep 2024-04-18
688   Wong, Nga Ling 王雅玲 -Rep 2023-07-12 2024-04-19
689 EMP CAPITAL LIMITED Li, Juhui (SFC:BUM118) 李巨輝 +RO 2024-04-18
690   Wu, Peizhe 吳沛哲 +Rep 2024-04-26
691 EM Asset Management Limited Wong, Hoi Ka (SFC:BFK210) 黃凱嘉 -Rep 2024-03-27 2024-05-02
692     +RO 2024-05-02
693 Eclipse Options (HK) Limited Parker, Barry Neil +RO 2024-04-29
694   Wong, Po Yue Bowie 王溥渝 -Rep 2021-09-24 2024-04-30
695 Eastspring Investments (Hong Kong) Limited Bell, Craig William -Rep 2024-04-15 2024-04-19
696   Chong, Siang Hooi 張向暉 -Rep 2021-11-15 2024-04-24
697 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED Hoebrechts, Pierre Eric +RO 2024-05-02
698 Dongxing Securities (Hong Kong) Asset Management Company Limited Tsoi, Ka Hung 蔡嘉鴻 -RO 2023-06-06 2024-04-30
699 DL Digital Family Office (HK) Limited Li, Kin Sang 李鍵生 +Rep 2024-04-25
700 Dimensional Hong Kong Limited Cornell, Emily Lawless -Rep 2024-04-22 2024-04-24
701   Dai, Wei (SFC:BOL570) 戴薇 -Rep 2024-04-16 2024-04-18
702   Teasdel, Joel Hamish Gregory John -Rep 2024-04-16 2024-04-24
703 DEUTSCHE SECURITIES ASIA LIMITED Li, Shuhao 李書豪 -Rep 2022-04-26 2024-04-18
704 DELTA ASIA SECURITIES LIMITED Cheung, Gordon Kwan Ping 張君平 +Rep 2024-05-02
705   Law, Tsz Jing 羅梓靜 -Rep 2023-06-16 2024-04-30
706   Yeung, Wai Hung (SFC:AYH972) 楊偉雄 -RO 2022-07-13 2024-04-20
707 Delphinium Capital Partners Limited Wong, Koon Ki 黃冠麒 -Rep 2024-04-19 2024-05-16
708 DBS VICKERS (HONG KONG) LIMITED Ko, Fung 高鋒 +Rep 2024-04-26
709 Daiwa Capital Markets Hong Kong Limited Xuan, Bianfei 宣邊斐 -Rep 2024-02-19 2024-04-25
710 Dafei Digital Asset Management Limited Chan, Kwan Kit (SFC:BGN371) 陳君傑 +RO 2024-04-23
711   Yu, Lok Man 余樂文 +RO 2024-04-23
712 Cypress Capital Hong Kong Limited Kuo, Shao Yu 郭韶瑜 -Rep 2024-01-19 2024-04-19
713 CVG Capital Co, Limited Zhou, Yuan (SFC:BUQ282) 周源 +RO 2024-04-24
714 CVC Asia Pacific Limited Kinger, Samir +Rep 2024-04-30
715 Credit Suisse (Hong Kong) Limited Boppana, Jagadish Chandra -Rep 2022-07-11 2024-04-30
716   Meng, Xiangxi (SFC:BSE754) 孟祥熙 -Rep 2022-02-21 2024-05-02
717   Song, Zhe (SFC:BEZ513) 宋喆 -Rep 2019-12-12 2024-04-22
718   Ye, Rong (SFC:AYZ033) 葉戎 -Rep 2022-07-18 2024-04-22
719 CPPIB Asia Inc. Fu, Qianqian 傅騫騫 -RO 2022-08-10 2024-04-22
720 CPIC Investment Management (H.K.) Company Limited Lau, Chun Sing (SFC:AMF586) 劉振昇 +Rep 2024-04-25
721   Ye, Qingwen 叶晴雯 -Rep 2022-08-26 2024-04-20
722   Yeung, Chun Chak 楊秦澤 +Rep 2024-04-25
723 Cowell & Lee Capital Management Limited Tian, Hanbo 田瀚博 -Rep 2023-12-21 2024-04-30
724 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Lee, Yiu Wai 李耀偉 -Rep 2016-07-01 2024-04-24
725   Mok, Wing Ho 莫穎豪 -Rep 2017-10-18 2024-04-20
726 Core Pacific - Yamaichi Asset Management Limited   -Rep 2023-01-06 2024-04-20
727 CNCB (Hong Kong) Capital Limited Jiang Y, Ikai 蔣依愷 +Rep 2024-04-22
728 CMBC SECURITIES COMPANY LIMITED Ho, Kenny Yui Kwong 何銳光 -Rep 2024-04-02 2024-05-02
729     +RO 2024-05-02
730   Jia, Kaiyuan 賈鎧源 +Rep 2024-04-26
