Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 28 Advisory Limited (HK) Gifford, Richard (SFC:BTF061) -Rep 2023-01-03 2024-04-30
2     +RO 2024-04-30
3 A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED Yu, Yixing (SFC:AZQ052) 虞一星 +Rep 2024-05-08
4 ABCI Securities Company Limited Bai, Ge 白舸 +Rep 2024-05-07
5 AJ Asset Management Limited Zhuang, Xiaofei 庄嘯飛 +Rep 2024-05-09
6 Alex KY Wong Asset Management Company Limited Kong, Chi Ho (SFC:BOU720) 江志豪 -Rep 2022-03-30 2024-04-30
7 Alliance Capital Partners Limited (HK) Tang, Wai Yau (SFC:BHS911) 鄧維祐 -Rep 2018-10-08 2024-05-07
8 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Ma, Calvin Kwai Shing 馬桂承 -Rep 2017-08-15 2024-05-10
9 Alpha Asset Management (HK) Limited Wong, Wai Shan (SFC:AUA951) 黃偉山 +Rep 2024-05-03
10 Alpha Nova Capital Management Limited Lee, Jamie Jin-Ming 李展鳴 +Rep 2024-05-06
11 Alphadyne Asset Management (Hong Kong) Limited Song, Yuezhen 宋岳楨 +Rep 2024-05-07
12 Amundi Hong Kong Limited Lam, Ho Cheung (SFC:BCB787) 林浩祥 -Rep 2018-11-15 2024-04-30
13 Anuenue Securities Limited Yeung, Chun Hei 楊俊希 +Rep 2024-04-29
14 Apollo Capital Management Limited Huang, Ling Kit 黃凌杰 -Rep 2022-02-24 2024-05-09
15     +RO 2024-05-09
16   Lei, Yefen 雷叶芬 +Rep 2024-04-30
17   Leu, Shuk Ling Ann 廖淑玲 +Rep 2024-04-30
18 Apollo Management Asia Pacific Limited Chao, Zhang Jie Samuel +Rep 2024-05-10
19   Lim, Mei Ling (SFC:BUT997) +Rep 2024-05-03
20   Pun, Kai Yin Kevin 潘啟彥 +Rep 2024-05-09
21 Ares Management Asia (Hong Kong) Limited Tan, Kian Seng (SFC:BRT216) 陳建胜 -Rep 2022-09-23 2024-05-01
22 ARISTO SECURITIES LIMITED Ng, Tze Chung 吳子聰 -RO 2022-10-18 2024-05-02
23 ARK PACIFIC CAPITAL MANAGEMENT LIMITED Ng, Kenneth Chi Keung 吳志強 -RO 2014-06-20 2024-05-05
24 Arta Asset Management Limited Chan, Cho Che Cupid +Rep 2024-05-07
25 Arta Corporate Advisory Limited Yu, Andrew Chi Chiu 余志超 -Rep 2024-04-16 2024-04-30
26     +RO 2024-04-30
27 Ascent Fund Management (HK) Limited Li, Qian (SFC:BUU028) 李謙 +RO 2024-05-10
28 ASSET MANAGEMENT GROUP LIMITED Lam, Hiu Fung (SFC:AOR986) 林曉峯 +Rep 2024-05-06
29   Lo, Jenny Wing Yan 盧穎欣 +Rep 2024-05-06
30   Lo, Ka Hei 盧珈希 +Rep 2024-05-06
31   Mau, Kwok Chung 繆國忠 -Rep 2021-08-17 2024-05-05
32 Augment Wealth Advisors Limited Wang, Kevin Haigeng -Rep 2024-04-09 2024-04-30
33     +RO 2024-04-30
34 Austen Capital International Limited Hammami, Bayram +RO 2024-04-30
35 AVANTA INVESTMENT MANAGEMENT LIMITED Lam, Wing Keung (SFC:ANS013) 林永強 +Rep 2024-05-06
36 Avantua Capital Management Limited Gao, Yuanqi (SFC:BQL633) 高元褀 -Rep 2023-02-17 2024-05-03
37     +RO 2024-05-03
38   Li, Fong 李芳 -Rep 2022-06-22 2024-04-30
39 Avenue Family Office Limited Pong, Sau Kwok 逄守國 +RO 2024-05-08
40   Yang, Kar Yee 楊嘉宜 +Rep 2024-05-07
41 AVENUE INVESTMENT MANAGEMENT LIMITED   +Rep 2024-05-07
42 Awaken Thunder Capital Limited Lee, Benjamin Tsi Bun 李錫斌 +Rep 2024-05-03
43 AXA Investment Managers Asia Limited Chan, Jenny Ka Yun 陳嘉茵 +Rep 2024-04-29
44   Collins, Michael Antiporda +Rep 2024-04-29
45   Ho, Laetitia Chor Wan 何礎韻 +Rep 2024-04-29
46 Bain Capital Private Equity (Asia) Limited Feng, Yanjun 馮彥君 +Rep 2024-05-03
47 Balyasny Asset Management (Hong Kong) Limited Leung, Terence Ming Hin 梁明軒 +Rep 2024-05-06
48   Schroeder, Scott Harvey -RO 2010-07-30 2024-04-30
49 Bamboo Creek Capital Management Limited Ma, He (SFC:BUI734) 馬赫 +RO 2024-04-29
50   Wu, Jie (SFC:BUI736) 吴杰 +RO 2024-04-29
51 Bamboo Hill Capital Management Limited Cheng, Wai Man (SFC:ANK374) 鄭偉民 +RO 2024-05-03
52   Yu, Hao (SFC:BNP558) 余昊 +RO 2024-05-03
53 BARCLAYS CAPITAL ASIA LIMITED Chan, Ka Yan (SFC:BBU615) 陳家寅 -Rep 2022-05-20 2024-05-02
54   Fang, Xuanning 方萱宁 -Rep 2023-09-05 2024-05-02
55   Joseph, Julie Helene -Rep 2021-08-25 2024-05-02
56   Lui, Lorraine Man To 呂敏淘 -Rep 2012-11-06 2024-05-02
57   Niu, Yun 牛耘 -Rep 2022-09-15 2024-05-06
58   Sillam, Jonathan Charles Marc -Rep 2023-01-16 2024-05-02
59   Tsang, Chiu Wing 曾昭泳 -Rep 2022-09-26 2024-05-02
60   Wan, Derek Yiu Chung 温耀聰 -Rep 2023-09-19 2024-05-02
61   Weng, Chenqi 翁晨琪 -Rep 2018-08-15 2024-05-02
62   Yam, Margaret 任彬 -Rep 2022-05-25 2024-05-02
63   Zhu, Yike (SFC:BRR246) 朱依珂 -Rep 2021-09-15 2024-05-02
64   Zou, Da 鄒達 -Rep 2017-08-04 2024-05-02
65 BASE ASSET MANAGEMENT LTD Ho, Benedict Sze Man 何仕文 +Rep 2024-05-06
66   Lam, Calvin Si Yang 林思暘 +Rep 2024-05-06
67 BCT Financial Limited Ho, Hi Oi 何喜愛 +Rep 2024-05-09
68 BEA Union Investment Management Limited Wong, Ka Chun (SFC:BPI985) 黃釓寯 -Rep 2023-10-11 2024-05-06
69 BGC SECURITIES (HONG KONG) LLC Fan, Ho Nga 范皓雅 -Rep 2020-11-27 2024-04-30
70 BIL Wealth Management Limited Fu, Ruiting 付瑞婷 -Rep 2023-07-14 2024-04-29
71   Zhu, Minyue 朱旻月 -RO 2021-02-19 2024-04-29
72 Blackhorn Wealth Management Limited Lee, Man Jun 李汶臻 -Rep 2021-08-13 2024-04-30
73     +RO 2024-04-30
74 BlackRock Asset Management North Asia Limited Jaura, Karan Aryan +Rep 2024-05-09
75   Song, Dinan 宋頔楠 +Rep 2024-04-29
76   Tse, Kun Mei 謝貫美 -Rep 2021-09-03 2024-05-01
77 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Yiu, Wong Ki 姚汪琪 +Rep 2024-05-07
78 BNP PARIBAS SECURITIES (ASIA) LIMITED Cheung, Sylvia Siu Ling 張少齡 -Rep 2004-12-20 2024-05-03
79 BOCI RESEARCH LIMITED Chen, Sichao 陳思超 +Rep 2024-05-07
80 BOCI SECURITIES LIMITED Gao, Jieyu 高婕妤 +Rep 2024-05-10
81   Lee, Ho Kit 李浩杰 +Rep 2024-05-06
82 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Lee, Chun Yiu 李晉曜 +Rep 2024-05-10
83 BOCOM International Asset Management Limited Li, Hongli (SFC:BDQ909) 李宏麗 -Rep 2022-01-05 2024-05-03
84     +RO 2024-05-03
85 BOCOM International Securities Limited Zhuge, Leyi 诸葛乐懿 +Rep 2024-05-03
86 Bosera Asset Management (International) Co., Limited Baker, Mark (SFC:BHY118) +Rep 2024-04-30
87   Chen, Ruofan (SFC:BUW359) 陳若凡 +Rep 2024-04-30
88 BREVAN HOWARD (HONG KONG) LIMITED Li, Yuxuan (SFC:BTU364) 李宇軒 -Rep 2023-06-01 2024-04-30
89 BSQ CAPITAL MANAGEMENT LIMITED Lee, Yong Suk +RO 2024-05-02
90 Candescent Capital Limited Zuo, Wei (SFC:ALH756) 左為 -RO 2022-02-07 2024-04-30
91 CATHAYSIA ASSET MANAGEMENT LIMITED Zhou, Xicheng 周熙誠 +Rep 2024-05-09
92 CATHAYSIA SECURITIES LIMITED   +Rep 2024-05-09
93 CATL Capital Limited Du, Hao (SFC:BCB913) 杜浩 +RO 2024-05-02
94   Wang, Hongbo (SFC:BIR375) 王紅波 +RO 2024-05-02
95   Wang, Shuimiao 王水淼 +RO 2024-05-02
96 CDIB Capital International (Hong Kong) Corporation Limited Loh, Terence Paul Keng Ann 羅慶安 -Rep 2022-05-26 2024-04-30
97 CEB International Capital Corporation Limited Luk, Pui Chi 陸佩芝 -RO 2024-02-16 2024-05-05
98 CENTALINE WEALTH MANAGEMENT LIMITED Pang, Chung Po 彭忠寶 +Rep 2024-05-10
99 Central China International Securities Co., Limited Hsiao, Ka Li 蕭嘉莉 +Rep 2024-05-07
100 CES Commodities (HK) Limited Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
101 CF GLOBAL (HK) LIMITED Fleming, Robert James Gilbert -RO 2024-04-30
102 CGL IM Financial Management Limited Li, Maochun 李茂春 +RO 2024-05-02
103   Wong, Chi Ming (SFC:AYK887) 黃志明 +RO 2024-05-02
104 CGS International Securities Hong Kong Limited Noverdanius, Handy -Rep 2024-04-29 2024-04-30
105 Changjiang Futures (HK) Limited Chan, Man Kit (SFC:BIY774) 陳文杰 -Rep 2017-02-13 2024-04-29
106   Chen, Dexin (SFC:BAZ282) 陳德欣 -Rep 2017-02-27 2024-04-29
107   Ho, Wai Keung (SFC:AVQ936) 何偉強 -Rep 2013-02-14 2024-04-29
108   Xie, Jialin 謝嘉琳 -Rep 2020-12-28 2024-04-29
109   Yu, Ping (SFC:AOC864) 茹萍 -Rep 2012-08-22 2024-05-03
110 Changjiang Securities Brokerage (HK) Limited Cai, Fangyi 蔡方羿 +Rep 2024-05-07
