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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
Role From Until
1 Agarwal, Amit (1973) 36 M Rep 2006-07-25 2014-06-03
2 Agarwal, Prateek (SFC:ATD855) Rep 2009-06-19 2012-09-14
3 Agdamag, Sandra Chanco F Rep 2009-09-28 2014-06-03
4 Ahallal, Mohamed Amine M Rep 2008-11-07 2019-03-31
5 An, Keqiang 安克強 Rep 2009-08-20 2010-02-26
6 Arya, Parth Rep 2007-10-02 2012-01-01
7 Au Yeung, Ka Man 歐陽嘉敏 Rep 2007-11-16 2013-10-02
8 Au-Yeung, Annie Tin 歐陽靝 F Rep 2006-07-18 2016-10-20
9 Bacher, Ryan Rudolf M Rep 2009-10-12 2014-07-10
10 Banus, Rodney Ramon RO 2005-01-12 2010-02-08
11 Battenfeld, Brenton George M Rep 2007-02-26 2016-11-24
12 Benton, Marc Robert M Rep 2009-10-07 2014-04-14
13 Bi, Wei 畢偉 Rep 2009-06-10 2010-12-31
14 Bizid, Abdelhamid Ameur M Rep 2007-08-22 2011-11-15
15 Blenkiron, Philip Edward M Rep 2008-06-26 2010-10-28
16 Brungs, Ian Heinrich M Rep 2008-10-16 2014-01-29
17 Campbell, David John (SFC:ASM179) M Rep 2009-03-02 2015-09-30
18 Cao, Jing (SFC:APW121) 曹靜 Rep 2007-10-17 2014-11-13
19 Cao, John 曹鈞 37 M Rep 2009-05-05 2013-01-24
20 Cao, Zheng (SFC:AND187) 曹政 Rep 2006-02-27 2010-10-05
21 Carthy, Robin Ian M Rep 2009-08-03 2015-05-29
22 Catalig, Anatoly Gatbonton Rep 2007-11-05 2012-03-22
23 Challis, Philip John M Rep 2009-09-28 2012-03-15
24 Chan, Jasmine Chi Man 陳志敏 F Rep 2005-08-25 2013-07-25
25 Chan, Lilian Nga Yee 陳雅儀 Rep 2008-03-04 2012-06-18
26 Chan, Rosa Ka Yee 陳嘉儀 Rep 2006-04-24 2012-11-19
27 Chan, Susan Wai-lan 陳蕙蘭 F RO 2005-01-12 2011-05-27
28 Chan, Wing Kwong (SFC:AGL236) 陳永光 Rep 2012-10-19
29 Chan, Yee Chun 陳怡真 Rep 2007-09-10 2011-04-18
30 Chan, Yun May F Rep 2005-09-20 2010-12-28
31 Chang, Jeanette (SFC:AQA494) Rep 2007-11-20 2011-01-06
32 Chang, Yuan (SFC:AST179) 常遠 Rep 2009-04-14 2010-10-15
33 Chapman, James Richard (SFC:ALS060) M Rep 2009-06-08 2013-07-19
34 Chapman, Peter John (SFC:AHF351) M Rep 2008-06-17 2011-05-09
35 Chau, Kenneth Yiu Man 周耀文 M Rep 2009-12-07 2011-08-17
36 Chaudhry, Anoop 周德禮 M Rep 2009-07-13 2016-01-21
37 Cheam, Shou Sen 詹蘇姍 Rep 2013-05-31
38 Chee, Aylwin Shien Yuen 徐賢昀 Rep 2008-07-16 2010-09-20
39 Chen, Chen (SFC:ATH814) 陳晨 Rep 2009-07-07 2011-01-12
40 Chen, Cheng-Yen 陳貞燕 Rep 2005-10-10 2013-05-16
41 Chen, Chung-Pei 陳鍾珮 Rep 2008-09-24 2010-12-31
42 Chen, Peter Kwan Da M Rep 2009-08-25 2010-10-06
43 Chen, Wenlai James M Rep 2009-11-04 2013-07-15
44 Cheng, Shu Fang 鄭淑方 Rep 2007-04-16 2012-05-25
45 Cheung, Hung-Wah Rep 2005-07-26 2013-10-18
46 Cheung, Wendy Ho Ting 張皓婷 F Rep 2009-07-07 2010-07-15
47 Chia, Douglas Boon Liang 謝文良 M Rep 2009-01-22 2010-06-09
