CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Alexander, Michael Lewis | M | Rep | 2005-08-04 | 2010-07-19 | |
| 2 | Ambler, Hanna Sofia | Rep | 2007-08-27 | 2010-04-01 | ||
| 3 | Ang, Kok Thye Ian 汪國泰 | Rep | 2006-06-01 | 2019-10-18 | ||
| 4 | Arculli, Kim Melanie | F | Rep | 2007-01-03 | 2009-04-24 | |
| 5 | Attatanyapat, Rojanin | Rep | 2007-08-14 | 2009-10-09 | ||
| 6 | Beddard, Henry Terence | M | Rep | 2007-03-07 | 2015-06-05 | |
| 7 | Benson, Bruce Alan | M | Rep | 2007-09-13 | 2009-11-01 | |
| 8 | Bird, John David (SFC:AKY461) | M | RO | 2005-02-01 | 2012-02-27 | |
| 9 | Boyd, Geoffrey Cameron | M | Rep | 2006-03-30 | 2017-10-14 | |
| 10 | Bradley, Edmund Hugh | M | RO | 2019-04-16 | ||
| 11 | Buckle, Karen Jane | F | Rep | 2014-01-24 | ||
| 12 | Bunyaraksh, Ariya | Rep | 2007-09-13 | 2011-06-24 | ||
| 13 | Campbell, Oliver Martin (SFC:AOO985) | M | Rep | 2007-02-21 | 2014-03-01 | |
| 14 | Carino, Jasmine Magno | F | Rep | 2007-07-03 | 2011-04-27 | |
| 15 | Caruso, Richard Blaise | M | Rep | 2004-10-19 | 2012-11-28 | |
| 16 | Chan, George Lung Cheung 陳龍翔 | M | Rep | 2004-07-12 | 2012-06-13 | |
| 17 | Chan, Vonnie Lai Yin 陳麗妍 | Rep | 2006-09-07 | 2019-12-11 | ||
| 18 | Chen, Alan Bing | M | Rep | 2009-09-10 | ||
| 19 | Cheng, Matthew Yu Yuan 鄭裕源 | M | Rep | 2005-06-14 | 2009-03-04 | |
| 20 | Cheng, Tau Cheung 鄭導昌 | Rep | 2006-09-12 | 2008-05-03 | ||
| 21 | Cheuk, Alexander Siu Bun 卓兆斌 | M | Rep | 2014-07-30 | ||
| 22 | Choi Park, Jae Won 崔朴在元 | Rep | 2005-08-18 | 2008-04-12 | ||
| 23 | Choo, Shan | Rep | 2007-07-03 | 2015-03-23 | ||
| 24 | Chow, Wing Hong (SFC:ACI634) 周永康 | Rep | 2007-01-25 | 2012-12-01 | ||
| 25 | Clark, Bettina Gay | F | Rep | 2008-01-31 | ||
| 26 | Cotterchio, David Maurice | M | Rep | 2006-07-04 | 2016-03-18 | |
| 27 | De Dios, Maria Martha Araullo | F | Rep | 2007-06-25 | ||
| 28 | Del Papa, Massimiliano | Rep | 2006-02-20 | |||
| 29 | Du, Yuxi 杜玉曦 | Rep | 2007-12-14 | 2008-10-24 | ||
| 30 | Eng, Karen Jane 伍倚华 | F | Rep | 2004-08-03 | 2020-10-16 | |
| 31 | Enticknap, David (SFC:AMS233) | M | Rep | 2005-11-11 | 2013-07-04 | |
| 32 | Fisher, Kirstie Jane | F | Rep | 2006-09-18 | 2015-10-05 | |
| 33 | Fishwick, Eric James | M | Rep | |||
| 34 | Gan, Tanya Li Phing | F | Rep | 2007-02-21 | 2021-08-23 | |
| 35 | Gornall, Adrian Rubin | M | Rep | 2004-06-02 | 2008-07-17 | |
| 36 | Gruber, James | M | Rep | 2006-01-17 | 2010-07-03 | |
| 37 | Hillen, Derek Hopkins | M | Rep | 2006-07-25 | 2010-06-09 | |
| 38 | Howie, Fraser John Thomas (SFC:ADW025) | M | Rep | 2003-08-08 | 2012-11-01 | |
| 39 | Hsiao, Eugene Yow Seng | M | Rep | 2007-02-21 | 2009-06-16 | |
| 40 | Jaeger, Christian John | M | Rep | 2007-07-03 | ||
| 41 | Jiang, Sosia | Rep | 2005-05-11 | 2012-12-07 | ||
| 42 | Kanga, Cyrus Darius | M | Rep | 2006-02-22 | 2013-08-05 | |
| 43 | Kestel, Damian Paul | M | Rep | 2010-12-10 | ||
| 44 | Kim, Eugene Hwang | M | Rep | 2006-07-25 | 2008-11-28 | |