111   Li, Jin (SFC:BUV258) 李錦 +Rep 2024-05-06
112   Liu, Yi (SFC:BUV416) 劉義 +Rep 2024-05-07
113   Wong, Pik Yan 黃碧欣 +Rep 2024-04-30
114   Wu, Yue (SFC:BTX561) 伍岳 +Rep 2024-04-30
115   Xu, Ke (SFC:BUV415) 徐科 +Rep 2024-05-07
116   Yu, Xuhui (SFC:BUU942) 于旭輝 +Rep 2024-04-30
117 CHIEF SECURITIES LIMITED Tsang, Chun Sing 曾俊升 -Rep 2021-09-27 2024-05-04
118 China Everbright Global Investment Advisors Company Limited Zhang, Fan (SFC:AWE514) 張帆 -RO 2021-02-22 2024-04-30
119 China Everbright Investment Management Limited   -RO 2022-05-16 2024-04-30
120 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
121 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Jia, Jia (SFC:BHY707) 賈嘉 -RO 2017-08-14 2024-04-30
122 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED   -RO 2021-02-01 2024-04-30
123   Li, Xinyi (SFC:BOH485) 李欣怡 -Rep 2021-11-15 2024-05-08
124 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Cao, Jiatong 曹佳桐 +Rep 2024-04-30
125   Chen, Jie (SFC:BUS538) 陳婕 +Rep 2024-04-30
126   Chen, Yating (SFC:BUU724) 陳雅婷 +Rep 2024-04-30
127   Chu, Ka Siu 朱嘉兆 -RO 2021-06-15 2024-04-29
128   Jia, Jia (SFC:BHY707) 賈嘉 -RO 2021-02-01 2024-04-30
129   Jiang, Luwei 蔣露薇 +Rep 2024-04-30
130   Li, Xinyi (SFC:BOH485) 李欣怡 -Rep 2021-11-15 2024-05-08
131   Liu, Qianwen (SFC:BUS531) 劉倩文 +Rep 2024-04-30
132   Peng, Xiaoxiang 彭驍湘 -Rep 2023-02-16 2024-05-08
133   Qian, Kai (SFC:AZA933) 錢凱 -Rep 2012-02-16 2024-04-30
134   Wang, Jiahong (SFC:BUW048) 王嘉宏 +Rep 2024-05-06
135   Wang, Xuemin (SFC:BUW047) 王學民 +Rep 2024-04-30
136   Wang, Yehan 王業涵 +Rep 2024-04-30
137   Wang, Yimeng (SFC:BUW185) 王一萌 +Rep 2024-04-30
138   Wong, Mei Sze (SFC:BUV723) 黃美詩 +Rep 2024-04-30
139   Wu, Yue (SFC:BUW217) 吳越 +Rep 2024-05-02
140   Yang, Zijie (SFC:BUS854) 楊子捷 +Rep 2024-04-30
141   Zhao, Han (SFC:BQO604) 趙晗 -Rep 2020-12-17 2024-05-08
142 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Poon, Wai Yip (SFC:AUI080) 潘偉業 +Rep 2024-04-30
143 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Guo, Kaize 郭楷澤 +Rep 2024-05-02
144   Ho, Tony Tang Yue 何騰宇 -RO 2023-02-06 2024-05-07
145   Kam, Mung Lai 金夢黎 +Rep 2024-05-09
146   Lee, King Hung 李景鴻 +Rep 2024-05-10
147   Lee, Sam Yat Fai 李日暉 -Rep 2023-11-21 2024-05-06
148     +RO 2024-05-06
149   Tam, Ka Wai (SFC:AQB100) 譚嘉慧 +Rep 2024-05-03
150   Tang, Yuhong (SFC:BTJ669) 唐雨虹 -Rep 2023-01-16 2024-05-10
151   Wang, Zhikai (SFC:BUI494) 王治凱 -Rep 2023-11-17 2024-04-30
152 China PA Securities (Hong Kong) Company Limited Lee, Siu Ping J. P. 李兆平 +Rep 2024-05-03
153 China Renaissance Securities (Hong Kong) Limited Huang, Hao-Yang (SFC:BRR180) 黄皓旸 -Rep 2021-11-01 2024-04-30
154 China Securities (International) Asset Management Company Limited He, Linwei (SFC:BNP105) 何林偉 +Rep 2024-05-10
155 China Securities (International) Brokerage Company Limited   +Rep 2024-05-10
156   Li, Yunlu (SFC:BRP696) 李昀璐 -Rep 2021-09-01 2024-05-08
157   Lo, Wai Lun (SFC:AVM934) 盧煒燐 -Rep 2023-08-07 2024-05-03
158 China Securities (International) Corporate Finance Company Limited Li, Yunlu (SFC:BRP696) 李昀璐 -Rep 2021-09-01 2024-05-08
159   Zhu, Lin (SFC:BSH274) 朱林 -Rep 2022-04-07 2024-04-30
160 CHINA SOUTHERN SECURITIES LIMITED Wong, Sheh Yung 王錫勇 -RO 2017-12-12 2024-04-30
161 CHONG HING COMMODITIES AND FUTURES LIMITED Chan, Kwun Ho (SFC:AWE467) 陳冠濠 -Rep 2013-03-11 2024-05-09
162 CHONG HING SECURITIES LIMITED   -Rep 2010-10-29 2024-05-09
163   Chow, Tsui Har 周翠霞 -Rep 2021-05-03 2024-05-01
164 CIAM Capital Management Limited Chan, Wing Kin (SFC:AUW795) 陳永健 -RO 2020-11-12 2024-04-30
165 CIF Securities Futures Limited Lee, Fung Chuen 李豐全 -Rep 2024-01-31 2024-05-12
166 CITIC Securities (Hong Kong) Limited Cao, Yue (SFC:BUT582) 曹越 +Rep 2024-04-30
167   Chen, Hao (SFC:BUS786) 陈皓 +Rep 2024-04-30
168   Geng, Yao 耿尧 -Rep 2022-05-17 2024-04-30
169   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
170   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
171   Hou, Donglin 侯東霖 +Rep 2024-04-30
172   Hu, Pujuan 胡蒲娟 -Rep 2023-11-22 2024-04-30
173   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
174   Li, Guanru 李冠儒 +Rep 2024-05-06
175   Li, Wenchao (SFC:BUT577) 李文超 +Rep 2024-04-30
176   Liu, Shisi 刘施思 -Rep 2021-08-18 2024-04-30
177   Liu, Yan (SFC:BSI122) 刘艳 -Rep 2022-05-27 2024-04-30
178   Liu, Yuan (SFC:BUS917) 刘源 +Rep 2024-04-30
179   Lu, Pei (SFC:BUS887) 鲁培 +Rep 2024-04-30
180   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
181   Mo, Yintong 莫因同 +Rep 2024-05-06
182   Ning, Zeyu 寧則宇 -Rep 2024-03-04 2024-04-30
183   She, Tiancheng 佘天誠 +Rep 2024-05-10
184   Sheng, Xin (SFC:BUS505) 盛鑫 -Rep 2024-04-02 2024-04-30
185   Wang, Chenxiang 王晨翔 -Rep 2022-08-16 2024-04-30
186   Wang, Qian (SFC:BUU716) 王倩 +Rep 2024-05-09
187   Wang, Xiaoyang (SFC:BUS831) 王霄阳 +Rep 2024-04-30
188   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
189   Wei, Xi (SFC:BSI098) 魏玺 -Rep 2022-06-14 2024-04-30
190   Wu, Caojian 吴操健 -Rep 2020-10-08 2024-04-30
191   Wu, Jiangbo 吳江博 +Rep 2024-04-30
192   Wu, Zhenrong (SFC:BUS885) 吴臻荣 +Rep 2024-04-30
193   Xu, Chaoyi 徐超逸 +Rep 2024-04-30
194   Yang, Kailun 楊凱倫 -Rep 2023-07-26 2024-04-30
195   Yang, Quan (SFC:BUS697) 杨权 +Rep 2024-04-30
196   Yao, Rongji 姚鎔基 +Rep 2024-04-30
197   Yao, Zeguang 姚泽广 +Rep 2024-04-30
198   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
199   You, Qing 游青 -Rep 2023-05-22 2024-04-30
200   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
201   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
202   Zhao, Yan (SFC:BUS862) 赵岩 +Rep 2024-04-30
203   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
204   Zhu, Qiang (SFC:BUS795) 朱强 +Rep 2024-04-30
205 CITIC Securities Brokerage (HK) Limited Lau, Wing Hing 劉永興 -Rep 2021-09-01 2024-05-02
206   Lee, Pik Shan (SFC:BUW380) 李碧珊 +Rep 2024-05-02
207   Li, Yang (SFC:BUW121) 李阳 +Rep 2024-05-09
208   Wai, Shuk Chun 衞淑真 -Rep 2018-07-03 2024-04-29
209   Wen, Chaozhi 温朝至 +Rep 2024-05-09
210   Wu, Beiyi 吴倍熠 +Rep 2024-05-02
211 CITIC Securities Futures (HK) Limited Li, Yang (SFC:BUW121) 李阳 +Rep 2024-05-09
212   Wen, Chaozhi 温朝至 +Rep 2024-05-09
213   Wu, Beiyi 吴倍熠 +Rep 2024-05-02
214 CITIC Securities International Global Markets Limited Lee, Pik Shan (SFC:BUW380) 李碧珊 +Rep 2024-05-02
215 Citigroup Global Markets Asia Limited Chokhani, Varun -Rep 2024-05-07 2024-05-10
216   Daswani, Dheeraj +Rep 2024-05-10
217   Davis, Ryan (SFC:BUJ269) +Rep 2024-05-10
218   Fang, Baorong 方宝荣 -Rep 2018-07-18 2024-04-30
219   Gupta, Pragya (SFC:BUX619) +Rep 2024-04-30
220   Lin, Giles Tung-Lung 林東龍 -Rep 2024-04-23 2024-04-29
221   Tam, Esmond Kong-Hung 譚廣鴻 -Rep 2008-12-31 2024-05-03
222   Wee, Samantha Yi Ning +Rep 2024-05-06
223   Wong, Ferry Wijaya +Rep 2024-05-10
224   Wood, Paul Anthony (SFC:ARW848) -Rep 2024-05-03 2024-05-10
225 CLSA LIMITED Cao, Yue (SFC:BUT582) 曹越 +Rep 2024-04-30
226   Chen, Hao (SFC:BUS786) 陈皓 +Rep 2024-04-30
227   Dasadia, Ruchi Rohan +Rep 2024-05-09
228   Geng, Yao 耿尧 -Rep 2022-05-17 2024-04-30
229   Guarin, Jan Derrick Salas +Rep 2024-04-29
230   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
231   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
232   Hou, Donglin 侯東霖 +Rep 2024-04-30
233   Hu, Pujuan 胡蒲娟 -Rep 2023-11-22 2024-04-30
234   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
235   Lei, Juncheng 雷俊成 -Rep 2024-05-03 2024-05-08
236   Li, Chengcheng (SFC:BUX121) 李誠成 +Rep 2024-05-07
237   Li, Guanru 李冠儒 +Rep 2024-05-06
238   Li, Wenchao (SFC:BUT577) 李文超 +Rep 2024-04-30