48 Chiang, Randy Rep 2009-09-28 2014-01-05
49 Chiu, Cheuk Man (SFC:ASS493) 趙焯文 Rep 2009-04-14 2011-06-24
50 Chiu, Chi Hoi 趙之海 Rep 2008-06-23
51 Chng, Chit Ming 莊志銘 Rep 2003-11-14 2013-01-24
52 Choi, Yung Woo Rep 2006-10-24 2015-12-10
53 Choi, Yunna Rep 2009-12-31 2012-08-31
54 Chong, Yuanfang Kelvin M Rep 2008-04-23 2010-09-20
55 Chu, Irene Suk Ling 朱曉玲 F Rep 2008-12-18 2010-08-13
56 Chua, Zi Kang 蔡子康 Rep 2009-08-24 2013-01-24
57 Chuang, Jessica Fu-chia 莊馥嘉 Rep 2006-09-25 2011-09-19
58 Chui, Alvin Jun Mun 崔俊文 M Rep 2009-08-03 2013-03-13
59 Chung, You Moon Rep 2007-08-20 2012-10-22
60 Cohen-Addad, Nicolas Paul M RO 2005-05-20 2010-11-18
61 Connor, David Jonathan (SFC:ADH898) M Rep 2007-11-15 2010-07-13
62 Cui, Liang (SFC:AOT357) 崔亮 Rep 2007-03-29 2015-03-19
63 Douin, Guillaume Marie Benoit M Rep 2008-06-18 2013-01-24
64 Eick, Holger 魏浩家 M Rep 2006-10-25 2014-11-30
65 Fan, Xing (SFC:ARU113) 樊星 Rep 2008-11-07 2011-08-18
66 Fang, Fei (SFC:ATX896) 方飛 Rep 2009-10-12 2010-04-20
67 Fang, Pin-Yin 方冰瑩 Rep 2006-10-31 2010-08-30
68 Fang, Yiding 方一丁 Rep 2009-06-11 2011-01-12
69 Fischer, Nathan David M Rep 2009-10-06 2016-08-02
70 Franken, Patrick David Anthony M Rep 2008-09-19 2012-03-05
71 Gallivan, Richard Joseph M Rep 2009-08-27 2012-07-16
72 Gatawa, Evelyn Rep 2009-05-27 2012-03-01
73 Ghosh, Tvishampati Rep 2007-08-17 2011-03-30
74 Gibbons, Robin John M Rep 2011-12-23
75 Ginsburg, Matthew David M Rep 2009-09-17 2010-01-13
76 Gledhill, Ben Quentin M RO 2008-07-11 2011-04-30
77 Goel, Pankaj (SFC:ATR011) Rep 2009-09-03 2012-03-05
78 Gregory-Roberts, Simon Arnold John M Rep 2007-10-25 2010-08-20
79 Guo, Yan (SFC:ATW316) 郭艷 Rep 2009-09-28 2014-01-17
80 Hamersma, Sander Bastiaan Rep 2008-06-20 2016-01-21
81 Han, Yoon Jae 韓允齊 Rep 2006-08-18 2016-03-30
82 Hang, Hiu Wa 幸曉華 Rep 2007-11-28 2011-01-12
83 Haynes-Oliver, Simon Chrisanthony M Rep 2009-12-01 2016-11-30
84 He, Jialin 賀家琳 Rep 2009-02-19 2017-09-15
85 He, Yezi 何叶紫 Rep 2008-11-10 2010-02-26
86 Ho, Yue Cheung 何裕璋 Rep 2008-07-17 2014-07-16
87 Hong, Albert M Rep 2008-05-14 2011-04-29
88 Hong, Colin Chor Lok 方崇宇 M Rep 2009-10-29 2012-03-22
89 Hong, Eugene Cheeryeh M Rep 2009-04-29
90 Hsieh, Kenny 謝慶昌 M Rep 2009-12-21 2013-01-24
91 Hsin, Sze Wai 忻思慧 Rep 2009-09-15 2016-01-21
92 Hsu, Jeffrey 徐大恆 M Rep 2007-05-14 2010-08-24
93 Hu, Ke (SFC:AMS032) 胡柯 Rep 2005-11-11 2011-01-12
94 Hu, Peter Kwang Ren M Rep 2007-08-13 2012-02-15
95 Hu, Xiaobing 胡小冰 Rep 2007-09-17 2010-10-07
96 Huang, Dan Qing 黃丹青 Rep 2009-01-05 2010-04-13
97 Hug, Stephane Rep 2007-06-04 2012-09-07
98 Hui, Chris Yung 許勇 41 M RO 2004-12-02 2010-04-23