| 45 | Kinnear-Nock, Scott William | 39 | M | Rep | 2008-04-15 | |
| 46 | Ko, Raymond 高力文 | M | Rep | 2009-09-18 | ||
| 47 | Ladeuix, Hernan | Rep | 2006-03-29 | 2012-04-03 | ||
| 48 | Lam, Don Ting 林挺 | Rep | 2006-09-14 | 2015-11-20 | ||
| 49 | Lam, Lai Ming (SFC:AOD735) 林衍緯 | M | Rep | 2007-08-29 | 2009-01-23 | |
| 50 | Lane, Graeme John | 42 | M | Rep | 2006-11-24 | 2008-11-20 |
| 51 | Law, Lucia Yuk Ha 羅玉霞 | F | Rep | 2017-11-15 | ||
| 52 | Lee, Patrick Maung | M | Rep | 2006-01-23 | 2008-05-10 | |
| 53 | Lee, Voon Hsien 李文賢 | Rep | 2007-02-21 | 2019-08-20 | ||
| 54 | Leung, Polly Pui Ling | F | Rep | 2003-07-17 | 2009-01-23 | |
| 55 | Leung, Wai Ming (SFC:AQA974) 梁慧明 | Rep | 2007-12-03 | 2011-10-25 | ||
| 56 | Li, Xiao (SFC:AOH927) 李皛 | Rep | 2006-12-22 | 2008-11-11 | ||
| 57 | Lim, Kit Yng | Rep | 2007-06-13 | 2015-06-22 | ||
| 58 | Lim, Tay Her 林泰禾 | Rep | 2006-05-23 | 2010-10-18 | ||
| 59 | Lu, Wubin 陸嫵彬 | Rep | 2006-07-20 | 2008-11-13 | ||
| 60 | Lucas, Edwin (SFC:AAI491) | M | Rep | 2005-03-18 | 2008-12-31 | |
| 61 | Lui, Wai Yip 呂偉業 | Rep | 2005-07-27 | 2009-03-04 | ||
| 62 | Ma, Adeline 馬雅蓮 | F | Rep | 2005-07-28 | 2008-11-20 | |
| 63 | Man, Christine Shu Yee 文淑誼 | 41 | F | Rep | 2006-08-15 | 2008-03-01 |
| 64 | Markosov, Suren Gueorgui | Rep | 2006-10-10 | 2008-04-25 | ||
| 65 | Martin, Todd Stuart | M | Rep | 2006-07-08 | 2008-11-13 | |
| 66 | McAlinden, Barry (SFC:APF630) | M | Rep | 2007-07-10 | 2008-11-19 | |
| 67 | McDonough, Sean Joseph | M | Rep | 2007-11-13 | 2011-05-10 | |
| 68 | McNamara, Mary Elizabeth | F | Rep | 2003-12-29 | 2010-05-14 | |
| 69 | Middle, Rupert Anthony Richard | 48 | M | Rep | 2007-06-25 | 2009-03-04 |
| 70 | Mitchinson, Stacie Michelle | F | Rep | 2007-08-10 | 2009-11-13 | |
| 71 | Mohamed Kamal Bin Mohd, Ridzam Deva | Rep | 2007-06-25 | 2011-04-05 | ||
| 72 | Montague, Jolyon Charles | M | Rep | 2005-10-25 | 2009-09-28 | |
| 73 | Morinobu, Kaori | Rep | 2007-08-28 | 2014-05-28 | ||
| 74 | Morrison, Robert William Bentley | 46 | M | RO | 2003-07-25 | 2009-06-30 |
| 75 | Morrow, Stuart Anthony | M | Rep | 2005-05-10 | 2013-10-28 | |
| 76 | Moss, Adam Alexander Guy | M | Rep | 2010-09-20 | ||
| 77 | Namba, Hiromitsu | Rep | 2007-07-24 | 2011-03-25 | ||
| 78 | Neoh, Chee Keat | Rep | 2007-06-20 | 2010-06-25 | ||
| 79 | Ngai, Henry Chun Kit 倪俊傑 | M | Rep | 2007-06-11 | 2014-10-14 | |
| 80 | Ngo, Long Hoang 黃龍 | Rep | 2005-05-11 | 2008-01-29 | ||
| 81 | Nguyen, Kim Thi | Rep | 2006-02-20 | 2008-05-28 | ||
| 82 | Nguyen, Nguyen Thanh | M | Rep | 2007-02-21 | 2009-03-05 | |
| 83 | Norris, Jeremy Anthony (SFC:ABM977) | M | Rep | 2005-06-06 | 2009-05-08 | |
| 84 | Ong, Polly So Po 王素寶 | F | Rep | |||
| 85 | Panitchpakdi, Prinn | Rep | 2007-07-23 | 2019-05-18 | ||
| 86 | Paterson, James Willock | M | RO | 2007-03-09 | 2012-10-10 | |
| 87 | Pienaar, Ross Daniel | M | Rep | 2007-02-21 | 2008-11-14 | |