239   Liu, Shisi 刘施思 -Rep 2021-08-18 2024-04-30
240   Liu, Yan (SFC:BSI122) 刘艳 -Rep 2022-05-27 2024-04-30
241   Liu, Yuan (SFC:BUS917) 刘源 +Rep 2024-04-30
242   Lu, Pei (SFC:BUS887) 鲁培 +Rep 2024-04-30
243   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
244   Mo, Yintong 莫因同 +Rep 2024-05-06
245   Ning, Zeyu 寧則宇 -Rep 2024-03-04 2024-04-30
246   She, Tiancheng 佘天誠 +Rep 2024-05-10
247   Sheng, Xin (SFC:BUS505) 盛鑫 -Rep 2024-04-02 2024-04-30
248   Sun, Jie (SFC:BBY954) 孫婕 -Rep 2021-01-27 2024-05-06
249   Wang, Chenxiang 王晨翔 -Rep 2022-08-16 2024-04-30
250   Wang, Qian (SFC:BUU716) 王倩 +Rep 2024-05-09
251   Wang, Xiaoyang (SFC:BUS831) 王霄阳 +Rep 2024-04-30
252   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
253   Wang, Yinan (SFC:ANB406) 王軼楠 -RO 2022-08-12 2024-05-09
254   Wei, Xi (SFC:BSI098) 魏玺 -Rep 2022-06-14 2024-04-30
255   Wu, Caojian 吴操健 -Rep 2020-10-08 2024-04-30
256   Wu, Jiangbo 吳江博 +Rep 2024-04-30
257   Wu, Zhenrong (SFC:BUS885) 吴臻荣 +Rep 2024-04-30
258   Xu, Chaoyi 徐超逸 +Rep 2024-04-30
259   Yang, Kailun 楊凱倫 -Rep 2023-07-26 2024-04-30
260   Yang, Quan (SFC:BUS697) 杨权 +Rep 2024-04-30
261   Yao, Rongji 姚鎔基 +Rep 2024-04-30
262   Yao, Zeguang 姚泽广 +Rep 2024-04-30
263   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
264   You, Qing 游青 -Rep 2023-05-22 2024-04-30
265   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
266   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
267   Zhao, Yan (SFC:BUS862) 赵岩 +Rep 2024-04-30
268   Zhou, Yunfeng (SFC:BUV611) 周昀锋 -Rep 2024-04-26 2024-04-30
269   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
270   Zhu, Qiang (SFC:BUS795) 朱强 +Rep 2024-04-30
271 CMB International Asset Management Limited Wu, Qian (SFC:BCB896) 吳騫 -RO 2017-08-16 2024-05-08
272     +Rep 2024-05-08
273 CMB International Capital Limited Zhang, Qianhui (SFC:BHU022) 張倩卉 -Rep 2019-10-17 2024-05-10
274     +RO 2024-05-10
275 CMB INTERNATIONAL FUTURES LIMITED Chen, Hung Yin (SFC:AOT755) 陳宏印 +Rep 2024-04-30
276   Du, Xin (SFC:BUW406) 杜鑫 +Rep 2024-04-29
277   Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
278 CMB International Global Markets Limited Liang, Xiaojun (SFC:BRR561) 梁晓鈞 +Rep 2024-04-30
279 CMB International Securities Limited Ding, Edward An Hua 丁安華 -Rep 2017-06-12 2024-04-30
280   Du, Xin (SFC:BUW406) 杜鑫 +Rep 2024-04-29
281   Ma, Wing Lam (SFC:BUW014) 馬穎琳 +Rep 2024-04-29
282   Man, Kit Ching 文潔貞 +Rep 2024-04-30
283   Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
284 CMB WING LUNG ASSET MANAGEMENT LIMITED Lee, Wu Han 李武翰 +Rep 2024-05-08
285 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Ho, Kenny Yui Kwong 何銳光 -Rep 2024-04-02 2024-05-02
286     +RO 2024-05-02
287 CMBC SECURITIES COMPANY LIMITED   -Rep 2024-04-02 2024-05-02
288     +RO 2024-05-02
289   Liu, Zhongyuan (SFC:BUV495) 劉鍾元 +Rep 2024-05-08
290 Coordinates Capital Management Limited Wang, Zeyu (SFC:BTL348) -Rep 2023-03-08 2024-05-10
291 CORPORATE BROKERS LIMITED Cheung, Johnson Sau Sing 章守陞 +Rep 2024-05-08
292   Yu, Chun Kit (SFC:AFF091) 余俊傑 +Rep 2024-05-08
293 CORPORATE COMMODITIES LIMITED   +Rep 2024-05-08
294 Cowell & Lee Capital Management Limited Tian, Hanbo 田瀚博 -Rep 2023-12-21 2024-04-30
295 Credit Suisse (Hong Kong) Limited Boppana, Jagadish Chandra -Rep 2022-07-11 2024-04-30
296   Meng, Xiangxi (SFC:BSE754) 孟祥熙 -Rep 2022-02-21 2024-05-02
297 CSOP Asset Management Limited Chu, Felix 朱森民 +Rep 2024-05-10
298   Law, I Lung 羅錡龍 +Rep 2024-05-10
299 CTI Capital Hong Kong Limited Chua, Syo Kat 蔡思杰 -Rep 2017-06-13 2024-05-03
300 CVC Asia Pacific Limited Kinger, Samir +Rep 2024-04-30
301 Da Yue Futures Co., Limited Shen, Weiguang 沈偉光 +RO 2024-05-10
302 Daiwa Capital Markets Hong Kong Limited Tan, Jian Kai Darren -Rep 2024-05-03 2024-05-10
303 Danehill Capital Limited Hu, Nian 胡念 +RO 2024-05-06
304   Song, Xiukui 宋秀魁 +RO 2024-05-06
305 DC INVESTMENTS (HK) LIMITED Chen, Hu (SFC:BUT892) +Rep 2024-05-09
306 DELTA ASIA SECURITIES LIMITED Cheung, Gordon Kwan Ping 張君平 +Rep 2024-05-02
307   Law, Tsz Jing 羅梓靜 -Rep 2023-06-16 2024-04-30
308   Li, Tony Kam Pui 李錦培 -Rep 2024-03-21 2024-05-06
309   Tai, Yiu Ho 戴耀豪 -Rep 2023-07-11 2024-05-06
310 Dingxin (Securities) Limited Peng, Long (SFC:BUV208) 彭龍 +Rep 2024-05-06
311 DL Digital Family Office (HK) Limited Wu, Mengnan 吳梦楠 +RO 2024-05-03
312 Dongxing Securities (Hong Kong) Asset Management Company Limited Tsoi, Ka Hung 蔡嘉鴻 -RO 2023-06-06 2024-04-30
313 Dongxing Securities (Hong Kong) Company Limited Lin, Xiaodong (SFC:BOS553) 林小東 -Rep 2022-01-06 2024-05-10
314 Doo Financial HK Limited Chan, Vanus Wei Yee 陳惠儀 +Rep 2024-05-10
315 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED Hoebrechts, Pierre Eric +RO 2024-05-02
316 Eclipse Options (HK) Limited Parker, Barry Neil +RO 2024-04-29
317   Wong, Po Yue Bowie 王溥渝 -Rep 2021-09-24 2024-04-30
318 EDDID CAPITAL LIMITED Lu, Zijun 陆子俊 +Rep 2024-05-08
319 Eddid Securities and Futures Limited Choi, Sin Tung 蔡倩彤 +Rep 2024-05-10
320   Lu, Zijun 陆子俊 +Rep 2024-05-08
321 EM Asset Management Limited Wong, Hoi Ka (SFC:BFK210) 黃凱嘉 -Rep 2024-03-27 2024-05-02
322     +RO 2024-05-02
323 Emperor Asset Management Limited Chau, Yin 周研 +Rep 2024-05-08
324   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
325   Su, Shishi 蘇詩詩 +Rep 2024-05-06
326 EMPEROR CORPORATE FINANCE LIMITED Li, Hoi Ting (SFC:BUU131) 李凱婷 +Rep 2024-05-03
327 EMPEROR FUTURES LIMITED Lo, Chris Tsz On 盧子安 -Rep 2023-06-14 2024-05-03
328   Yu, Ka Hei (SFC:BST404) 余嘉熙 +Rep 2024-05-09
329 EMPEROR SECURITIES LIMITED (HK) Lo, Chris Tsz On 盧子安 -Rep 2024-04-17 2024-05-03
330   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
331   Yu, Ka Hei (SFC:BST404) 余嘉熙 +Rep 2024-05-09
332 Enhanced Investment Management Limited Li, Zijie (SFC:BRB435) 李子杰 -RO 2023-04-26 2024-05-06
333   Wang, Yifan (SFC:BUH436) 王軼凡 +RO 2024-05-06
334 ENHANCED INVESTMENT PRODUCTS LIMITED Ho, Ka Kuen (SFC:BNY636) 何家權 -Rep 2022-08-15 2024-05-01
335 Essence Futures (Hong Kong) Limited Liu, Zhetao (SFC:BQP532) 劉哲韜 -Rep 2021-11-02 2024-05-06
336 Essence International Securities (Hong Kong) Limited   -Rep 2021-12-14 2024-05-06
337 Ever Fountain Asset Management Limited Law, Wing Tat -Rep 2021-07-09 2024-04-30
338 Everbright Securities Digital Finance (HK) Limited Ip, Victor Wai Lun 葉緯輪 +Rep 2024-05-10
339   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
340 Everbright Securities Investment Services (HK) Limited Chan, Sheung Chi (SFC:BOI492) 陳尚智 +Rep 2024-05-10
341   Man, Chi Hung (SFC:BPX645) 文志洪 -Rep 2020-08-04 2024-05-03
342   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
343   Zhan, Chen 展晨 +Rep 2024-05-06
344 Evercore Asia Limited Panas, George Alexander -Rep 2022-11-23 2024-04-30
345 Expecta Capital Limited Li, Shuangxing 李双星 -RO 2023-01-26 2024-04-30
346 Expedition Securities Limited Meng, Meng (SFC:BTU179) 孟夢 +RO 2024-05-02
347 FAIRWIN BROKING LIMITED Kwong, David Yau Wai 鄺有為 -Rep 2017-01-23 2024-05-02
348   Soo, Chi Kit 蘇志傑 -RO 2021-03-16 2024-05-03
349 Far East Horizon Asset Management Limited Chen, Yulong 陳宇龍 -RO 2024-01-17 2024-04-30
350   Liu, Wen (SFC:BTT655) 柳文 -Rep 2023-06-01 2024-05-09
351 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED Chen, Yulong 陳宇龍 -Rep 2023-04-12 2024-04-30
352 Far East Promise Assets Limited Bai, Jingjing 白晶晶 +Rep 2024-05-07
353 FDB Asset Management Limited Yuen, Ka Lun 袁嘉麟 -Rep 2023-09-13 2024-04-30
354     +RO 2024-04-30