99 Ibasco, Ronaldo D. Rep 2005-03-04 2013-07-31
100 Ionescu, Irina Gabriela F Rep 2008-06-06 2012-03-22
101 Ip, Kenneth Kar King 葉家敬 M Rep 2009-12-28 2011-04-13
102 Juan, Chien Ming 阮建銘 Rep 2005-05-13 2017-08-04
103 Kam, Wendy Wing Yee 金穎怡 F Rep 2009-06-08 2010-07-21
104 Kay, Lo Hei 紀鷺禧 Rep 2007-07-25 2012-09-18
105 Kelly, Brian Churchill M Rep 2009-06-24 2011-05-13
106 Kennedy, Stephen Paca M Rep 2006-04-07 2011-01-12
107 Kerneis, Sophie Caroline Emma F Rep 2009-08-26 2011-11-14
108 Kim, Chul Hwan 金哲煥 Rep 2008-12-15 2013-01-24
109 Kim, Hae Jin Rep 2007-08-13 2011-01-12
110 Kim, Janet Jung In 金正仁 F Rep 2009-08-24 2014-06-03
111 Kim, Yoon Seung Rep 2008-10-27 2013-02-20
112 Kwak, Hyunjoo Rep 2009-08-10 2014-06-03
113 Kwan, Patrick Chun Yue 關振宇 M RO 2004-12-02 2016-09-13
114 Kwan, Wendy Yok Bing 關玉冰 F Rep 2006-07-13 2010-05-24
115 Lam, Patrick Hoyin 林浩賢 M Rep 2008-09-30 2010-07-15
116 Laskov, Alexey Rep 2008-04-02 2011-01-12
117 Last, Timothy Philip M Rep 2009-05-22 2010-11-19
118 Lau, Chun Yip Ernest 劉俊葉 Rep 2009-09-17 2014-07-29
119 Lau, David Tat Wai 劉達維 M RO 2009-06-18 2011-06-28
120 Lau, Yan Pan 劉仁斌 Rep 2008-03-12 2010-03-14
121 Law, Fong Yuen 羅方圓 Rep 2005-08-25 2012-03-01
122 Le Juge De Segrais, Cedrik Marie-Joseph Bertrand M Rep 2008-06-23 2012-08-13
123 Lee, Alex Keng Yiak Rep 2006-11-20 2011-04-15
124 Lee, Dora Sau Kuen 李秀娟 F Rep 2014-06-03
125 Lee, Duncan (SFC:APH610) 李德勤 M Rep 2007-07-23 2015-06-18
126 Lee, How Chih 李厚志 Rep 2004-09-20 2011-08-11
127 Lee, Kevin (SFC:ARQ490) 李浩鍾 M Rep 2008-09-24 2010-06-30
128 Lee, Owen Hoo Wan 李浩雲 M Rep 2007-03-13 2016-01-21
129 Lee, Payling 李佩玲 Rep 2007-11-15 2017-06-05
130 Lee, Soo Ling 李淑玲 Rep 2005-06-13 2011-08-17
131 Lemaire-Sicre, Francois Charles B. M Rep 2008-09-18 2010-10-18
132 Leung, Annis Pui Ying 梁珮瑩 F Rep 2009-09-03 2014-08-08
133 Leung, Chi Fai (SFC:AMK253) 梁志輝 Rep 2007-06-25 2010-01-14
134 Leung, Fred Ka Fai 梁家輝 M RO 2008-07-11 2013-02-05
135 Leven, Hans Johan M Rep 2009-12-28 2010-10-15
136 Li, Baomin (SFC:AOV935) 李寶敏 Rep 2007-05-09 2010-04-01
137 Li, Dong (SFC:ARR525) 李東 Rep 2008-10-02 2011-07-26
138 Li, Jie (SFC:AQG781) 李婕 Rep 2008-01-08 2010-01-08
139 Li, Kun-Chih 李坤致 Rep 2009-05-04 2011-01-12
140 Li, Lei (SFC:AUA255) 李蕾 Rep 2009-10-27 2010-04-30
141 Li, Xiangyu (SFC:APJ336) 李翔宇 Rep 2009-01-14 2011-03-21
142 Liao, Enping 廖恩平 Rep 2007-10-17 2014-09-26
143 Liong, Soon Pen Rep 2006-03-06 2012-12-28
144 Lo, Violet Suet Fan 盧雪芬 F Rep 2009-07-31 2010-04-01
145 Low, Siew Ling 劉秀玲 Rep 2008-06-24 2010-12-31
146 Lu, Cosmas Yi-Hou Rep 2005-03-08 2014-11-13
147 Luk, Hoi Yee 陸凱儀 Rep 2006-08-03 2010-04-27