731   Lee, Yuen Tsun 李遠浚 -Rep 2024-04-18 2024-05-21
732   Liu, Yanming (SFC:BPY788) 刘彦明 +Rep 2024-04-26
733   Wong, Chung Mun 黃仲文 -Rep 2024-04-09 2024-04-24
734     +RO 2024-04-24
735   Yang, Xinwei (SFC:BTX726) 杨鑫蔚 +Rep 2024-04-22
736   Zhu, Qianlan 朱倩嵐 +Rep 2024-04-18
737 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Ho, Kenny Yui Kwong 何銳光 -Rep 2024-04-02 2024-05-02
738     +RO 2024-05-02
739   Lee, Yuen Tsun 李遠浚 -Rep 2024-04-18 2024-05-21
740   Wong, Chung Mun 黃仲文 -Rep 2024-04-09 2024-04-24
741     +RO 2024-04-24
742 CMB International Securities Limited Ding, Edward An Hua 丁安華 -Rep 2017-06-12 2024-04-30
743   Du, Xin (SFC:BUW406) 杜鑫 +Rep 2024-04-29
744   Ma, Wing Lam (SFC:BUW014) 馬穎琳 +Rep 2024-04-29
745   Man, Kit Ching 文潔貞 +Rep 2024-04-30
746 CMB International Global Markets Limited Liang, Xiaojun (SFC:BRR561) 梁晓鈞 +Rep 2024-04-30
747   Wong, Ming Him (SFC:AXJ784) 黃銘謙 -Rep 2022-01-26 2024-04-26
748 CMB INTERNATIONAL FUTURES LIMITED Chen, Hung Yin (SFC:AOT755) 陳宏印 +Rep 2024-04-30
749   Du, Xin (SFC:BUW406) 杜鑫 +Rep 2024-04-29
750 CLSA LIMITED Asvathitanonta, Kamolwan -Rep 2019-03-29 2024-04-19
751   Cao, Yue (SFC:BUT582) 曹越 +Rep 2024-04-30
752   Chen, Hao (SFC:BUS786) 陈皓 +Rep 2024-04-30
753   Geng, Yao 耿尧 -Rep 2022-05-17 2024-04-30
754   Guarin, Jan Derrick Salas +Rep 2024-04-29
755   Hou, Donglin 侯東霖 +Rep 2024-04-30
756   Hu, Pujuan 胡蒲娟 -Rep 2023-11-22 2024-04-30
757   Li, Wenchao (SFC:BUT577) 李文超 +Rep 2024-04-30
758   Liu, Shisi 刘施思 -Rep 2021-08-18 2024-04-30
759   Liu, Yan (SFC:BSI122) 刘艳 -Rep 2022-05-27 2024-04-30
760   Liu, Yuan (SFC:BUS917) 刘源 +Rep 2024-04-30
761   Lu, Pei (SFC:BUS887) 鲁培 +Rep 2024-04-30
762   Ning, Zeyu 寧則宇 -Rep 2024-03-04 2024-04-30
763   Sheng, Xin (SFC:BUS505) 盛鑫 -Rep 2024-04-02 2024-04-30
764   Soman, Aditya Ramchandra -Rep 2024-04-12 2024-04-18
765   Sun, Yanlin 孙炎林 +Rep 2024-04-23
766   Sun, Yi (SFC:BUT063) 孙易 +Rep 2024-04-24
767   Wang, Chenxiang 王晨翔 -Rep 2022-08-16 2024-04-30
768   Wang, Xiaoyang (SFC:BUS831) 王霄阳 +Rep 2024-04-30
769   Wei, Xi (SFC:BSI098) 魏玺 -Rep 2022-06-14 2024-04-30
770   Wu, Caojian 吴操健 -Rep 2020-10-08 2024-04-30
771   Wu, Jiangbo 吳江博 +Rep 2024-04-30
772   Wu, Zhenrong (SFC:BUS885) 吴臻荣 +Rep 2024-04-30
773   Xu, Chaoyi 徐超逸 +Rep 2024-04-30
774   Xue, Yuan (SFC:BFY105) 薛缘 -Rep 2021-03-17 2024-04-19
775   Yang, Kailun 楊凱倫 -Rep 2023-07-26 2024-04-30
776   Yang, Quan (SFC:BUS697) 杨权 +Rep 2024-04-30
777   Yao, Rongji 姚鎔基 +Rep 2024-04-30
778   Yao, Zeguang 姚泽广 +Rep 2024-04-30
779   You, Qing 游青 -Rep 2023-05-22 2024-04-30
780   Zhao, Yan (SFC:BUS862) 赵岩 +Rep 2024-04-30
781   Zhou, Yunfeng (SFC:BUV611) 周昀锋 -Rep 2024-04-26 2024-04-30
782   Zhu, Qiang (SFC:BUS795) 朱强 +Rep 2024-04-30
783 CLC SECURITIES LIMITED Guo, Liang (SFC:BAZ980) 郭梁 -RO 2021-05-27 2024-04-23
784   Ma, Rujun 馬茹筠 -RO 2023-07-12 2024-04-23
785 Citigroup Global Markets Asia Limited Fang, Baorong 方宝荣 -Rep 2018-07-18 2024-04-30
786   Furtado, Udhay Anton Dos Remedios -Rep 2018-10-26 2024-04-18