355 FIL Investment Advisors Yan, Tao (SFC:BUX504) 颜韬 +Rep 2024-04-30
356   Yeung, Catherine Ann NA -Rep 2006-05-30 2024-05-10
357 FIL Investment Management (Hong Kong) Limited Lam, Sheung Cherenade 林湘 -Rep 2023-03-22 2024-04-29
358   Yan, Tao (SFC:BUX504) 颜韬 +Rep 2024-04-30
359   Yeung, Catherine Ann NA -Rep 2006-05-30 2024-05-10
360 Finex Hong Kong Limited Cai, Minghui (SFC:BUX222) 蔡明慧 +Rep 2024-05-06
361 First Fidelity Capital (International) Limited Wong, Jovi Chi Wing 王志榮 +Rep 2024-05-06
362 FIRST SHANGHAI SECURITIES LIMITED Qu, Jiayi 曲佳宜 -Rep 2020-04-08 2024-04-30
363 FORSYTH BARR ASIA LIMITED Edgar, Adam John -Rep 2015-02-25 2024-05-08
364 ForwardEdge Investment Limited Cheung, Fung Ki 張豐麒 +Rep 2024-05-08
365 Forwin Capital Management Limited Chan, Stephen Yin Wai 陳賢偉 -Rep 2021-06-03 2024-05-03
366 Fosun Asset Management Limited Han, Tinghui Christopher 韩霆晖 -Rep 2023-11-20 2024-04-30
367 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Yerram, Murali Krishna +Rep 2024-05-07
368 Frontier Asset Management (Hong Kong) Limited Li, Weijia (SFC:BFU370) 李唯嘉 +Rep 2024-05-03
369 Fubon Fund Management (Hong Kong) Limited Ling, Ka Kin 凌嘉鍵 -RO 2019-08-19 2024-04-30
370 FUBON SECURITIES (HONG KONG) LIMITED Yang, Wei-Ting 楊惟婷 +Rep 2024-05-09
371 FULBRIGHT FUTURES LIMITED Lee, Yun Sum 李潤森 -Rep 2012-01-11 2024-04-30
372 FULBRIGHT SECURITIES LIMITED   -Rep 2009-09-11 2024-04-30
373 Futu Securities International (HONG KONG) Limited Huang, Jiaxian (SFC:BUU931) 黃嘉嫻 +Rep 2024-05-06
374   Lee, King Hong (SFC:BUU940) 李景康 +Rep 2024-05-06
375   So, Hing Fai 蘇慶輝 +Rep 2024-05-09
376   Zhang, Yudan (SFC:BPB714) 張彧丹 +Rep 2024-05-09
377 Future Securities Limited (HK) Yung, Yu Shing 容宇晟 +Rep 2024-05-07
378 GAOYU SECURITIES LIMITED Ip, Thomas Hon Tak 葉漢德 +RO 2024-04-30
379 GET NICE FUTURES COMPANY LIMITED Chen, Kin Shing 陳健成 -RO 2018-01-08 2024-04-30
380 GET NICE SECURITIES LIMITED   -RO 2018-01-08 2024-04-30
381 GF Asset Management (Hong Kong) Limited Guo, Ziyu (SFC:BUV320) 郭子漁 +Rep 2024-04-29
382 GF Capital (Hong Kong) Limited Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
383     +RO 2024-05-07
384 GF FUTURES (HONG KONG) CO., LIMITED Li, Zhen (SFC:BUX151) 李臻 +Rep 2024-05-02
385 GF Securities (Hong Kong) Brokerage Limited Gao, Hong (SFC:BUQ312) 高鸿 +Rep 2024-05-09
386   Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
387     +RO 2024-05-07
388   Zheng, Kai (SFC:BUU989) 郑恺 +Rep 2024-05-02
389 Golden K2 Securities Limited Qian, Zhe (SFC:BSZ485) 錢喆 -Rep 2024-03-04 2024-05-02
390     +RO 2024-05-02
391 Golden Rich Securities Limited Chan, Leung (SFC:BHK844) 陳亮 -Rep 2016-05-31 2024-05-07
392 GOLDMAN SACHS (ASIA) L.L.C. Ang, Sok Han +Rep 2024-05-03
393   Chen, Ming (SFC:BUX198) 陈明 +Rep 2024-05-03
394   Currie, Jemima Elizabeth -Rep 2024-04-19 2024-05-10
395   Geng, Zeyu 耿泽宇 +Rep 2024-05-07
396   Glangetas, Quentin Antoine Guy -Rep 2022-01-25 2024-05-01
397   Hattori, Enna (Kristina) +Rep 2024-05-02
398   Kim, Mu Seong -Rep 2020-08-27 2024-05-07
399   Li, Cheng (SFC:BUX188) 李成 +Rep 2024-05-02
400   Li, Laiyin -Rep 2019-08-28 2024-05-08
401   Ma, Martin 馬丁 -Rep 2010-09-01 2024-05-08
402     +RO 2024-05-08
403   Wei, Jingxian 魏靜嫺 -Rep 2013-08-07 2024-05-01
404   Yadav, Prashant (SFC:BKC039) +Rep 2024-05-03
405   Zhai, Mengqi 翟夢琪 -Rep 2024-04-12 2024-05-10
406 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Geng, Zeyu 耿泽宇 +Rep 2024-05-07
407   Glangetas, Quentin Antoine Guy -Rep 2022-01-25 2024-05-01
408   Hattori, Enna (Kristina) +Rep 2024-05-02
409   Li, Laiyin -Rep 2019-08-28 2024-05-08
410   Ma, Martin 馬丁 -Rep 2016-10-11 2024-05-08
411     +RO 2024-05-08
412   Zhai, Mengqi 翟夢琪 -Rep 2024-04-12 2024-05-10
413 Goldman Sachs Asset Management (Hong Kong) Limited Lam, Tuan (1968) 林俊 -RO 2016-06-24 2024-05-02
414 Grand Capital Futures Limited Wang, Liqiong (SFC:BUX809) 王莉琼 +Rep 2024-05-08
415 Grand Capital Securities Limited   +Rep 2024-05-08
416 GRAND PARTNERS SECURITIES LIMITED Xie, Weiquan 謝偉全 +RO 2024-05-03
417 Great Honour Asset Management Limited Wang, Yingfeng (SFC:BNY361) 王莹峰 -Rep 2021-04-30 2024-05-08
418 Grey Investment Limited Ma, Fung Kuen 馬鳳娟 -RO 2012-02-21 2024-04-30
419 Gulf Line Capital Advisors Limited Gao, Xiaoyu (SFC:BOS950) 高小愚 -Rep 2022-07-27 2024-05-07
420 Guolian Securities International Capital Co., Limited Peng, Yuqiu 彭予秋 +Rep 2024-05-03
421   Wang, Huilin (SFC:BUS439) 王慧林 +Rep 2024-04-30
422   Zhang, Xiaotian (SFC:BUS214) 张晓天 +Rep 2024-05-03
423 Guosen Securities (HK) Brokerage Company, Limited Liang, Lixuan 梁莉璇 -RO 2017-05-26 2024-04-30
424 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Li, Zhuolin (SFC:BUW410) 李卓林 +Rep 2024-05-02
425 GUOTAI JUNAN CAPITAL LIMITED Pok, Ming Kai 卜銘佳 -Rep 2021-03-05 2024-05-01
426   Wong, Alan (SFC:BHA199) 王智洋 -Rep 2021-08-17 2024-05-07
427   Yu, Yizhuo 余奕卓 +Rep 2024-05-10
428 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Fong, Ka Chai 方家齊 -Rep 2018-08-01 2024-05-01
429 Guotai Junan FX Limited   -Rep 2021-08-11 2024-05-01
430 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Bai, Ge 白舸 -Rep 2019-10-09 2024-05-01
431   Fong, Ka Chai 方家齊 -Rep 2018-08-01 2024-05-01
432   Wong, Long Hin Ambrose 王朗軒 +Rep 2024-05-06
433 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED He, Limin (SFC:BTG784) 何麗敏 -Rep 2023-02-06 2024-05-08
434 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Liu, Jing (SFC:BQT560) 劉靜 -Rep 2022-05-26 2024-05-02
435 HAITONG INTERNATIONAL CAPITAL LIMITED Geng, Geng (SFC:APX231) 耿耿 -Rep 2017-09-27 2024-05-06
436 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Liu, Jing (SFC:BQT560) 劉靜 -Rep 2022-05-26 2024-05-02
437 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Geng, Geng (SFC:APX231) 耿耿 -Rep 2017-09-27 2024-05-06
438 HANG SENG INVESTMENT MANAGEMENT LIMITED Hung, Pak Yung 洪柏榕 +Rep 2024-05-09
439   Lam, Ronald Kam Yuen 林錦源 -Rep 2022-10-24 2024-05-12
440   Sam, Chun Yin 岑俊賢 +Rep 2024-05-10
441 HANG SENG SECURITIES LIMITED Chan, Chi Keung (SFC:APS102) 陳志強 -Rep 2007-12-19 2024-05-07
442 HANSUI CAPITAL COMPANY LIMITED Poon, Tak Po 潘德普 +Rep 2024-05-07
443   To, Wai Kit (SFC:BUS889) 杜偉杰 +Rep 2024-05-07
444   Wong, Chi Ho (SFC:BUW157) 黃志豪 +Rep 2024-05-07
445   Young, Wai Ling 楊惠玲 +Rep 2024-05-07
446   Yung, Lai Hei 翁勵熹 +Rep 2024-04-29
447 Harmolands Capital Limited Mai, Haoming 麦皓铭 -Rep 2023-02-01 2024-05-10
448 HC Securities (HK) Limited Gao, Fang (SFC:BNY749) 高放 -RO 2023-07-03 2024-04-30
449 HK CAI FU JU ASSET MANAGEMENT LIMITED Liu, Jingjing (SFC:BPY361) 劉晶晶 -Rep 2023-08-23 2024-05-02
450 Holly International Asset Management Company Limited Guo, Qi (SFC:AZB400) 郭琦 -Rep 2023-05-18 2024-04-30
451 HONESTUM INTERNATIONAL LIMITED Yeung, Lai Man (SFC:AWP881) 楊麗雯 -Rep 2024-03-26 2024-05-08
452     +RO 2024-05-08
453 HONG & HONG PARTNERS LIMITED Ho, Stephen Wing Yuen 何永源 +RO 2024-04-30
454   Lee, David Seungwoo +RO 2024-04-30
455   Wu, Xiangping (SFC:BUF983) 吳香平 +RO 2024-04-30
456 Howbuy Hong Kong Limited Song, Tingqiu 宋庭秋 +Rep 2024-05-07
457 HQ Capital Asia Limited Hu, Michael +RO 2024-05-07
458 HSBC Corporate Finance (Hong Kong) Limited Bo, Yifei 卜亦飛 +Rep 2024-05-07
459   Chen, Ziyu (SFC:BSE024) 陳紫瑜 +Rep 2024-05-07
460   Choi, Wang Ngai 蔡弘毅 -Rep 2023-07-28 2024-05-03
461   Hu, Ke (SFC:BUT165) 胡珂 +Rep 2024-05-06
462   Yuan, Jiewen 袁洁雯 +Rep 2024-05-07
463 HSBC Global Asset Management (Hong Kong) Limited Kwan, Kin Shing (SFC:BIX408) 關健成 -Rep 2017-01-13 2024-04-30