148 Luk, Man To 陸文滔 Rep 2007-01-30 2010-11-18
149 Machayekhi, Emmanuel Dana Rep 2005-05-26 2016-07-22
150 Magliocco, Matthew Thomas 麥特 M Rep 2009-11-23 2010-06-30
151 Mak, Shui On 麥瑞安 Rep 2005-10-25 2012-10-05
152 Mak, Stephen Ka Wei 麥家偉 M Rep 2004-10-11 2015-06-08
153 Mendes, Carlos Juan D'Oliveira M Rep 2009-10-22 2012-10-23
154 Metcalf, Philip Neil M Rep 2007-12-24 2010-11-18
155 Milner, Dennis Colin M Rep 2009-04-16 2012-10-25
156 Mok, Li Yee Rep 2007-05-16 2010-12-31
157 Morrice, Robert Alexander M RO 2004-12-02 2014-06-30
158 Muthuswamy, Pradeep Rep 2009-05-22 2013-01-24
159 Naville, David Maurice Pyrame M Rep 2005-09-16 2013-04-01
160 Ng, Ming Fei Rep 2009-06-25 2010-05-28
161 Ng, Wing Yan (SFC:ANP701) 吳穎茵 Rep 2006-06-28 2010-12-14
162 Nguyen-Minh, Hieu Tam Rep 2009-10-12 2016-01-21
163 Oh, Changhyuk Stanley M Rep 2007-07-16 2011-01-12
164 Oh, Joo Hyun Rep 2011-07-20
165 Olsson, James Martin M Rep 2009-09-15 2014-01-29
166 Onyschenko, Bogdan (SFC:ATI918) Rep 2009-07-20 2014-07-22
167 Parmar, Bhavin Pravin Rep 2009-10-28 2012-07-01
168 Parthasarathy, Aditya M Rep 2006-08-21 2017-08-02
169 Pedrono, Benoit Vincent Gerard M Rep 2007-10-29 2010-04-28
170 Peh, Chek Leng 白澤龍 Rep 2007-06-05 2014-04-15
171 Peng, Vivian R 彭曉如 F Rep 2009-11-27 2013-04-26
172 Peng, Wensheng 彭文生 RO 2008-09-11 2010-08-28
173 Qin, Qian (SFC:ANR972) 秦黔 Rep 2006-07-27 2011-06-17
174 Qiu, Zhi Zhong 邱致中 54 M Rep 2009-07-15 2013-06-01
175 Rastogi, Pratyush Rep 2009-03-09 2010-08-31
176 Rijnbeek, Jason Martin M RO 2008-07-11 2014-05-08
177 Robin, Julien Georges Luc Rep 2008-09-18 2013-07-07
178 Roeder, Sabine Monika Rep 2009-11-17 2010-02-09
179 Sawant, Sushil Ganesh Rep 2007-07-10 2014-01-14
180 Schram, Paulus Augustinus Henricus M Rep 2008-09-19 2012-03-23
181 Sharma, Naveen Prakash M Rep 2006-08-28 2015-06-18
182 Shum, Anthony Chi-chung 岑志中 M Rep 2010-06-28
183 Smith, Guy William (SFC:AJO483) M Rep 2004-03-22 2016-01-21
184 Smith, Robert Guy Frederick M Rep 2009-06-18
185 Stoiber, Christian M Rep 2009-06-02 2010-11-03
186 Sun, Steven John 孫常勝 52 M Rep 2009-02-20 2011-07-15
187 Sun, Xintong 孫心童 Rep 2008-07-22 2014-07-29
188 Tan, Ho Wa 陳灝樺 Rep 2009-01-12 2011-04-18
189 Tan, Shiming 談世銘 Rep 2008-12-29 2011-03-11
190 Tan, Yuqing Rep 2007-08-17 2010-11-17
191 Tanaka, Shunsuke Rep 2009-11-23 2011-03-31
192 Teo, Ei Leen 張依玲 Rep 2007-11-01 2011-11-07
193 Thiruvengadasamy, Balaji Rep 2007-05-25 2011-04-13
194 To, Yat Lun 杜逸倫 Rep 2008-11-07 2010-11-18
195 Tong, Michele Pui Kwan 唐珮君 Rep 2005-10-26 2011-11-04
196 Trivella, Matthew Anthony M Rep 2009-12-18 2013-11-01
197 Tsang, Gilbert Ling Biu 曾令鏢 38 M RO 2008-08-26 2013-01-24