| 88 | Pope, Leavitt Joseph | M | Rep | 2007-05-25 | 2010-08-20 | |
| 89 | Riddick, Andrew William | M | RO | 2013-12-12 | ||
| 90 | Rothman, Andrew Charles | M | Rep | 2014-03-01 | ||
| 91 | Ruber, Matthew Albert | M | Rep | 2008-09-26 | ||
| 92 | Sangiambut, Manop | Rep | 2005-09-28 | 2012-03-08 | ||
| 93 | Shiu, Wing Sun 蕭榮申 | Rep | 2019-12-11 | |||
| 94 | Silver, Colin | M | Rep | 2007-12-04 | 2008-05-14 | |
| 95 | Skinner, Donald William Lennox | 45 | M | RO | 2012-07-05 | |
| 96 | Slone, Jonathan David | 45 | M | Rep | 2007-07-03 | 2008-03-14 |
| 97 | Smith, Brad Franklin | M | Rep | 2007-06-04 | 2010-05-31 | |
| 98 | Snaith, Michael Lachman | M | Rep | 2003-12-18 | 2014-08-12 | |
| 99 | So, Ka Man (SFC:AHX165) 蘇家文 | Rep | 2008-11-24 | |||
| 100 | So, Petrina Pui Yan 蘇佩恩 | Rep | 2005-08-18 | 2008-08-08 | ||
| 101 | Somjitt, Nipat | Rep | 2007-09-13 | 2009-11-11 | ||
| 102 | Stiles, Andrew Guy | M | Rep | 2003-12-09 | 2008-02-13 | |
| 103 | Sutherland, Alison Fiona Maclean | F | Rep | 2007-05-25 | 2008-04-12 | |
| 104 | Sutton, Peter Thomas | M | Rep | 2009-03-30 | ||
| 105 | Sze, Winnie Wei Ling 施惠玲 | F | Rep | 2007-09-21 | 2010-01-05 | |
| 106 | Tabbush, Daniel Lawrence | M | Rep | 2006-05-29 | 2012-03-13 | |
| 107 | Tang, Calvin Kam Ming 鄧鑑明 | M | Rep | 2006-02-20 | 2008-11-20 | |
| 108 | Tangitvet, Jiralawan | Rep | 2007-09-13 | 2014-04-11 | ||
| 109 | Thapaneeyapan, Kanyarat | Rep | 2007-09-13 | 2008-12-04 | ||
| 110 | Vohra, Dhruv | Rep | 2003-12-29 | 2012-06-01 | ||
| 111 | Voss, Vanessa Christine | F | Rep | 2007-02-21 | 2009-11-20 | |
| 112 | Wai, Helena Suk Chong 衛淑莊 | 60 | F | RO | 2019-05-01 | |
| 113 | Wallis, Shane Bernard | M | Rep | 2006-07-21 | 2015-01-09 | |
| 114 | Wan, Joyce Nga Yee 溫雅怡 | F | Rep | 2007-01-03 | 2008-11-19 | |
| 115 | Wan, Sandy San Ming 萬三敏 | Rep | 2003-09-17 | 2013-10-31 | ||
| 116 | Wang, Yinan (SFC:ANB406) 王軼楠 | Rep | 2006-02-20 | 2022-08-12 | ||
| 117 | Warsono, Wuddy | Rep | 2007-06-25 | 2015-01-30 | ||
| 118 | Wijaya, Annie | F | Rep | 2006-05-29 | 2021-04-09 | |
| 119 | Wilkinson, Anthony John Cooper | M | Rep | 2011-05-27 | ||
| 120 | Witts, Richard Arthur | 64 | M | Rep | 2008-08-08 | |
| 121 | Wong, Peter Tat Ming 黃達明 | M | Rep | 2007-01-18 | 2009-01-23 | |
| 122 | Wood, Malcolm George (SFC:ANI728) | M | Rep | 2006-04-26 | 2008-11-20 | |
| 123 | Yeoh, Jonathan Sheung Chern | M | Rep | 2006-02-20 | 2008-11-24 | |
| 124 | Yeung, Shun Hei 楊舜熙 | Rep | 2007-08-16 | 2009-05-08 | ||
| 125 | Yip, Cheng Kwok 葉振國 | Rep | 2007-11-28 | 2021-07-08 | ||
| 126 | Yip, Chun Man (SFC:ACS017) 葉振文 | Rep | 2006-11-06 | 2008-11-20 | ||
| 127 | You, Seung Min | Rep | 2007-02-21 | 2008-11-24 | ||
| 128 | Yung, Melody Wing Ping 容詠萍 | F | Rep | 2005-03-03 | 2008-02-04 | |
| 129 | Ziegler, Richard Paul | 36 | M | Rep | 2005-11-29 | 2024-02-14 |
| 130 | Zulueta, Michael Rubin | M | Rep | 2007-06-25 | 2009-03-04 |
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