464   Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
465   Radovic, Tina -Rep 2024-05-02 2024-05-09
466 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Kwan, Kin Shing (SFC:BIX408) 關健成 -Rep 2017-01-13 2024-04-30
467   Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
468   Radovic, Tina -Rep 2024-05-02 2024-05-09
469 HUAJIN FUTURES (INTERNATIONAL) LIMITED Kwok, Friedman Owen 郭傲雲 +Rep 2024-05-07
470 Huarong International Asset Management Limited Zhang, Miao (SFC:BOX399) 張淼 -RO 2021-11-04 2024-04-30
471 Huarong International Securities Limited Choy, Hoi Yan (SFC:APX164) 蔡凱茵 -Rep 2024-03-15 2024-05-01
472   Zhang, Miao (SFC:BOX399) 張淼 -RO 2021-11-04 2024-04-30
473 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Cao, Zhuoming 曹卓铭 +Rep 2024-05-06
474   Cheng, Yihong 程益竑 +Rep 2024-05-03
475   Dong, Niandong 董念東 -Rep 2023-11-17 2024-05-09
476   Du, Changqing (SFC:BUU858) 杜长庆 +Rep 2024-05-03
477   Jia, Xiaokan 賈小侃 -Rep 2022-11-30 2024-04-29
478     +RO 2024-04-29
479   Jiang, Liehan 姜列晗 +Rep 2024-05-03
480   Li, Leyu 李乐予 +Rep 2024-05-03
481   Li, Shengjie (SFC:BUU861) 李圣洁 +Rep 2024-05-03
482   Luo, Yixin 羅藝鑫 -Rep 2018-07-06 2024-05-07
483   Shi, Dong 史棟 -Rep 2022-10-24 2024-05-07
484     +RO 2024-05-07
485   Shi, Jinfeng 史进峰 +Rep 2024-05-02
486   Sun, Ke (SFC:BUU944) 孙科 +Rep 2024-05-03
487   Sun, Xu (SFC:BUS354) 孙煦 +Rep 2024-05-06
488   Wang, Ran (SFC:BUU867) 王然 +Rep 2024-05-03
489   Wang, Wusheng (SFC:BUU779) 汪无声 +Rep 2024-05-03
490   Xu, Xi (SFC:BUU838) 许曦 +Rep 2024-05-03
491   Zuo, Wei (SFC:BUV722) 左玮 +Rep 2024-05-03
492 HUMMINGBIRD PARTNERS LIMITED Lim, Michelle Shiyun 林詩筠 +RO 2024-04-29
493 Hywin Asset Management (Hong Kong) Limited Chen, Chi Jen +Rep 2024-04-29
494   Chen, Yu Guang 陳俞光 +Rep 2024-04-29
495 HZ CAPITAL LIMITED (HK) Ramsay, James Thomas -RO 2019-03-22 2024-04-30
496   Wang, Xiaotian (SFC:BAO743) 王小天 -RO 2021-03-30 2024-04-30
497 ICAP Securities Hong Kong Limited Chang, Andrew (SFC:BIE912) -Rep 2018-10-01 2024-04-30
498 ICBC Asset Management (Global) Company Limited Huang, Yucong -Rep 2024-01-23 2024-05-08
499     +RO 2024-05-08
500   Shang, Lei (SFC:BNH677) 尚磊 -Rep 2021-02-17 2024-04-30
501 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Chen, Siyuan (SFC:BUX144) 陳思元 +Rep 2024-04-30
502 ICBC INTERNATIONAL RESEARCH LIMITED Feng, Liran 馮立然 -Rep 2017-06-08 2024-05-02
503   Ji, Chunhua (SFC:BGA564) 紀春華 -Rep 2022-05-16 2024-05-02
504   Li, Yue (SFC:BHU456) 李月 -Rep 2016-07-13 2024-05-02
505   Liu, Qingli (SFC:BSH027) 劉青俐 -Rep 2022-03-31 2024-05-02
506   Qiu, Zhicheng 邱志承 -Rep 2015-11-10 2024-05-02
507   Tao, Xijin 陶希晋 -Rep 2017-08-29 2024-05-02
508   Wu, Kaiyi 吳愷奕 -Rep 2019-07-16 2024-05-02
509   Wu, Yue Teng Zi -Rep 2021-09-27 2024-05-02
510   Xu, Jie (SFC:BRN956) 徐婕 -Rep 2021-07-28 2024-05-02
511   Yu, Xiaoyu (SFC:APC634) 余曉毓 -Rep 2017-08-15 2024-05-02
512   Zhang, Haoyuan 張皓淵 -Rep 2023-11-30 2024-05-02
513   Zhang, Hongxu 張弘頊 -Rep 2021-07-23 2024-05-02
514   Zhang, Jian (SFC:BRN954) 张健 -Rep 2021-07-29 2024-05-02
515   Zhao, Zeping 趙澤平 -Rep 2018-08-30 2024-05-02
516   Zhou, Qin (SFC:AUZ063) 周琴 -Rep 2015-06-18 2024-05-02
517   Zhou, Ye (SFC:BUC577) 周燁 -Rep 2023-09-13 2024-05-02
518   Zhu, Shuai (SFC:BOG690) 朱帥 -Rep 2019-04-09 2024-05-02
519 iFAST Global Markets (HK) Limited Chen, Li (SFC:BTX394) -Rep 2023-07-28 2024-05-07
520   Ser, Ka Lok 佘嘉樂 +Rep 2024-05-07
521 Impeccable Asset Management Limited Chang, Kwok Fai 鄭國輝 -RO 2022-04-28 2024-04-30
522 INFINI CAPITAL MANAGEMENT LIMITED Leahy, David Joseph (SFC:AKI495) -Rep 2023-10-20 2024-05-08
523     +RO 2024-05-08
524   Liang, Yingyu +Rep 2024-05-10
525 INFINITY ASSET MANAGEMENT LIMITED Chan, Leanna Ying Yu 陳盈如 +Rep 2024-05-10
526 Interactive Brokers Hong Kong Limited Au, Chun Pui 區晉培 +Rep 2024-05-08
527   Leung, Lok Yiu (SFC:BUX159) 梁樂遙 +Rep 2024-05-08
528 J.P. MORGAN BROKING (HONG KONG) LIMITED Akito, Shuichi -Rep 2018-09-26 2024-04-30
529   Hwang, Il Youn +Rep 2024-05-03
530   Li, Yan (SFC:BUX396) 黎彥 +Rep 2024-05-08
531 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Chen, Lingling (SFC:BGE269) 陈灵灵 -Rep 2019-06-24 2024-04-30
532   Kwang, Kam Shing (SFC:ABP548) 關金星 +Rep 2024-04-29
533   Lu, Jun (SFC:BPM400) 陸珺 -Rep 2021-06-15 2024-05-06
534   Tian, Yu (SFC:BPE498) 田宇 -Rep 2021-09-20 2024-05-06
535   Xu, Chao (SFC:BOG720) 徐超 -Rep 2019-05-09 2024-05-06
536   Xu, Haoshuang 許昊爽 -Rep 2021-11-09 2024-05-06
537   Zhou, Shinan 周诗楠 -Rep 2021-06-23 2024-05-06
538   Zhu, Yuanyuan (SFC:AYS681) 朱圓圓 -Rep 2012-02-03 2024-05-06
539 JA SECURITIES LIMITED Liu, Hongjia (SFC:BUV360) 劉洪佳 +Rep 2024-04-29
540 Janus Henderson Investors Hong Kong Limited Zivkovic, Dusan -Rep 2015-02-16 2024-05-08
541     +RO 2024-05-08
542 Jefferies Hong Kong Limited Foster, Derek Patrick Jack +Rep 2024-05-08
543   Moran, Seth James Edward -Rep 2023-02-08 2024-05-06
544   Neo, Anthony Aik Chye +Rep 2024-05-07
545   Sussams, Luke +Rep 2024-05-08
546 JINLUO SECURITIES LIMITED Zhang, Zilin- (SFC:BUV741) 張梓琳 +Rep 2024-05-09
547 JMC Capital HK Limited Zhang, Sishi (SFC:BRO558) 張思詩 -Rep 2023-04-24 2024-04-29
548 JMC Capital International Limited   -Rep 2023-04-24 2024-04-29
549 Jones Lang LaSalle Real Estate Advisory Limited Lee, Janice Yuan Rong 李元容 -Rep 2022-05-16 2024-04-30
550 JOY RICH SECURITIES INVESTMENT LIMITED Kong, Ka Leung 江嘉亮 -Rep 2017-08-28 2024-04-30
551 JPMorgan Asset Management (Asia Pacific) Limited Ng, Tsz Kin (SFC:AZD014) 吳子健 -Rep 2020-10-16 2024-05-04
552 JW Capital Limited (HK) Yau, Leong Ming 邱亮鳴 +Rep 2024-05-08
553 Kerogen Capital (Asia) Limited Choi, Wai Hin (SFC:BUX699) 蔡緯憲 +Rep 2024-05-10
554   Patel, Anish Nagin -Rep 2011-10-17 2024-04-30
555 KGI ASIA LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
556   Cham, Yin Hung 湛燕虹 +Rep 2024-05-08
557   Lee, Anita Ching Yee 李靜儀 -Rep 2018-05-24 2024-04-30
558   Sun, Wenxin 孫文欣 +Rep 2024-05-06
559   Wong, Mei Yan (SFC:BIE903) 黃美茵 -Rep 2017-10-03 2024-04-30
560 KGI FUTURES (HONG KONG) LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
561   Lee, Anita Ching Yee 李靜儀 -Rep 2018-05-24 2024-04-30
562   Sun, Wenxin 孫文欣 +Rep 2024-05-06
563 KINGKEY ASSET MANAGEMENT LIMITED Wei, Zhensheng 魏振胜 +Rep 2024-04-30
564 KKR CAPITAL MARKETS ASIA LIMITED Zhang, Anna Chang +Rep 2024-04-29
565 KOREA INVESTMENT & SECURITIES ASIA LIMITED Choi, Gowoon -Rep 2024-04-29 2024-04-30
566 Leading Securities Company Limited Deng, Bin (SFC:BPC621) 鄧斌 -Rep 2020-01-09 2024-04-30
567   Wu, Miaomiao (SFC:BPN758) 武苗苗 -Rep 2020-04-28 2024-04-30
568 Leo Capital Corp (Hong Kong) Limited Lai, Ho Yi 黎可兒 -Rep 2023-03-14 2024-04-30
569 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED Caruso, Claudio (SFC:BUG430) -Rep 2024-02-26 2024-04-30
570 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Chan, Man Chung (SFC:BUV989) +Rep 2024-04-30
571   Cheung, Peggy Ah Lai 張雅麗 +Rep 2024-05-02
572   Du, Sen (SFC:BUW306) 杜森 +Rep 2024-05-06
573   Lai, On Kee +Rep 2024-05-02
574   Lo, Yuen Fong 羅婉芳 +Rep 2024-04-30
575   Pang, Ling (SFC:BUW299) 彭寧 +Rep 2024-05-02
576 Lianhe Ratings Global Limited Jiang, Yuyin 江毓寅 -Rep 2021-09-17 2024-04-30
577 LIM ADVISORS LIMITED Tsoi, Ying Kit 蔡英傑 +Rep 2024-05-10
578 LINGJUN CAPITAL (HONG KONG) LIMITED Tang, Yingkai 唐英凱 -Rep 2023-11-02 2024-04-30
579 Linkways Asset Management Limited Fan, Lester Kei Shun 范基信 +RO 2024-04-30
580 Linkways Investment Management Limited   +RO 2024-04-30
581 Lion Global Financial Limited Chen, Hong (SFC:AXB383) 陳宏 +Rep 2024-05-10