787     +RO 2024-04-18
788   Gao, Weifan 高偉凡 -Rep 2015-04-09 2024-04-22
789   Gupta, Pragya (SFC:BUX619) +Rep 2024-04-30
790   Hendrikse, Harald Christiaan -Rep 2024-04-24 2024-04-27
791   Kim, Tae-Woon -Rep 2024-04-22 2024-04-26
792   Lin, Giles Tung-Lung 林東龍 -Rep 2024-04-23 2024-04-29
793   Liu, Yaoyang 劉耀陽 -Rep 2020-09-15 2024-04-19
794   McBain, Anita Daisy (SFC:BUV565) -Rep 2024-04-15 2024-04-18
795   Pineda, Arthur San Diego -Rep 2024-04-22 2024-04-26
796   Sakagami, Ryota -Rep 2024-04-17 2024-04-19
797   Soo, Shusei Rick -Rep 2024-04-12 2024-04-20
798   Tan, Yong Hong -Rep 2024-04-22 2024-04-26
799   Tang, Fung (SFC:AXA214) 鄧峰 -RO 2022-08-08 2024-04-19
800   Tiwari, Atul Kumar -Rep 2024-04-17 2024-04-19
801   Yamamura, Junko -Rep 2024-04-12 2024-04-18
802   Yu, In Cheol -Rep 2024-04-19 2024-04-25
803 CITIC Securities International Global Markets Limited Lee, Pik Shan (SFC:BUW380) 李碧珊 +Rep 2024-05-02
804 CITIC Securities Futures (HK) Limited Lo, Chi Shing 盧志成 -Rep 2020-05-26 2024-04-19
805   Sung, Jacky Hon Kit 宋漢傑 -Rep 2009-03-11 2024-04-26
806   Wu, Beiyi 吴倍熠 +Rep 2024-05-02
807   Xiang, Xuezhou 项雪舟 +Rep 2024-04-26
808 CITIC Securities Brokerage (HK) Limited Lau, Wing Hing 劉永興 -Rep 2021-09-01 2024-05-02
809   Lee, Pik Shan (SFC:BUW380) 李碧珊 +Rep 2024-05-02
810   Lo, Chi Shing 盧志成 -Rep 2020-05-26 2024-04-19
811   Sung, Jacky Hon Kit 宋漢傑 -Rep 2007-11-14 2024-04-26
812   Wai, Shuk Chun 衞淑真 -Rep 2018-07-03 2024-04-29
813   Wu, Beiyi 吴倍熠 +Rep 2024-05-02
814   Wu, Yijun (SFC:BDA182) 武怡君 +Rep 2024-04-24
815   Xiang, Xuezhou 项雪舟 +Rep 2024-04-26
816 CITIC Securities (Hong Kong) Limited Cao, Yue (SFC:BUT582) 曹越 +Rep 2024-04-30
817   Chen, Hao (SFC:BUS786) 陈皓 +Rep 2024-04-30
818   Geng, Yao 耿尧 -Rep 2022-05-17 2024-04-30
819   Hou, Donglin 侯東霖 +Rep 2024-04-30
820   Hu, Pujuan 胡蒲娟 -Rep 2023-11-22 2024-04-30
821   Li, Wenchao (SFC:BUT577) 李文超 +Rep 2024-04-30
822   Liu, Shisi 刘施思 -Rep 2021-08-18 2024-04-30
823   Liu, Yan (SFC:BSI122) 刘艳 -Rep 2022-05-27 2024-04-30
824   Liu, Yuan (SFC:BUS917) 刘源 +Rep 2024-04-30
825   Lu, Pei (SFC:BUS887) 鲁培 +Rep 2024-04-30
826   Ning, Zeyu 寧則宇 -Rep 2024-03-04 2024-04-30
827   Sheng, Xin (SFC:BUS505) 盛鑫 -Rep 2024-04-02 2024-04-30
828   Sun, Yanlin 孙炎林 +Rep 2024-04-23
829   Sun, Yi (SFC:BUT063) 孙易 +Rep 2024-04-24
830   Wang, Chenxiang 王晨翔 -Rep 2022-08-16 2024-04-30
831   Wang, Xiaoyang (SFC:BUS831) 王霄阳 +Rep 2024-04-30
832   Wei, Xi (SFC:BSI098) 魏玺 -Rep 2022-06-14 2024-04-30
833   Wu, Caojian 吴操健 -Rep 2020-10-08 2024-04-30
834   Wu, Jiangbo 吳江博 +Rep 2024-04-30
835   Wu, Zhenrong (SFC:BUS885) 吴臻荣 +Rep 2024-04-30
836   Xu, Chaoyi 徐超逸 +Rep 2024-04-30
837   Yang, Kailun 楊凱倫 -Rep 2023-07-26 2024-04-30
838   Yang, Quan (SFC:BUS697) 杨权 +Rep 2024-04-30
839   Yao, Rongji 姚鎔基 +Rep 2024-04-30
840   Yao, Zeguang 姚泽广 +Rep 2024-04-30
841   You, Qing 游青 -Rep 2023-05-22 2024-04-30
842   Zhao, Yan (SFC:BUS862) 赵岩 +Rep 2024-04-30
843   Zhu, Qiang (SFC:BUS795) 朱强 +Rep 2024-04-30