198 Tse, Agnes Chi Ling 謝芷玲 F Rep 2009-01-12 2014-12-05
199 Tse, Lee 謝莉 Rep 2005-10-31 2010-09-24
200 Tse, Maria 謝韶明 F Rep 2004-04-30 2014-06-03
201 Vong, Nicolas Shi-Ming 黃思明 M Rep 2007-03-01 2011-01-12
202 Wan, Yun Chuan 溫潤泉 Rep 2007-09-10 2010-10-31
203 Wang, Chao (SFC:ASF043) 王超 Rep 2009-01-02 2012-05-28
204 Wang, Dahai 汪大海 Rep 2005-07-14 2014-08-21
205 Wang, Feng (SFC:ARR583) 王楓 Rep 2008-10-03 2010-10-31
206 Wang, Lu (SFC:ATT456) 王壚 Rep 2009-09-21 2010-11-03
207 Wang, Qibin (SFC:ARJ833) 汪啟斌 Rep 2009-12-08 2016-09-19
208 Wang, Song (SFC:APL470) 王松 Rep 2007-08-17 2010-07-15
209 Wei, Lisa Ping Ping F Rep 2007-08-17 2010-03-10
210 Wheeler, David George M Rep 2007-09-17 2010-12-31
211 Wong, Amy Hoi Fung 王海楓 F Rep 2005-05-10 2010-09-17
212 Wong, Denise Lai Kei 黃澧棋 F Rep 2008-11-26 2021-02-26
213 Wong, Erica Wai Chi 黃瑋姿 F Rep 2007-11-15 2011-08-17
214 Wong, Frankie Ka Ku 王加駒 Rep 2009-08-18 2013-12-02
215 Wong, Michael Sheh Chung 王錫聰 M RO 2007-07-31 2012-06-08
216 Wong, Shiu On 王秀安 Rep 2005-01-31 2011-01-12
217 Wong, Siu Leung 黃紹良 Rep 2009-05-13 2012-10-19
218 Wong, Yee Ching 黃宇正 Rep 2007-07-05 2012-04-18
219 Wu, Xiaohui (SFC:AOC996) 吳曉慧 Rep 2006-11-02 2015-09-18
220 Xie, Cathryn Jianing 謝佳寧 22 F Rep 2009-07-13 2014-06-20
221 Xu, Feng (SFC:ATS770) 許峰 Rep 2009-09-17 2018-08-03
222 Xu, Xiaofeng 徐曉峰 Rep 2009-11-26 2010-04-07
223 Yang, Hui Chu 楊惠珠 Rep 2004-08-20 2011-01-03
224 Yau, Samantha Yim Mui 丘艷梅 F Rep 2004-04-30 2016-01-21
225 Yau, Sheung Kam 邱湘琴 RO 2005-02-28 2011-01-20
226 Yeung, Chun Kit (SFC:AQU429) 楊竣傑 Rep 2008-06-18 2011-09-09
227 Yeung, Pan Na 楊彬娜 Rep 2007-06-28 2016-11-16
228 Yip, Samson Yan Tion 葉仁犉 M Rep 2004-02-16 2010-10-12
229 Yip, Wai Ho 葉偉豪 Rep 2007-07-04 2010-11-12
230 Yu, Raymond Waikit 余瑋傑 M Rep 2009-06-22 2022-12-08
231 Yu, Yang (SFC:AQB033) 虞陽 Rep 2008-06-18 2010-09-17
232 Yuan, Hao (SFC:AUD136) 袁浩 Rep 2009-11-12 2010-07-13
233 Yuen, Josephine Ming Wai 袁明慧 F Rep 2008-06-17 2012-05-28
234 Zeng, Chao (SFC:ANZ628) 曾超 Rep 2006-09-20 2011-01-12
235 Zhang, Hongqi 張宏其 Rep 2008-08-19 2021-05-28
236 Zhang, Huan (SFC:ARS297) 張歡 Rep 2008-10-15 2015-03-02
237 Zhang, Shou Lin 張守林 50 M Rep 2005-03-29 2011-07-04
238 Zhang, Wenhai 張文海 Rep 2006-07-25 2011-09-07
239 Zhang, Xiaoying (SFC:APK999) 張曉櫻 Rep 2007-08-17 2019-02-28
240 Zhao, Yi (SFC:ATM606) 趙熠 Rep 2009-08-05 2011-09-09
241 Zhou, Nina Rep 2009-10-12 2013-01-24
242 Zhu, Hong (SFC:ARQ931) 朱虹 Rep 2008-09-25 2012-06-11
243 Zhu, Xu (SFC:AQU126) 朱煦 Rep 2008-04-11 2011-04-06
244 Zwick, David M Rep 2009-07-27 2011-04-12

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