582 Liquidity Finance (Hong Kong) Limited Bennett, Russell Stirling -RO 2020-12-10 2024-04-30
583   Jindel, Rashu +RO 2024-04-29
584   Quach, Julien Stanislas 何詩諭 -RO 2021-12-07 2024-04-30
585 Livermore Holdings Limited Jie, Yile 揭怡樂 +Rep 2024-05-09
586 LOMBARD ODIER (HONG KONG) LIMITED Lo, Pei-Chi 羅珮琦 -Rep 2020-08-14 2024-05-03
587   Ng, Philip Wai Kong 吳偉剛 -Rep 2023-11-29 2024-05-07
588   Siu, Chi Ming (SFC:BDW191) 邵志銘 +Rep 2024-05-09
589 Long Bridge HK Limited Suen, Ting Fong Boris 孫廷方 -Rep 2021-10-07 2024-05-02
590 Long Corridor Asset Management Limited Cheng, Liqi 程立琦 -Rep 2021-12-30 2024-04-30
591 Longitude Asia Limited Zhang, Zhikai (SFC:BUT135) 张智凯 +Rep 2024-05-09
592 LST CAPITAL PARTNERS LIMITED Chan, Christopher Ho Cheung 陳灝翔 -Rep 2020-04-14 2024-05-10
593   Lam, Kwok Mui 林國梅 -RO 2017-05-05 2024-05-10
594 LUK FOOK FUTURES (HK) LIMITED He, Jie (SFC:BTP239) 贺洁 +Rep 2024-05-10
595   Yau, Leong Ming 邱亮鳴 -Rep 2021-03-08 2024-04-30
596 LUK FOOK SECURITIES (HK) LIMITED Chan, Man Tat (SFC:AUS301) 陳文達 -Rep 2011-12-30 2024-04-30
597   Lam, Kit Hing 林潔卿 -Rep 2023-10-12 2024-04-30
598   Yau, Leong Ming 邱亮鳴 -Rep 2021-03-08 2024-04-30
599 M Science Hong Kong Limited Zhang, Wenxin (SFC:BUW104) 张文鑫 +Rep 2024-05-08
600 M3 Capital Partners (HK) Limited Huang, Hao (SFC:BUD176) 黄昊 -Rep 2023-10-03 2024-05-07
601 MACQUARIE CAPITAL LIMITED Kengradomying, Warasiree +Rep 2024-05-10
602   Lai, Yu Jang 賴昱璋 +Rep 2024-05-03
603   Li, Honggui 李宏貴 +Rep 2024-05-06
604   Stein, Robert Andrew (SFC:BTL473) +Rep 2024-05-03
605 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Dupuy Vaudour, Elise Lydia Michele +Rep 2024-04-29
606   Northam, Edward Patrick (SFC:BUW109) +Rep 2024-04-29
607   Vickers, Harry Charles Philip (SFC:BUV940) +Rep 2024-04-29
608 MACROWATERS ASIA FUND MANAGEMENT LIMITED Lin, Fengyuan 林丰源 -Rep 2024-02-21 2024-05-02
609     +RO 2024-05-02
610 MAGIC COMPASS SECURITIES LIMITED Fu, Jinfeng 付錦鋒 +RO 2024-05-08
611 Manulife Investment Management (Hong Kong) Limited Liang, Shiming (SFC:BQN928) 梁詩茗 +Rep 2024-04-30
612   Pang, Jason Richard 彭建鋒 -Rep 2014-09-03 2024-05-09
613 MARSHALL WACE ASIA LIMITED Xie, Jing (SFC:APA939) 謝婧 -Rep 2014-03-12 2024-04-30
614 MAXA CAPITAL LIMITED Chen, Alan Leh Chiarng 陳樂強 -RO 2022-05-06 2024-04-29
615 MCM INVESTMENT PARTNERS LIMITED Chan, Siu Yau 陳少柔 +Rep 2024-05-07
616 Merrill Lynch (Asia Pacific) Limited Hwang, Kyung Jae -Rep 2024-05-08 2024-05-10
617   Shah, Amish Chandrakant -Rep 2024-05-03 2024-05-10
618   Wu, Ling (SFC:BMP332) 巫羚 -Rep 2018-03-26 2024-04-30
619 MESSIS CAPITAL LIMITED Wong, Kwok Yin (SFC:AOG831) 王國賢 -RO 2023-05-04 2024-05-02
620 Meta Futures Limited Leung, Tik Wai 梁狄偉 -RO 2023-03-31 2024-05-07
621 Metaverse Securities Limited (HK)   -RO 2023-12-27 2024-05-07
622 Meyer Capital Group Limited Chow, Yiu Chung 周耀聰 -RO 2022-03-02 2024-04-30
623   Zhang, Guilin (SFC:AWF886) 張貴林 +Rep 2024-05-06
624 MFG Limited (HK) Chow, Chi Man (SFC:BOB978) 周志敏 -Rep 2019-02-01 2024-05-01
625   Kok, Sen Kan 郭慎勤 +Rep 2024-05-08
626 MIB FUTURES (HONG KONG) LIMITED Mo, Rena Choi Ying 毛賽英 +Rep 2024-05-07
627 MIB SECURITIES (HONG KONG) LIMITED   +Rep 2024-05-07
628 MicroBit Capital Management Limited Huang, Seth Haoting 黃浩霆 +RO 2024-04-30
629   Khuong, Kenny Chun Yu 姜振宇 +RO 2024-04-30
630   Sun, Tongcheng 孫通成 +Rep 2024-04-30
631   Zhang, Tianshu (SFC:BUD126) 張天樹 +Rep 2024-04-30
632 MIDLAND WEALTH MANAGEMENT LIMITED Kam, Chi Tat 金志達 -Rep 2023-08-01 2024-05-06
633     +RO 2024-05-06
634 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Lin, Zhenze 林震昃 +Rep 2024-05-06
635   Park, Jin Sup -Rep 2022-06-09 2024-04-30
636   Song, Wenzhi 宋文陟 +Rep 2024-05-06
637   Xu, Chen (SFC:BHJ441) 徐晨 +Rep 2024-05-07
638 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Chen, Bingyao 陈冰瑶 +Rep 2024-04-29
639 Mirae Asset Securities (HK) Limited Yuen, Wai Kin (SFC:ASP979) 袁偉健 +Rep 2024-05-03
640 MIZUHO SECURITIES ASIA LIMITED Docherty, Paul David -Rep 2022-03-14 2024-05-02
641   Iwami, Eugene Satoshi +Rep 2024-05-03
642   Yeung, Wing (SFC:BTY107) 楊詠 -Rep 2023-07-07 2024-04-30
643 Mont Avenir Capital Limited Chan, Chun Kit (SFC:ABF037) 陳俊傑 -RO 2022-02-24 2024-05-03
644   Choi, Ka Ming 蔡嘉銘 -RO 2022-07-26 2024-05-03
645   Huang, Shi 黃詩 -Rep 2019-12-23 2024-05-03
646 Morgan Stanley Asia Limited Apithy, Yenadjro Robert -Rep 2024-04-22 2024-05-02
647   Chapman, Daniel John (SFC:ARB931) -Rep 2021-09-27 2024-05-03
648     +RO 2024-05-03
649   Lim, Daegyu +Rep 2024-05-10
650   Lin, Hung Yu 林鴻宇 -Rep 2023-06-08 2024-04-30
651   Lokur, Vikram Madhav +Rep 2024-05-09
652   Nasser de Rezende Filho, Ricardo -Rep 2024-05-07 2024-05-09
653   Qian, Guangsen 錢廣森 -Rep 2021-04-21 2024-04-30
654   Qu, Shaohang 曲紹航 +Rep 2024-04-29
655   Radgowski, Shaun William 洛國祥 -Rep 2023-05-10 2024-05-03
656   Tanaka, Wataru (SFC:BUX850) -Rep 2024-05-03 2024-05-10
657   Tran, Nguyen Khai -Rep 2024-05-03 2024-05-10
658   Zhao, Zuri Z -Rep 2024-05-06 2024-05-09
659 Morgan Stanley Hong Kong Securities Limited Lin, Hung Yu 林鴻宇 -Rep 2023-06-08 2024-04-30
660   Qian, Guangsen 錢廣森 -Rep 2021-04-21 2024-04-30
661   Radgowski, Shaun William 洛國祥 -Rep 2023-05-10 2024-05-03
662   Tanaka, Wataru (SFC:BUX850) -Rep 2024-05-03 2024-05-10
663 MOUETTE SECURITIES COMPANY LIMITED Chan, Yik Ho 陳奕豪 -Rep 2022-12-16 2024-05-06
664   Tsui, Kin Ling 徐健靈 -Rep 2018-02-14 2024-04-29
665     +RO 2024-04-29
666 NATIXIS ASIA LIMITED Shen, Suxin 沈苏欣 +Rep 2024-04-29
667 Neo Risk Investment Advisors Limited Phang, Sui Yang 彭修阳 -Rep 2022-04-25 2024-05-09
668     +RO 2024-05-09
669 Nikko Asset Management Hong Kong Limited Ryu, Kiyotaka (SFC:BOG009) +RO 2024-05-09
670 Ninety One Hong Kong Limited Chen, Zhifen (SFC:BRW306) 陈智芬 +Rep 2024-05-08
671   Lee, Fanny Yuk Lai 李玉麗 +Rep 2024-05-06
672 NOAH HOLDINGS (HONG KONG) LIMITED Chong, Po Wai 莊堡威 +Rep 2024-05-02
673   Liu, Yan (SFC:BJY422) 劉彥 -RO 2021-06-15 2024-04-30
674   Shih, Ching Li 拾景莉 +Rep 2024-04-30
675   Zhang, Xiaozhou 張梟洲 +Rep 2024-05-03
676 Nomura Asset Management Hong Kong Limited Kobayashi, Masanori (SFC:BOG617) -RO 2020-05-13 2024-05-01
677 NOMURA INTERNATIONAL (HONG KONG) LIMITED Huang, Zhiji 黃志基 -Rep 2021-06-11 2024-04-30
678   Maekawa, Misaki -Rep 2024-04-22 2024-04-29
679 North Rock Capital Management (HK) Limited Wan, Oscar Hoyin 溫浩然 -RO 2023-01-18 2024-05-02
680 Nuvama Investment Advisors (Hongkong) Private Limited Mallick, Sunny +Rep 2024-05-08
681 Oakwise Capital Management Limited Yu, Mao 于昴 +Rep 2024-04-30
682 Oasis Management (Hong Kong) Matsumoto, Iori -Rep 2020-01-20 2024-05-01
683 One Heritage Capital Management Limited Liu, Desmond Luk Por 廖淥波 -Rep 2024-02-27 2024-04-30
684 OnePlatform Asset Management Limited Choi, Wai Sum 蔡慧森 -Rep 2021-02-09 2024-05-01
685   Lam, Chi Yuen (SFC:BEM793) 林志遠 -Rep 2014-11-18 2024-04-29
686   Lee, Abel Kwong Kee 李廣基 -Rep 2024-05-01
687   Leung, Fung Yee (SFC:AIQ998) 梁鳳儀 -RO 2020-12-09 2024-05-04
688   Lin, Shipin 林世頻 -Rep 2023-11-13 2024-05-04
689   Ng, Hiu Ching 吳曉靜 -Rep 2021-08-17 2024-05-04
690   So, Ka Ho (SFC:BQV873) 蘇嘉豪 -Rep 2021-03-15 2024-05-04
691   Wong, Cheuk Man (SFC:BEI451) 黃灼敏 -Rep 2014-11-14 2024-05-01
692   Xiong, Dezhi (SFC:BPK752) 熊德志 -Rep 2020-03-30 2024-04-30
693   Xu, Yan (SFC:BAL921) 許艷 -Rep 2012-12-17 2024-05-02
694 Ontario Teachers' Pension Plan (Asia) Limited Gu, Peixi 顧培希 -Rep 2016-01-19 2024-05-06
695 Opus Capital Management Limited Zhou, Wenlan 周文蘭 -Rep 2022-08-08 2024-05-03