844 CITIC Futures International Company Limited Huang, Weitao 黃韋淘 +Rep 2024-04-22
845 CITIC CFI Securities Company Limited   +Rep 2024-04-22
846 Citadel Securities (Hong Kong) Limited Xu, Xiaoyang (SFC:BRY512) 許曉陽 -Rep 2021-12-13 2024-04-22
847 CINDA INTERNATIONAL SECURITIES LIMITED Tam, Shun Kin 譚信堅 +Rep 2024-04-25
848 CINDA INTERNATIONAL RESEARCH LIMITED Suen, Chun Shing 孫晉誠 -Rep 2021-07-30 2024-04-18
849 CINDA INTERNATIONAL CAPITAL LIMITED Li, Ka Yu (SFC:BJP083) 李家裕 -Rep 2017-06-12 2024-04-19
850     +RO 2024-04-19
851 CIAM Capital Management Limited Chan, Wing Kin (SFC:AUW795) 陳永健 -RO 2020-11-12 2024-04-30
852 CHONG HING SECURITIES LIMITED Chow, Tsui Har 周翠霞 -Rep 2021-05-03 2024-05-01
853 Chiyu International Capital Limited Man, Chung Ho 文中豪 +RO 2024-04-23
854 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED Geng, Changyong 耿长勇 +RO 2024-04-23
855 CHINA SOUTHERN SECURITIES LIMITED Wong, Sheh Yung 王錫勇 -RO 2017-12-12 2024-04-30
856 China Securities (International) Corporate Finance Company Limited Huang, Ye (SFC:AXW924) 黃烨 -Rep 2017-08-11 2024-04-23
857     +RO 2024-04-23
858   Zhu, Bowen (SFC:BUU853) 朱博聞 +Rep 2024-04-19
859   Zhu, Lin (SFC:BSH274) 朱林 -Rep 2022-04-07 2024-04-30
860 China Securities (International) Brokerage Company Limited Zhu, Bowen (SFC:BUU853) 朱博聞 +Rep 2024-04-19
861 China Renaissance Securities (Hong Kong) Limited Ho, Ivan Lon Hang 何朗衡 -Rep 2021-08-23 2024-04-19
862   Huang, Hao-Yang (SFC:BRR180) 黄皓旸 -Rep 2021-11-01 2024-04-30
863   Lam, Cynthia Wan Yee 林蘊怡 -Rep 2020-10-21 2024-04-22
864   Lam, Long Ching (SFC:BSH202) 林朗程 -Rep 2022-11-21 2024-04-22
865   Li, Jiayu (SFC:BRV081) 李佳雨 -Rep 2021-10-29 2024-04-19
866   Lin, Ruhan 林汝函 -Rep 2021-07-19 2024-04-22
867   Ng, Sze Ho 吳思浩 -Rep 2018-02-26 2024-04-19
868 China Renaissance Broking Services (Hong Kong) Limited Ho, Ivan Lon Hang 何朗衡 -Rep 2021-08-23 2024-04-19
869 China Re Asset Management (Hong Kong) Company Limited Wu, Yu (SFC:BUV987) 吴雨 +Rep 2024-04-22
870 China PA Securities (Hong Kong) Company Limited Li, Zhaoxiang (SFC:BUU905) 李兆翔 +Rep 2024-04-18
871 China Orient International Asset Management Limited Ai, Yufei 艾雨菲 +Rep 2024-04-19
872 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Guo, Kaize 郭楷澤 +Rep 2024-05-02
873   Shang, Tianyu 尚天雨 -Rep 2022-07-06 2024-04-26
874   Wang, Zhikai (SFC:BUI494) 王治凱 -Rep 2023-11-17 2024-04-30
875   Zhang, Yichi (SFC:BUV375) 張一弛 +Rep 2024-04-23
876 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Poon, Wai Yip (SFC:AUI080) 潘偉業 +Rep 2024-04-30
877 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Bai, Yang (SFC:BOR612) 白揚 -Rep 2022-05-17 2024-04-26
878   Cao, Jiatong 曹佳桐 +Rep 2024-04-30
879   Chen, Jie (SFC:BUS538) 陳婕 +Rep 2024-04-30
880   Chen, Yating (SFC:BUU724) 陳雅婷 +Rep 2024-04-30
881   Chu, Ka Siu 朱嘉兆 -RO 2021-06-15 2024-04-29
882   Fan, Jingran 樊婧然 -Rep 2018-07-03 2024-04-23
883   Guo, Lejia 郭樂嘉 -Rep 2024-02-20 2024-04-22
884   Jia, Jia (SFC:BHY707) 賈嘉 -RO 2021-02-01 2024-04-30