696 ORIENT SECURITIES LIMITED Lin, Xi (SFC:BPK764) 林曦 +RO 2024-04-30
697   Si, Bao Ling 施寶玲 +Rep 2024-05-02
698 Oshidori Securities Limited Lowe, Norman C. 勞樹源 -RO 2015-10-19 2024-04-30
699 OSL Digital Securities Limited Eades, Benjamin Richard -Rep 2023-01-06 2024-05-03
700 OTCex Hong Kong Limited Lam, Louie Michael Tan 林義德 -Rep 2023-12-01 2024-04-30
701   Tsang, Hin Man (SFC:BHM828) 曾憲文 -RO 2022-07-04 2024-04-30
702 Ovata Capital Management Limited Oh, Karyo 王夏亮 -Rep 2019-09-20 2024-05-05
703 PAMFLEET ASSET MANAGEMENT (HK) LIMITED Lo, Kan Yau Singuz 羅根遊 -RO 2022-05-26 2024-04-30
704 Panda Securities Company Limited Shi, Dalong 史大龍 +Rep 2024-05-09
705 Parkway Capital Limited (HK) Royds, Thomas Alexander +RO 2024-05-07
706 PHILLIP COMMODITIES (H.K.) LIMITED Lau, Ka Chun (SFC:AVM124) 劉家俊 -Rep 2014-02-27 2024-05-03
707   Poon, Man Kit (SFC:BDY012) 潘文傑 +Rep 2024-05-06
708   Yu, Chi Kwong (SFC:BBG507) 余志光 -Rep 2014-06-04 2024-05-02
709 PHILLIP SECURITIES (HONG KONG) LIMITED Lau, Ka Chun (SFC:AVM124) 劉家俊 -Rep 2010-07-12 2024-05-03
710   Poon, Man Kit (SFC:BDY012) 潘文傑 +Rep 2024-05-06
711   Yu, Chi Kwong (SFC:BBG507) 余志光 -Rep 2014-06-04 2024-05-02
712 Pictet Asset Management (Hong Kong) Limited Kramer, Yves Dominique -Rep 2024-05-03 2024-05-10
713   Kuo, Shao Yu 郭韶瑜 +Rep 2024-05-02
714   Payne, Gareth David (SFC:BTV371) -Rep 2024-05-03 2024-05-10
715 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Li, Cheuk Pong Marco 李卓邦 -Rep 2021-07-27 2024-05-08
716   Wang, Dongchen (SFC:AWX611) 王冬辰 -Rep 2021-03-26 2024-05-03
717 PIONEER ASSET MANAGEMENT LIMITED Rao, Chao 饒超 -RO 2023-01-09 2024-05-01
718 PJT Partners (HK) Limited McFadyen, David John +Rep 2024-05-09
719 Plouton Asset Management Limited So, Jimmy Chi Ming 蘇志明 -RO 2023-05-11 2024-05-07
720     +Rep 2024-05-07
721 Point72 Hong Kong Limited Ni, Runbo 倪潤博 +Rep 2024-04-29
722 Polymer Capital Management (HK) Limited Liang, Ziyang (SFC:BOT071) 梁子揚 -Rep 2023-04-12 2024-05-06
723 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Lo, Sin Sin 羅倩倩 -RO 2023-01-27 2024-05-04
724 Principal Investment & Retirement Services Limited   -Rep 2020-12-28 2024-05-04
725 Prior Securities Limited Pang, Lai Fan 彭麗芬 -Rep 2024-01-02 2024-04-29
726 PROMISING SECURITIES COMPANY LIMITED Chan Hui, Ki Tup 陳許琪沓 -Rep 2004-01-02 2024-05-02
727 Protium Capital Limited Wan, Katherine Ka Ki 溫嘉祺 -Rep 2024-03-28 2024-05-03
728     +RO 2024-05-03
729 Pulun International Capital Limited Yau, Chi Wai (SFC:AUA441) 邱志偉 +RO 2024-04-29
730 PUREHEART CAPITAL ASIA LIMITED Chen, Haolan 陳浩嵐 +Rep 2024-05-03
731   Chen, Yue (SFC:BUW293) 陳越 +Rep 2024-04-29
732 Quam Asset Management Limited (b1983-06-28) Li, Fengyun (SFC:BUW435) +Rep 2024-05-03
733   Wong, Ian Chung Ho 黃仲濠 +Rep 2024-04-29
734 Quam Securities Limited Cheung, Denise Pui Yee 張佩儀 -RO 2020-10-23 2024-05-03
735 Qube Research & Technologies Hong Kong Limited Zhang, Yu (SFC:BPB756) 張娛 +Rep 2024-05-10
736 RaffAello Investment Management (HK) Limited Li, Ngai (1964) 李毅 +RO 2024-05-06
737 Realord Asia Pacific Securities Limited Chan, Chung Wai (SFC:BPJ375) 陳仲煒 -Rep 2020-03-06 2024-05-05
738   Tsoi, Yiu Fai 蔡耀輝 -Rep 2020-10-23 2024-05-05
739 Regent Capital Management Limited Huang, Shuyun (SFC:BQZ749) 黄淑芸 -Rep 2021-05-11 2024-04-30
740 Regent Securities Limited (HK) Woo, Kwok On 胡國安 +Rep 2024-05-06
741 Rising Securities Limited Ma, Cheong Daniel +Rep 2024-04-29
742   Zhang, Wen (SFC:BMV073) 張雯 +Rep 2024-05-03
743 Robeco Hong Kong Limited de Bruijn, Jan Cornelis (SFC:BTZ290) -Rep 2024-05-06 2024-05-10
744 ROOFER SECURITIES LIMITED Wu, Lei (SFC:BUS551) 吳蕾 +Rep 2024-04-30
745 Rostrum Grand Limited Su, Wen-Chi 蘇玟綺 +Rep 2024-05-03
746 Rothschild & Co Hong Kong Limited Suddens-Spiers, Claire Rachel -Rep 2019-07-11 2024-04-30
747 ROYSTON SECURITIES LIMITED (GBEN) Tam, Christopher Siu Tong 譚兆棠 -RO 2022-11-28 2024-04-30
748 S&P Global Ratings Hong Kong Limited Chen, Yu Wen 陳昱彣 +Rep 2024-05-07
749   Tay, Eileen +Rep 2024-05-07
750   Teh, Kim Yuan +Rep 2024-05-07
751 Sanford C. Bernstein (Hong Kong) Limited Gundlapalle, Pranav Dheeraj -Rep 2024-05-06 2024-05-10
752   Malhotra, Rahul (SFC:BOR217) -Rep 2024-05-06 2024-05-10
753   Tan, Toon Leng -Rep 2024-05-06 2024-05-10
754 Schonfeld Strategic Advisors (Hong Kong) Limited Choi, Thomson Yik Hin 蔡亦軒 +Rep 2024-04-30
755   Poon, Chok Kei 潘作祺 -Rep 2023-09-18 2024-05-02
756 Seeds International Asset Management Limited Tsang, Wai In 曾慧妍 +Rep 2024-05-07
757 SEEKERS ADVISORS H.K. LIMITED Mack, Andrew Kar Lung 麥嘉龍 -RO 2016-08-02 2024-04-30
758 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
759 Sensible Asset Management Limited   +Rep 2024-05-06
760 SG SECURITIES (HK) LIMITED Copin, Denis Francois Rene -Rep 2020-09-11 2024-05-07
761     +RO 2024-05-07
762   Poitevin, Nicolas -Rep 2005-06-22 2024-05-09
763 SHANGGU ASSET MANAGEMENT (ASIA) LIMITED Chan, King Shing 陳敬誠 +Rep 2024-05-03
764 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Wang, Min (SFC:BUU894) 汪敏 +Rep 2024-05-08
765 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Wong, Sai Fu 黃世富 -RO 2024-04-03 2024-05-02
766 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED He, Tingting (SFC:BOZ736) 何婷婷 -Rep 2022-11-25 2024-05-03
767 Shinhan Investment Asia Limited Lee, Jae Jun +RO 2024-05-06
768 SIGMA MANAGEMENT LTD Huang, Hao (SFC:BPD566) 黃浩 +RO 2024-05-06
769 Sino-Rich Securities & Futures Limited Ngai, Ling Kwan 魏令君 -Rep 2008-12-02 2024-05-01
770 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Leung, Chi Wai (SFC:BTH772) 梁志偉 +Rep 2024-05-06
771   Li, Guohui (SFC:BTX654) 李国徽 +Rep 2024-04-29
772 SINOPAC SECURITIES (ASIA) LIMITED Lin, En-Tzu 林恩慈 -Rep 2023-08-01 2024-04-30
773 SMBC Nikko Securities (Hong Kong) Limited Hattori, Hironori +RO 2024-05-07
774 Solomon JFZ (Asia) Holdings Limited Leung, Wai Kin (SFC:ANP306) 梁偉健 -RO 2021-10-26 2024-04-30
775   Tao, Wing Cheong 杜永昌 +Rep 2024-05-07
776 Somerley Capital Limited Hesse, Jakob Fabian +Rep 2024-04-29
777   Wu, Zhihong (SFC:BOD916) 吳志宏 -Rep 2019-03-07 2024-04-30
778 Soochow Securities International Futures Limited Liu, Yufeng (SFC:BUP872) 劉宇峰 +Rep 2024-05-07
779 South China Investment Management Limited Lam, Leung Kit 林亮傑 -Rep 2024-03-12 2024-05-02
780   Ng, Jonathan (SFC:BRK509) 伍麟凱 -Rep 2024-04-18 2024-04-28
781   Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
782 SOUTH CHINA RESEARCH LIMITED   -Rep 2024-02-01 2024-05-08
783 SOUTH CHINA SECURITIES LIMITED Lam, Leung Kit 林亮傑 -Rep 2024-03-12 2024-05-02
784   Ng, Jonathan (SFC:BRK509) 伍麟凱 -Rep 2024-04-18 2024-04-28
785   Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
786 SPDB International Capital Limited Feng, Changli (SFC:BJI357) 馮昌黎 +Rep 2024-04-30
787   Wang, Binzhou 王彬舟 +Rep 2024-05-03
788 SPDB International Investment Management Limited Suo, Lina (SFC:BUW335) 索丽娜 +Rep 2024-05-07
789 SPDB International Securities Limited Feng, Changli (SFC:BJI357) 馮昌黎 +Rep 2024-04-30
790 St. James's Place (Hong Kong) Limited Doughty, Stephen Edward (SFC:ARH181) -Rep 2008-08-19 2024-04-30
791 STASHAWAY HONG KONG LIMITED Chan, Lap Yin (SFC:BSF983) 陳立賢 -Rep 2022-03-17 2024-05-02
792 StillBrook Capital Limited Lo, Hok Yan Elizabeth 盧學欣 -Rep 2023-08-15 2024-05-10
793 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Saito, Gen +Rep 2024-05-09
794 Sumitomo Mitsui Trust (Hong Kong) Limited Liu, Pui Sun Tiffany 廖沛琛 -Rep 2021-12-28 2024-05-08
795 Sun Life Asset Management (HK) Limited Choi, Allen 蔡國偉 -Rep 2024-03-06 2024-05-06
796     +RO 2024-05-06
797 SunRiver International Securities Group Limited Cai, Hongfei (SFC:BPK909) 蔡鴻飛 +Rep 2024-05-02
798   Gu, Xiang (SFC:BTO648) 顧湘 -Rep 2024-03-13 2024-05-06
799   Shen, Sicong 申思聰 +Rep 2024-05-08
800 Symmetry Investments (Hong Kong) Limited Wu, Qinxuan 吳沁軒 +Rep 2024-04-30
801 T.F.S. Derivatives HK Limited Chan, Pui Ga 陳姵伽 -Rep 2024-04-19 2024-04-30
802 TAI SHING STOCK INVESTMENT CO. LIMITED Yung, Shun Kit 容舜傑 -Rep 2024-05-01
803 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Zhang, Jiangfan 張江帆 +Rep 2024-05-09
804 Templewater Hong Kong Limited Lee, Tsz Tung Sonia 李芷僮 +Rep 2024-04-29
805 TEN ASSET MANAGEMENT LIMITED Tong, Wei (SFC:AQM399) 佟巍 -Rep 2024-02-08 2024-04-30
806 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED Robson, Neil Christopher -Rep 2018-08-16 2024-05-07
807 Tianqin International Asset Management Limited Chen, Shuyu (SFC:BSX577) 陳淑瑜 -RO 2022-11-10 2024-05-03
808   Qiu, Tingting 邱婷婷 -Rep 2024-04-15 2024-05-02
809     +RO 2024-05-02
810 TOV Capital Limited Chan, Mo Kit 陳武傑 -RO 2019-07-12 2024-04-30
811   Wong, Anson King Lung 黃勁龍 -RO 2019-11-19 2024-04-30
812 TR Advisors Limited Lee, Nathan Tze Hong 李子康 -Rep 2019-02-11 2024-05-09
813 TradeMaster Securities (Hong Kong) Limited Chen, Yibiao (SFC:AXN055) 陳宜飆 +Rep 2024-05-09
814 TVC MANAGEMENT LIMITED Kong, Chi Ho (SFC:BOU720) 江志豪 +Rep 2024-05-09
815 UBS Asset Management (Hong Kong) Limited Ahmad, Mohammad (SFC:BJO390) -Rep 2024-05-07 2024-05-10
816 UBS SECURITIES ASIA LIMITED Fowler, Gerald Kenneth (SFC:BUW450) +Rep 2024-05-08
817   Huynh, Trung Chuong -Rep 2024-05-06 2024-05-09
818   Wong, Carson (SFC:BUX060) 黄家信 +Rep 2024-05-06
819 UCAP Securities (HK) Limited Huang, Jen-Te 黃仁德 -Rep 2021-02-11 2024-04-30
820   Huang, Po Jui 黃柏睿 -Rep 2020-10-29 2024-04-30
821 UOB KAY HIAN (HONG KONG) LIMITED Li, Guangchen (SFC:BNY840) 李光宸 +Rep 2024-05-07
822   So, Wai Yee Flora 蘇偉儀 +Rep 2024-05-07
823   Wong, Ming Fai (SFC:ALW838) 王明輝 -Rep 2023-11-02 2024-05-03
824     +RO 2024-05-03
825 UPBEST SECURITIES COMPANY LIMITED Wong, Hak Ping 黃克平 +Rep 2024-05-09
826 Valliance Asset Management Limited Zhu, Lina (SFC:AXV640) 朱麗娜 +Rep 2024-05-02
827 VALUABLE ASSET MANAGEMENT LIMITED Fung, Chun Ho (SFC:AVV720) 馮鎮豪 -Rep 2023-08-09 2024-05-07
828     +RO 2024-05-07
829 VALUABLE CAPITAL LIMITED Cheng, Wu Long 鄭武隆 -Rep 2019-01-23 2024-04-30
830 VALUE PARTNERS HONG KONG LIMITED Liu, Yunqi (SFC:BEA463) 刘芸琪 +Rep 2024-04-29
831   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
832 VALUE PARTNERS LIMITED Liu, Yunqi (SFC:BEA463) 刘芸琪 +Rep 2024-04-29
833   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
834 Value Partners Private Equity Limited   +Rep 2024-05-06
835 VANTAGE ASSET MANAGEMENT LIMITED (HK) Cheng, Yuk Lon Christopher 鄭鈺倫 -RO 2016-07-18 2024-04-30
836   Lee, Peter Shang Ming 利尚銘 -RO 2016-07-18 2024-05-10
837 Vantage Capital Markets HK Limited Gu, Huihui 顧匯匯 +Rep 2024-05-03
838 Vantum Futures Limited Chan, Ka Wai (SFC:APP683) 陳嘉慧 +RO 2024-05-07
839 VC CAPITAL LIMITED Huang, Jeff 黃嘉富 -Rep 2023-09-28 2024-04-30
840 Velotrade Management Limited Pizzituti, Gianluca -RO 2018-11-15 2024-05-10
841 VENHOUSE WEALTH MANAGEMENT LIMITED Yang, Ching Man 楊靜雯 -Rep 2006-04-12 2024-04-30
842 Venture Smart Asia Limited Tang, Kenny Sing Hing 鄧聲興 -RO 2021-09-02 2024-04-29
843 Vision Capital Investment Management Limited Liu, Jiang (SFC:BUS176) 刘江 +Rep 2024-04-30
844 VP Wealth Management (Hong Kong) Limited Marx, Reto -RO 2022-04-01 2024-05-01
845   Ng, Faye Xiaoying -Rep 2021-11-15 2024-05-01
846   Yip, Shun Fung 葉淳鋒 -Rep 2021-09-14 2024-05-01
847   Yuen, George Pui Kwong 袁沛光 -Rep 2022-11-22 2024-05-01
848 VS Partners (Hong Kong) Co., Limited Zhang, Cuiyun 張翠云 -RO 2023-10-13 2024-04-30
849 Waton Securities International Limited Zhou, Lin (SFC:BTJ166) 周琳 +Rep 2024-05-09
850 Wealth Harbour Investment & Management Co., Limited Yan, Danny Kai Chi 甄啟智 -RO 2022-03-14 2024-04-30
851 Wealth Link Securities Limited Fung, Pui Hang 馮珮珩 -RO 2023-08-09 2024-04-29
852   Lui, Wai Man (SFC:AIU192) 呂偉文 -RO 2022-12-21 2024-04-29
853   Tang, Wa Kin 鄧華鍵 -Rep 2024-04-29 2024-05-02
854     +RO 2024-05-02
855 WealthTac Global Asset Management Limited Chan, Chun Yip (SFC:AUO102) 陳俊業 +RO 2024-04-30
856 WEBULL SECURITIES LIMITED Hung, Chun Kit (SFC:BCU325) 熊俊傑 +Rep 2024-05-03
857   Wong, Wai Kwan (SFC:AWA381) 黃偉琨 +Rep 2024-05-03
858 Wellington Management Hong Kong Limited (b2003-01-02) McLane, Douglas William -Rep 2024-05-08 2024-05-10
859 Wells Global Asset Management Limited Tam, Joseph Wai Ho 譚偉豪 +Rep 2024-04-29
860 Welwing Capital Group Limited Li, Ruoyang 李若暘 -Rep 2021-10-20 2024-04-30
861     +RO 2024-04-30
862 WeShare Asset Management Limited Kwan, Kenneth Chun Keung 關俊強 -RO 2024-02-16 2024-04-29
863 WIN WIND FINANCE LIMITED Lowe, Norman C. 勞樹源 -Rep 2023-12-13 2024-04-30
864 Winner Zone Asset Management Limited Chang, Danni 常丹妮 +Rep 2024-05-08
865   Chu, Agnes Pui Shan 朱珮珊 +Rep 2024-05-07
866 Wisdom Cosmic Securities Limited Hui, David Lam Chiu 許林釗 +RO 2024-05-07
867   Yung, Wai Sing (SFC:ANP500) 容渭星 -RO 2023-10-11 2024-04-30
868 Wonderland International Asset Management Limited Sun, Daniel Timur 孫文 -Rep 2021-08-30 2024-05-11
869 WRise Prestige Asset Management Limited Ip, Tsz King 葉子敬 -Rep 2023-09-15 2024-05-08
870   Wong, Rex Chun 黃俊 +Rep 2024-05-07
871 WRise Prestige Securities Limited Chum, Kam Wing 覃錦榮 +Rep 2024-05-07
872   Ip, Tsz King 葉子敬 -Rep 2023-09-15 2024-05-08
873   Lam, Sheung Yu 林尚瑜 +Rep 2024-05-07
874   Leung, Eric Wai Ming 梁偉明 +Rep 2024-05-07
875   Sung, Yuk Ting 宋玉婷 +Rep 2024-05-03
876   Tam, Wing Kan (SFC:BRK609) 譚詠勤 -Rep 2024-04-10 2024-05-07
877   Wong, Rex Chun 黃俊 +Rep 2024-05-07
878 WRise Wealth Management (Hong Kong) Limited Cheung, Man Wah Poly (SFC:BMV381) 張曼華 +Rep 2024-05-03
879   Fong, Sin Shing 方善城 +Rep 2024-05-06
880 XHK Limited Fok, Siu Pong (SFC:AME216) 霍少邦 +Rep 2024-04-29
881 Yan Yun Family Office (HK) Limited Lo, Tak Wai 盧德偉 -RO 2023-10-16 2024-05-04
882 YICKO SECURITIES LIMITED So, Herman Haw 蘇灝 +Rep 2024-05-08
883 Yuan Tong Global Asset Management Limited Tu, Jun (SFC:BTN013) 涂俊 +RO 2024-05-09
884 YUANTA FUTURES (HK) CO., LIMITED Lin, Yingying (SFC:BST634) 林莹莹 +Rep 2024-05-08
885 Yuanta Securities (Hong Kong) Company Limited Chang, Hsien-Chun 張憲鈞 +Rep 2024-05-08
886   Chen, Pei Chi (SFC:BUS620) 陳佩琪 +Rep 2024-05-08
887 YUE XIU ASSET MANAGEMENT LIMITED Jiang, Nan (SFC:BMW548) 姜楠 -Rep 2018-06-01 2024-05-07
888   Jin, Lu (SFC:AWT304) 金路 -RO 2017-11-27 2024-05-07
889 Yue Xiu Capital Limited Xu, Yibin (SFC:BSZ009) 許溢斌 -Rep 2022-09-16 2024-05-08
890 YUE XIU SECURITIES COMPANY LIMITED   -Rep 2022-09-16 2024-05-08
891 Yuet Sheung International Securities Limited Li, Yige (SFC:BUM132) 李宜格 -Rep 2024-01-24 2024-04-30
892 Yunfeng Financial Markets Limited Song, Yuxin 宋雨欣 +Rep 2024-04-29
893 Yunfeng Securities Limited   +Rep 2024-04-29
894 Zero2IPO Capital Limited Yang, Peng (SFC:AUG860) 楊鵬 -RO 2021-11-03 2024-05-10
895 Zero2IPO Securities Limited   -Rep 2021-12-01 2024-05-10
896 Zeta Capital (H.K.) Limited Xu, Luwen 许璐雯 +RO 2024-05-03
897 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Wang, Wenxin (SFC:BUX610) 王文新 +Rep 2024-05-08
898 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED Jing, Kai 井凱 -Rep 2017-11-23 2024-05-08
899 ZUNDIAO SECURITIES LIMITED Ng, Penny Yuk 吳玉 +RO 2024-04-29

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