885   Jiang, Luwei 蔣露薇 +Rep 2024-04-30
886   Li, Ziyue (SFC:BUS357) 李子悅 +Rep 2024-04-24
887   Liu, Qianwen (SFC:BUS531) 劉倩文 +Rep 2024-04-30
888   Qian, Kai (SFC:AZA933) 錢凱 -Rep 2012-02-16 2024-04-30
889   Wang, Xiahao 汪夏豪 -Rep 2021-10-25 2024-04-19
890   Wang, Xuemin (SFC:BUW047) 王學民 +Rep 2024-04-30
891   Wang, Yehan 王業涵 +Rep 2024-04-30
892   Wang, Yimeng (SFC:BUW185) 王一萌 +Rep 2024-04-30
893   Wong, Mei Sze (SFC:BUV723) 黃美詩 +Rep 2024-04-30
894   Wong, Siu Hin 黃肇軒 -Rep 2021-01-05 2024-04-18
895   Wu, Yue (SFC:BUW217) 吳越 +Rep 2024-05-02
896   Xie, Yuyin 謝餘胤 +Rep 2024-04-24
897   Yan, Xiyu (SFC:BUS229) 閆汐語 +Rep 2024-04-24
898   Yang, Zijie (SFC:BUS854) 楊子捷 +Rep 2024-04-30
899 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Jia, Jia (SFC:BHY707) 賈嘉 -RO 2021-02-01 2024-04-30
900   Wang, Xiahao 汪夏豪 -Rep 2021-10-25 2024-04-19
901 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Jia, Jia (SFC:BHY707) 賈嘉 -RO 2017-08-14 2024-04-30
902 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Sun, Chenshuai 孫陳帥 -Rep 2023-05-05 2024-04-26
903 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Li, Shi Yi 黎诗艺 +Rep 2024-04-22
904   Lu, Chenyang 鹿晨阳 +Rep 2024-04-24
905   Sun, Chenshuai 孫陳帥 -Rep 2023-05-05 2024-04-26
906   Sun, Yuanyuan (SFC:BUN498) 孙媛媛 +Rep 2024-04-24
907 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Lu, Liangjie 呂良杰 -Rep 2022-10-28 2024-04-23
908 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Ruan, Cheng 阮晟 -Rep 2021-12-10 2024-04-24
909   Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
910 China Everbright Investment Management Limited Zhang, Fan (SFC:AWE514) 張帆 -RO 2022-05-16 2024-04-30
911 China Everbright Global Investment Advisors Company Limited   -RO 2021-02-22 2024-04-30
912 China Asset Management (Hong Kong) Limited Yang, Sensen 楊森森 -Rep 2024-02-21 2024-04-22
913 CHIEF SECURITIES LIMITED Zhang, Yuer 張玉儿 +Rep 2024-04-25
914 CHIEF COMMODITIES LIMITED   +Rep 2024-04-25
915 CHARLES SCHWAB, HONG KONG, LIMITED Chan, Yuk Chun (SFC:AGD417) 陳玉珍 -RO 2018-04-03 2024-04-19
916 Changjiang Securities Brokerage (HK) Limited Chen, Jiemin 陳洁敏 +Rep 2024-04-19
917   Huang, Guowei 黃國偉 +Rep 2024-04-19
918   Ma, Tai 馬太 +Rep 2024-04-25
919   Ma, Xiangyun 馬祥云 +Rep 2024-04-25
920   Qin, Chuantao 覃川桃 +Rep 2024-04-19
921   Wei, Kai (SFC:BUT964) 魏凱 +Rep 2024-04-25
922   Wong, Pik Yan 黃碧欣 +Rep 2024-04-30
923   Wu, Yue (SFC:BTX561) 伍岳 +Rep 2024-04-30
924   Xiao, Yong (SFC:BUT918) 肖勇 +Rep 2024-04-25
925   Yu, Xuhui (SFC:BUU942) 于旭輝 +Rep 2024-04-30
926   Zhang, Chi (SFC:BUT917) 張馳 +Rep 2024-04-25
927 Changjiang Futures (HK) Limited Chan, Man Kit (SFC:BIY774) 陳文杰 -Rep 2017-02-13 2024-04-29
928   Chen, Dexin (SFC:BAZ282) 陳德欣 -Rep 2017-02-27 2024-04-29
929   Ho, Wai Keung (SFC:AVQ936) 何偉強 -Rep 2013-02-14 2024-04-29
930   Xie, Jialin 謝嘉琳 -Rep 2020-12-28 2024-04-29
931 CGS International Securities Hong Kong Limited Noverdanius, Handy -Rep 2024-04-29 2024-04-30
932 CGL IM Financial Management Limited Li, Maochun 李茂春 +RO 2024-05-02
933   Wong, Chi Ming (SFC:AYK887) 黃志明 +RO 2024-05-02
934 CF GLOBAL (HK) LIMITED Fleming, Robert James Gilbert -RO 2024-04-30
935 CES Forex (HK) Limited Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
936 CES Commodities (HK) Limited   -Rep 2022-07-14 2024-04-26
937 Cephei Capital Management (Hong Kong) Limited Ning, Jing (SFC:APB398) 宁靜 +Rep 2024-04-22
938 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED Cai, Hongfei (SFC:BPK909) 蔡鴻飛 -Rep 2020-03-23 2024-04-19
939   Xu, Song (SFC:BTT205) 徐松 -Rep 2023-06-08 2024-04-19
940   Xu, Xishu 徐熙澍 -Rep 2023-01-27 2024-04-19
941 CENTRAL WEALTH ASSET MANAGEMENT LIMITED Huang, Xiaolu (SFC:BRZ897) 黄晓路 -Rep 2022-12-12 2024-04-19
942   Jin, Fengbao 靳奉豹 -Rep 2023-07-04 2024-04-19
943   Liu, Jie (SFC:BPB707) 劉頡 -RO 2020-02-25 2024-04-19
944   Xu, Mingming (SFC:BTX869) 徐明明 -Rep 2023-07-12 2024-04-19
945   Xu, Song (SFC:BTT205) 徐松 -Rep 2023-06-08 2024-04-19
946   Xu, Xishu 徐熙澍 -Rep 2023-01-27 2024-04-19
947 CENTALINE WEALTH MANAGEMENT LIMITED Choi, Nicholas Chun Keung 蔡振強 +Rep 2024-04-25
948 CENTALINE SECURITIES LIMITED   +Rep 2024-04-25
949 CELESTIAL SECURITIES LIMITED Fu, Hin Lun 傅顯倫 -Rep 2024-01-05 2024-04-22
950   Wong, Ching Cheung (SFC:AXS492) 黃鉦翔 +Rep 2024-04-22
951 CDIB Capital International (Hong Kong) Corporation Limited Loh, Terence Paul Keng Ann 羅慶安 -Rep 2022-05-26 2024-04-30
952 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED Chan, Tsz Chun (SFC:BLL176) 陳子駿 -Rep 2017-11-10 2024-04-19
953 CCB INTERNATIONAL SECURITIES LIMITED Tsang, Ho Yin (SFC:BTE162) 曾浩然 -Rep 2022-11-14 2024-04-19
954   Wong, Po Chin 黃步前 -Rep 2022-04-27 2024-04-26
955 CCB INTERNATIONAL CAPITAL LIMITED Tsang, Ho Yin (SFC:BTE162) 曾浩然 -Rep 2022-11-14 2024-04-19
956 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED   -Rep 2022-11-14 2024-04-19
957 CASH Wealth Management Limited Fu, Hin Lun 傅顯倫 -Rep 2024-01-05 2024-04-22
958   Wong, Ching Cheung (SFC:AXS492) 黃鉦翔 +Rep 2024-04-22
959 Capstone Capital Management Limited Bai, Xiangliang 白相良 -Rep 2023-11-17 2024-04-26
960 Capital International, Inc. Bettini, Damir (SFC:BUV198) -Rep 2024-04-22 2024-04-26
961   McCann, Damien (SFC:BUU929) -Rep 2024-04-19 2024-04-24
962   Takemasu, Shinya +Rep 2024-04-26
963 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Leung, Hei Lim 梁希廉 -Rep 2021-05-27 2024-04-19
964 CANTON MUTUAL FINANCIAL LIMITED Tian, Jiachao 田嘉超 +Rep 2024-04-23
965 Candescent Capital Limited Zuo, Wei (SFC:ALH756) 左為 -RO 2022-02-07 2024-04-30
966 CAITONG INTERNATIONAL CAPITAL CO., LIMITED Zhang, Ye (SFC:BBP233) 張曄 -RO 2022-08-19 2024-04-22
967 Caitong International Asset Management Co., Limited   -RO 2020-06-15 2024-04-22
968 C.M. Capital Advisors (HK) Limited Liu, Jason Jie Sheng 劉傑生 +Rep 2024-04-18
969   Malone, Timothy Joseph (SFC:AXV753) -Rep 2022-05-20 2024-04-23
970     +RO 2024-04-23
971 BSQ CAPITAL MANAGEMENT LIMITED Lee, Yong Suk +RO 2024-05-02
972 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Cai, Baozhu 蔡宝珠 +Rep 2024-04-22
973 BREVAN HOWARD (HONG KONG) LIMITED Bian, Huan 卞歡 -Rep 2022-07-05 2024-04-22
974   Ding, Yuejing 丁悦静 -Rep 2022-12-01 2024-04-22
975   Dunand-Chatellet, Clement Pierre -Rep 2023-09-06 2024-04-22
976   Jiang, Yuyu (SFC:BSU347) 蒋裕钰 -Rep 2022-07-27 2024-04-22
977   Li, Yuxuan (SFC:BTU364) 李宇軒 -Rep 2023-06-01 2024-04-30
978   Singh, Pawan Kumar (SFC:BSV482) -Rep 2022-08-08 2024-04-22
979 Bosera Asset Management (International) Co., Limited Baker, Mark (SFC:BHY118) +Rep 2024-04-30
980   Chen, Ruofan (SFC:BUW359) 陳若凡 +Rep 2024-04-30
981 BOSC International Securities Limited An, Qi (SFC:BQD371) 安琪 -Rep 2023-03-16 2024-04-18
982 BOSC International Asset Management Limited   -RO 2023-02-10 2024-04-18
983 BOCOM International Securities Limited Huang, Rongzuo 黃荣左 -Rep 2022-11-14 2024-04-19
984 BOCOM International (Asia) Limited   -Rep 2022-12-08 2024-04-19
985   Lu, Lu (SFC:BUT787) 卢璐 +Rep 2024-04-19
986 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Law, I Lung 羅錡龍 -Rep 2021-06-21 2024-04-20
987 BOCI SECURITIES LIMITED Cheung, Lai Hung 張麗虹 +Rep 2024-04-24
988   Chow, Sai Keung 周世鏹 -Rep 2023-08-31 2024-04-23
989     +RO 2024-04-23
990   Lam, Yu Ching +Rep 2024-04-26
991 BOCHK Asset Management Limited Ng, Chun Fai (SFC:BUT795) 吳鎮煇 +Rep 2024-04-22
992 BNP PARIBAS SECURITIES (ASIA) LIMITED Cheung, Vien Wing Yan 張穎欣 -RO 2021-09-28 2024-04-26
993 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED de James, Yrieix Bertrand Marie -Rep 2024-04-18 2024-04-19
994 BlackRock Asset Management North Asia Limited Song, Dinan 宋頔楠 +Rep 2024-04-29
995   Tse, Kun Mei 謝貫美 -Rep 2021-09-03 2024-05-01
996 Blackhorn Wealth Management Limited Demirian, Nejteh Movses -Rep 2024-01-04 2024-04-19
997     +RO 2024-04-19
998   Lee, Man Jun 李汶臻 -Rep 2021-08-13 2024-04-30
999     +RO 2024-04-30
1000   Li, Wei (SFC:BUV485) 李維 +Rep 2024-04-26
1001 BIL Wealth Management Limited Fu, Ruiting 付瑞婷 -Rep 2023-07-14 2024-04-29
1002   Kong, Ying Hong 江映航 -Rep 2021-03-05 2024-04-26
1003     +RO 2024-04-26
1004   Zhu, Minyue 朱旻月 -RO 2021-02-19 2024-04-29
1005 BGC SECURITIES (HONG KONG) LLC Fan, Ho Nga 范皓雅 -Rep 2020-11-27 2024-04-30
1006 BETA INTERNATIONAL SECURITIES LIMITED Xiang, Xianxin 向弦信 +Rep 2024-04-26
1007 Basis Asset Management Limited Li, Li (SFC:BHM430) 李勵 -Rep 2024-04-15 2024-04-23
1008 BARCLAYS CAPITAL ASIA LIMITED Chan, Ka Yan (SFC:BBU615) 陳家寅 -Rep 2022-05-20 2024-05-02
1009   Chen, Xuehua (SFC:AMZ173) 陳雪花 -RO 2022-12-05 2024-04-22
1010   Ding, Hanying 丁菡潁 -Rep 2021-12-17 2024-05-02
1011   Fang, Xuanning 方萱宁 -Rep 2023-09-05 2024-05-02
1012   Joseph, Julie Helene -Rep 2021-08-25 2024-05-02
1013   Lui, Lorraine Man To 呂敏淘 -Rep 2012-11-06 2024-05-02
1014   Sillam, Jonathan Charles Marc -Rep 2023-01-16 2024-05-02
1015   Tsang, Chiu Wing 曾昭泳 -Rep 2022-09-26 2024-05-02
1016   Vasko, Michael Joseph -Rep 2019-10-15 2024-04-18
1017   Wan, Derek Yiu Chung 温耀聰 -Rep 2023-09-19 2024-05-02
1018   Weng, Chenqi 翁晨琪 -Rep 2018-08-15 2024-05-02
1019   Yam, Margaret 任彬 -Rep 2022-05-25 2024-05-02
1020   Zhu, Yike (SFC:BRR246) 朱依珂 -Rep 2021-09-15 2024-05-02
1021   Zou, Da 鄒達 -Rep 2017-08-04 2024-05-02
1022 Banyan Capital Company Limited Lin, Zhi (SFC:BOI813) 林知 -RO 2019-06-27 2024-04-19
1023 Bamboo Creek Capital Management Limited Ma, He (SFC:BUI734) 馬赫 +RO 2024-04-29
1024   Wu, Jie (SFC:BUI736) 吴杰 +RO 2024-04-29
1025 Balyasny Asset Management (Hong Kong) Limited Chau, Yuen Wun (SFC:BSV209) 鄒沅桓 -Rep 2022-08-29 2024-04-26
1026   Schroeder, Scott Harvey -RO 2010-07-30 2024-04-30
1027 AXA Investment Managers Asia Limited Chan, Jenny Ka Yun 陳嘉茵 +Rep 2024-04-29
1028   Collins, Michael Antiporda +Rep 2024-04-29
1029   Ho, Laetitia Chor Wan 何礎韻 +Rep 2024-04-29
1030 Avantua Capital Management Limited Li, Fong 李芳 -Rep 2022-06-22 2024-04-30
1031 Austen Capital International Limited Hammami, Bayram +RO 2024-04-30
1032 Auspice Investment Management Limited Li, Jing (SFC:BUQ398) 李婧 +RO 2024-04-24
1033 Augment Wealth Advisors Limited Wang, Kevin Haigeng -Rep 2024-04-09 2024-04-30
1034     +RO 2024-04-30
1035 ASSET MANAGEMENT GROUP LIMITED Law, Ting Cheuk 羅廷倬 +Rep 2024-04-25
1036 ASCENT FINANCIAL PARTNERS LIMITED Li, Wenjie (SFC:BKP340) 李文捷 -Rep 2021-07-07 2024-04-19
1037 Arta Corporate Advisory Limited Yu, Andrew Chi Chiu 余志超 -Rep 2024-04-16 2024-04-30
1038     +RO 2024-04-30
1039 ARISTO SECURITIES LIMITED Ng, Tze Chung 吳子聰 -RO 2022-10-18 2024-05-02
1040 Ares Management Asia (Hong Kong) Limited Tan, Kian Seng (SFC:BRT216) 陳建胜 -Rep 2022-09-23 2024-05-01
1041 Arcus Investment Asia Limited Pearson, Mark Anthony (SFC:BDD874) -RO 2014-06-09 2024-04-22
1042 Apollo Capital Management Limited Lei, Yefen 雷叶芬 +Rep 2024-04-30
1043   Leu, Shuk Ling Ann 廖淑玲 +Rep 2024-04-30
1044 APG Investments Asia Limited Potts, Robert James -Rep 2019-10-14 2024-04-25
1045 Anuenue Securities Limited Yeung, Chun Hei 楊俊希 +Rep 2024-04-29
1046 Amundi Hong Kong Limited Lam, Ho Cheung (SFC:BCB787) 林浩祥 -Rep 2018-11-15 2024-04-30
1047   Zhao, Zhao (SFC:AWY586) 趙曌 -Rep 2023-06-23 2024-04-26
1048 AM Squared Limited Cho, Ik Hyun -Rep 2021-05-04 2024-04-26
1049   Wong, Ming Cheung 王銘祥 -Rep 2020-01-14 2024-04-26
1050 Allter Capital Management Limited Wang, Mian (SFC:BUN597) 王冕 +RO 2024-04-22
1051 AllianceBernstein Hong Kong Limited Bates, Aaron Michael -Rep 2024-04-17 2024-04-19
1052 Alex KY Wong Asset Management Company Limited Kong, Chi Ho (SFC:BOU720) 江志豪 -Rep 2022-03-30 2024-04-30
1053 Aletheia Analyst Network Limited Liu, Steven (SFC:BBE382) +Rep 2024-04-25
1054 Affluence Capital Limited Yu, Jian (SFC:BUT386) 俞健 +Rep 2024-04-24
1055 ABCI Securities Company Limited Yau, Ka Chi (SFC:AMA951) 邱家智 -Rep 2009-09-03 2024-04-25
1056 AA Investment Management Limited Wong, Chi Hui 黃志栩 -Rep 2024-04-18 2024-04-26
1057     +RO 2024-04-26
1058 28 Advisory Limited (HK) Gifford, Richard (SFC:BTF061) -Rep 2023-01-03 2024-04-30
1059     +RO 2024-04-30

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